Regulatory Advisor
5 days ago
Job Summary
This role requires a highly motivated individual with a strong background in compliance and risk management. You will work closely with the Director, Compliance Projects & Reporting to provide regulatory advice and guidance to business functions on various matters.
Key Responsibilities
- Regulatory Advice and Guidance
You will assist business functions with practical and appropriate solutions to support decision making on new business initiatives, outsourcing arrangements, new products, and partnerships.
- Impact Analysis and Implementation
Responsibilities include working with business units to conduct impact analysis for and implementation of new regulatory and internal requirements.
- Compliance Reporting
You will prepare and coordinate Compliance-related regular reporting, including monthly, quarterly, and ad-hoc reports to Committees, Group Compliance/HK ERM, etc.
- Regulatory Engagement
You will support the management of regulatory engagement policy in dealing with government and regulatory bodies to maintain effective relationships.
Requirements
- A degree holder in Accounting or Business Administration; CPA qualification is an advantage
- Minimum of 4 years' experience in compliance or audit
- Relevant experience in dealing with regulators or governmental bodies and experience in regulatory compliance is desirable
- Fluent in both spoken and written English and Chinese
- Good knowledge in life insurance products
- Computer literate, including Microsoft Office, Word, Excel, and Powerpoint
About Us
We are Prudential Hong Kong Limited, a company committed to creating a culture of diversity and inclusion where our employees can grow and thrive.
-
Business Advisor
4 days ago
Hong Kong Island, Hong Kong SAR China Prudential Hong Kong Limited Full timeBusiness Advisor - Regulatory AffairsWe are seeking a highly skilled and experienced professional to join our team as a Business Advisor - Regulatory Affairs. This role will provide strategic advice and guidance to business functions on regulatory matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...
-
Financial Regulatory Advisor
4 days ago
Hong Kong Island, Hong Kong SAR China Larson Maddox Full timeJob DescriptionWe are seeking an experienced Legal Counsel to join our team at Larson Maddox, a leading Crypto Proprietary trading firm in Hong Kong. As a key member of our legal department, you will play a critical role in shaping the company's compliance framework and ensuring adherence to regulatory requirements.Responsibilities:Review and provide...
-
Financial Regulatory Advisor
5 days ago
Hong Kong Island, Hong Kong SAR China ACCA Careers Full timeAbout ACCA Careers:Acca Careers is a leading provider of financial services and guidance to individuals, families, and institutions worldwide.Our mission is to deliver exceptional financial solutions that meet the evolving needs of our clients. To achieve this, we focus on building strong relationships with our clients, partners, and employees.Job...
-
Financial Services Regulatory Advisor
3 days ago
Hong Kong Island, Hong Kong SAR China Danos Group Full timeAbout the PositionWe are seeking a seasoned Compliance Specialist - Policy and Procedure to drive our regulatory compliance initiatives forward at Danos Group.Main Responsibilities:Policy Development: Create and maintain up-to-date policies and procedures that ensure adherence to SFC and HKMA regulations.Regulatory Advisory: Provide expert guidance on...
-
Senior Legal Advisor
4 days ago
Hong Kong Island, Hong Kong SAR China Career International 科锐国际 Full timeJob OverviewCareer International 科锐国际 is seeking a highly skilled and experienced Senior Legal Advisor to join our team. As a key member of our legal department, you will be responsible for providing expert legal support to various internal departments.The ideal candidate should have a strong understanding of Hong Kong laws and regulations, as well...
-
In-House Legal Advisor
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeKey Responsibilities:Provide comprehensive legal support for our Hong Kong and PRC business units, including advice on employment-related matters, data privacy, and commercial contracts.Draft and review company-wide legal policies and procedures, ensuring alignment with industry best practices and regulatory requirements.Collaborate with external legal...
-
Legal Business Advisor
2 days ago
Hong Kong Island, Hong Kong SAR China AIA Hong Kong and Macau Full timeJob Description:We are seeking a highly skilled Senior Legal Counsel to join our team in Hong Kong and Macau. As a trusted legal advisor and business partner, you will play a critical role in shaping strategies and supporting key business initiatives.This is an exciting opportunity to drive change and contribute to the success of our organization. You will...
