Financial Regulatory Advisor
2 days ago
We are seeking an experienced Legal Counsel to join our team at Larson Maddox, a leading Crypto Proprietary trading firm in Hong Kong. As a key member of our legal department, you will play a critical role in shaping the company's compliance framework and ensuring adherence to regulatory requirements.
Responsibilities:
- Review and provide insights on legal documents relevant to the firm's business operations.
- Advise on, structure, negotiate, and manage investment projects and deals.
- Develop and maintain the firm's compliance framework, including conducting AML/KYC and CDD screenings.
- Prepare and communicate with regulatory authorities, ensuring adherence to reporting requirements.
- Monitor regulatory changes and legal developments impacting the firm's business lines.
- Collaborate across business units on legal and compliance matters, including training programs.
- Provide legal and compliance guidance to management, covering corporate, governance, and employment matters.
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Business Advisor
3 days ago
Hong Kong Island, Hong Kong SAR China Prudential Hong Kong Limited Full timeBusiness Advisor - Regulatory AffairsWe are seeking a highly skilled and experienced professional to join our team as a Business Advisor - Regulatory Affairs. This role will provide strategic advice and guidance to business functions on regulatory matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...
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Financial Regulatory Advisor
4 days ago
Hong Kong Island, Hong Kong SAR China ACCA Careers Full timeAbout ACCA Careers:Acca Careers is a leading provider of financial services and guidance to individuals, families, and institutions worldwide.Our mission is to deliver exceptional financial solutions that meet the evolving needs of our clients. To achieve this, we focus on building strong relationships with our clients, partners, and employees.Job...
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Financial Services Regulatory Advisor
2 days ago
Hong Kong Island, Hong Kong SAR China Danos Group Full timeAbout the PositionWe are seeking a seasoned Compliance Specialist - Policy and Procedure to drive our regulatory compliance initiatives forward at Danos Group.Main Responsibilities:Policy Development: Create and maintain up-to-date policies and procedures that ensure adherence to SFC and HKMA regulations.Regulatory Advisory: Provide expert guidance on...
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Financial Advisor
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Manulife Hong Kong and Macau Full timeKinetic Academiks is a forward-thinking company dominating the multilingual space in Hong Kong. With a focus on serving all ethnicities professionally, we bring energy, innovation, and trend anticipation to our work. Our team is dedicated to turning dreams into reality. Role Description This is a full-time on-site role for a Financial Advisor located in...
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Financial Regulatory Advisor
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full timeAbout The OpportunityThe Sanctions Advisory Team is a key part of our global compliance framework, ensuring that our business adheres to complex and evolving sanctions regulations across multiple jurisdictions. We are responsible for staying ahead of regulatory developments, providing critical decision-making support on escalated alerts, and offering...
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Regulatory Advisor
4 days ago
Hong Kong Island, Hong Kong SAR China Prudential Hong Kong Limited Full timeJob SummaryThis role requires a highly motivated individual with a strong background in compliance and risk management. You will work closely with the Director, Compliance Projects & Reporting to provide regulatory advice and guidance to business functions on various matters.Key ResponsibilitiesRegulatory Advice and GuidanceYou will assist business functions...
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Financial Markets Director
9 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full timeAbout UsUnicorn Advisor (HK) Limited is a leading financial advisory firm providing expert guidance on corporate finance and equity capital markets.The RoleWe are seeking a highly experienced Financial Markets Director to lead our IPO team. As a seasoned professional, you will be responsible for executing complex transactions from initial discussions to...
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Financial Advisor
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Acuma Hong Kong Full timeDirect message the job poster from Acuma Hong Kong. This position is for our office in Hong Kong, you must be willing to relocate to Hong Kong for this role. Acuma HK is a sustainable, rewarding, and award-winning company who strive to make a difference in our clients' lives and financial wellbeing. We are looking for Financial Advisors who want to join us...
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Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full timeAbout UsUnicorn Advisor (HK) Limited is a reputable firm in the financial industry.
