Financial Services Regulatory Advisor

4 days ago


Hong Kong Island, Hong Kong SAR China Danos Group Full time
About the Position

We are seeking a seasoned Compliance Specialist - Policy and Procedure to drive our regulatory compliance initiatives forward at Danos Group.

Main Responsibilities:
  • Policy Development: Create and maintain up-to-date policies and procedures that ensure adherence to SFC and HKMA regulations.
  • Regulatory Advisory: Provide expert guidance on policies, procedures, and regulatory matters to support business growth while ensuring compliance with SFC and HKMA regulations.
  • Compliance Audits: Conduct thorough audits to identify areas for improvement and recommend corrective actions to maintain a strong compliance posture.
  • Stakeholder Engagement: Collaborate with colleagues to develop and deliver training programs, fostering a culture of compliance awareness throughout the organization.
Essential Qualifications:
  • Degree-level education with a relevant professional diploma (investment or compliance-related) or willingness to pursue one.
  • Fluent in Cantonese; Mandarin proficiency is a plus.
  • At least 5 years of experience in compliance roles within financial institutions, legal practices, consultancies, or regulatory bodies.
  • Strong knowledge of SFC and HKMA regulations, including SFC policies and procedures.
  • Excellent communication and stakeholder management skills, both written and verbal.
  • Ability to work effectively in a fast-paced environment, prioritizing tasks to meet deadlines.
  • Attention to detail, with excellent analytical and problem-solving skills.
  • Entrepreneurial mindset, proactive in identifying new opportunities and contributing to business growth.


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