Financial Services Regulatory Advisor
4 days ago
We are seeking a seasoned Compliance Specialist - Policy and Procedure to drive our regulatory compliance initiatives forward at Danos Group.
Main Responsibilities:- Policy Development: Create and maintain up-to-date policies and procedures that ensure adherence to SFC and HKMA regulations.
- Regulatory Advisory: Provide expert guidance on policies, procedures, and regulatory matters to support business growth while ensuring compliance with SFC and HKMA regulations.
- Compliance Audits: Conduct thorough audits to identify areas for improvement and recommend corrective actions to maintain a strong compliance posture.
- Stakeholder Engagement: Collaborate with colleagues to develop and deliver training programs, fostering a culture of compliance awareness throughout the organization.
- Degree-level education with a relevant professional diploma (investment or compliance-related) or willingness to pursue one.
- Fluent in Cantonese; Mandarin proficiency is a plus.
- At least 5 years of experience in compliance roles within financial institutions, legal practices, consultancies, or regulatory bodies.
- Strong knowledge of SFC and HKMA regulations, including SFC policies and procedures.
- Excellent communication and stakeholder management skills, both written and verbal.
- Ability to work effectively in a fast-paced environment, prioritizing tasks to meet deadlines.
- Attention to detail, with excellent analytical and problem-solving skills.
- Entrepreneurial mindset, proactive in identifying new opportunities and contributing to business growth.
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Financial Regulatory Advisor
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