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Executive Financial Advisor
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China 中国平安证劵(香港)有限公司 Full timeWe are seeking an executive financial advisor to join our team in Hong Kong. As a key member of our corporate finance division, you will be responsible for providing strategic financial guidance to our clients and driving business growth and success.About the RoleProvide strategic financial guidance to clients and drive business growth and success.What We...
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Senior Legal Advisor
2 days ago
Hong Kong Island, Hong Kong SAR China Career International 科锐国际 Full timeJob OverviewCareer International 科锐国际 is seeking a highly skilled and experienced Senior Legal Advisor to join our team. As a key member of our legal department, you will be responsible for providing expert legal support to various internal departments.The ideal candidate should have a strong understanding of Hong Kong laws and regulations, as well...
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Regulatory Lawyer
1 day ago
Hong Kong Island, Hong Kong SAR China Accounting and Financial Reporting Council (AFRC) Full timeRole OverviewThe Accounting and Financial Reporting Council (AFRC) is seeking a highly experienced legal professional to join our team as an Associate Director. As a key member of our team, you will be responsible for providing legal advice on regulatory matters and corporate governance.Key ResponsibilitiesProvide legal advice on regulatory matters;Assist in...
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Senior Legal Advisor
2 days ago
Hong Kong Island, Hong Kong SAR China Harvest Personnel Agency Full timeJob SummaryThe Senior Legal Advisor - Insurance role involves providing expert advice on financial crime compliance matters to the insurance industry. As part of the Financial Crime Compliance (FCC) team, this position reports directly to the Head of Legal and Compliance Department.Key Responsibilities:Offer comprehensive guidance on FCC regulatory...
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Financial Portfolio Advisor
5 days ago
Hong Kong Island, Hong Kong SAR China CLSA Full timeThe Financial Portfolio Advisor will be responsible for providing client portfolio advisory services on multi-asset classes including equities, fixed incomes, funds, and structured products. This role requires a strong understanding of investment products and the ability to communicate complex ideas to clients.Your key responsibilities will include:Providing...
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Senior Financial Advisor
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China CCB International (Holdings) Limited Full timeSenior Financial Role – Wealth Investment ServicesJoin our team as a Senior Financial Advisor and take advantage of this exciting opportunity in wealth management.About the Job:Design and execute investment strategies tailored to clients' financial objectives and risk appetites.Establish and maintain robust relationships with clients through regular...
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Financial Regulatory Analyst
4 days ago
Hong Kong Island, Hong Kong SAR China Franklin Templeton Investments Full timeRole OverviewWe are seeking a highly skilled and experienced Financial Regulatory Analyst to join our team in Hong Kong. In this role, you will be responsible for analyzing and interpreting financial data to identify trends and patterns, as well as providing insights and recommendations to support business decision-making.You will work closely with our...
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Technology Risk Advisor
2 days ago
Hong Kong Island, Hong Kong SAR China RD Technologies Full timeJob ResponsibilitiesWe are seeking a highly skilled Technology Risk Advisor to join our team at RD Technologies. As a key member of our organization, you will be responsible for providing comprehensive risk management advisory services, with a strong emphasis on technology risk.Your primary objective will be to develop, maintain, and implement relevant...
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Financial Regulatory Advisor
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full timeAbout the Benefits:We offer a comprehensive compensation package, including base salary, bonus, and benefits.Our benefits include access to pension/savings plans, company share purchasing plan, mental health and wellbeing programs, career opportunities within the entire Allianz Group, and comprehensive learning and development offerings.We believe in a...
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Strategic Financial Advisor
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Cornerstone Global Partners Hong Kong (CGP HK) Full timeJob DescriptionCornerstone Global Partners Hong Kong (CGP HK) is seeking a skilled Investment Banking Specialist to join their Corporate Finance team. As a key member of this team, you will play a vital role in supporting the development and execution of corporate finance strategies.About the OpportunityIn this role, you will have the chance to work on a...
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Hong Kong Island, Hong Kong SAR China PCCW Full timeAbout this RoleWe are seeking a Senior Manager, Compliance, eMPF to join our team at PCCW.This role requires experience in handling complex compliance risk and regulatory matters pertaining to financial services.You will serve as the 1.5 line of defense for the eMPF project, developing and maintaining a comprehensive compliance and quality assurance...