Regulatory Advisor

5 days ago


Hong Kong Island, Hong Kong SAR China Prudential Hong Kong Limited Full time

Job Summary

This role requires a highly motivated individual with a strong background in compliance and risk management. You will work closely with the Director, Compliance Projects & Reporting to provide regulatory advice and guidance to business functions on various matters.

Key Responsibilities

  • Regulatory Advice and Guidance

You will assist business functions with practical and appropriate solutions to support decision making on new business initiatives, outsourcing arrangements, new products, and partnerships.

  • Impact Analysis and Implementation

Responsibilities include working with business units to conduct impact analysis for and implementation of new regulatory and internal requirements.

  • Compliance Reporting

You will prepare and coordinate Compliance-related regular reporting, including monthly, quarterly, and ad-hoc reports to Committees, Group Compliance/HK ERM, etc.

  • Regulatory Engagement

You will support the management of regulatory engagement policy in dealing with government and regulatory bodies to maintain effective relationships.

Requirements

  • A degree holder in Accounting or Business Administration; CPA qualification is an advantage
  • Minimum of 4 years' experience in compliance or audit
  • Relevant experience in dealing with regulators or governmental bodies and experience in regulatory compliance is desirable
  • Fluent in both spoken and written English and Chinese
  • Good knowledge in life insurance products
  • Computer literate, including Microsoft Office, Word, Excel, and Powerpoint

About Us

We are Prudential Hong Kong Limited, a company committed to creating a culture of diversity and inclusion where our employees can grow and thrive.


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