-
Senior Legal Advisor
3 days ago
Hong Kong Island, Hong Kong SAR China Harvest Personnel Agency Full timeJob SummaryThe Senior Legal Advisor - Insurance role involves providing expert advice on financial crime compliance matters to the insurance industry. As part of the Financial Crime Compliance (FCC) team, this position reports directly to the Head of Legal and Compliance Department.Key Responsibilities:Offer comprehensive guidance on FCC regulatory...
-
Technology Risk Advisor
3 days ago
Hong Kong Island, Hong Kong SAR China RD Technologies Full timeJob ResponsibilitiesWe are seeking a highly skilled Technology Risk Advisor to join our team at RD Technologies. As a key member of our organization, you will be responsible for providing comprehensive risk management advisory services, with a strong emphasis on technology risk.Your primary objective will be to develop, maintain, and implement relevant...
-
APAC Regulatory Specialist
2 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeiCapital is a pioneering fintech company that has transformed the alternative investment marketplace.Its financial technology platform enables advisors and wealth management firms to evaluate and recommend bespoke public and private market strategies.iCapital operates globally, with over $210 billion in client assets invested in 1,690 funds.The company has...
-
Service Portfolio Manager
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full timeCompany OverviewUnicorn Advisor (HK) Limited is a reputable asset management business that specializes in providing exceptional service to its clients. Our company values innovation, expertise, and customer satisfaction.Job DescriptionWe are seeking a highly skilled Service Portfolio Manager to join our team. The ideal candidate will have relevant experience...
-
Financial Markets Director
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full timeAbout UsUnicorn Advisor (HK) Limited is a leading financial advisory firm providing expert guidance on corporate finance and equity capital markets.The RoleWe are seeking a highly experienced Financial Markets Director to lead our IPO team. As a seasoned professional, you will be responsible for executing complex transactions from initial discussions to...
-
Regulatory Compliance Associate
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeiCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...
-
APAC Regulatory Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeiCapital is transforming the alternative investment landscape through our innovative fintech platform. Our platform provides a unique opportunity for advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have achieved significant milestones, with...
-
Global Regulatory Advisor
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Avature Full timeWe are Lenovo, a leading global technology company, committed to delivering Smarter Technology for All. As a dynamic and forward-thinking organization, we are seeking a talented individual to join our team as a Senior Associate, Ethics and Compliance.About the PositionThis is an exciting opportunity to contribute to our global ethics and compliance program,...
-
Financial Advisor
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Acuma Hong Kong Full timeDirect message the job poster from Acuma Hong Kong. This position is for our office in Hong Kong, you must be willing to relocate to Hong Kong for this role. Acuma HK is a sustainable, rewarding, and award-winning company who strive to make a difference in our clients' lives and financial wellbeing. We are looking for Financial Advisors who want to join us...
-
Compliance Risk Advisor
1 hour ago
Hong Kong Island, Hong Kong SAR China Global Consultancy Full timeJob DescriptionGlobal Consultancy is seeking a driven individual to be part of its growing team in Hong Kong. The organization offers the opportunity to advise and support clients in the asset management and funds sector on regulatory compliance matters.Assist with licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and...
-
Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full timeAbout AIA International LimitedWe are dedicated to empowering our people to find their 'better' - in the work they do, the career they build, and the life they live. Our mission is to support even more people - including our own - to live Healthier, Longer, Better Lives.Job Description: Senior Legal CounselWe are seeking a highly experienced Senior Legal...
-
Innovative Medicine Scientific Advisor
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Johnson & Johnson Full timeJob OverviewJohnson & Johnson is a global leader in healthcare innovation, empowering us to build a world where complex diseases are prevented, treated, and cured. As a Senior Scientific Advisor in Innovative Medicine, you will be at the forefront of developing and implementing Medical Affairs strategies for therapeutic areas or individual products.The ideal...
-
Financial Institution Advisor
7 days ago
Hong Kong Island, Hong Kong SAR China Futu Holdings Limited Full timeJob DetailsThe ideal candidate for this Senior Compliance Officer position should have a solid understanding of regulatory requirements and be able to provide guidance on compliance matters.ResponsibilitiesCollaborate with business units to identify and mitigate compliance risks.Develop and implement policies and procedures for regulatory compliance.Monitor...