Financial Regulatory Advisor
2 days ago
About ACCA Careers:
Acca Careers is a leading provider of financial services and guidance to individuals, families, and institutions worldwide.
Our mission is to deliver exceptional financial solutions that meet the evolving needs of our clients. To achieve this, we focus on building strong relationships with our clients, partners, and employees.
Job Overview:The Senior Compliance Analyst will be responsible for ensuring the compliance of our APAC Asset Management Compliance team operating in a successful international Asset Management business.
The role will require collaboration with compliance team members, managers, and staff in various business units to provide consultation and advice on regulatory matters, conduct compliance monitoring and testing activities, and maintain compliance frameworks and related policies and procedures.
Key Responsibilities:- Monitoring and testing of APAC-wide regulatory and corporate compliance obligations
- Supporting the execution of the global trade and communication surveillance program
- Providing technical research and consultation to support compliance initiatives
- Developing and maintaining compliance frameworks and related policies and procedures
- Coordinating APAC activities with EMEA and US counterparts
- Proven experience in advising and/or monitoring asset management businesses
- Strong background in investment management products and services
- Working knowledge of SFC regulations and international exposure
- Prior experience in interpreting industry standards
- Excellent analytical and problem-solving skills
- Highly motivated individual with strong initiative
- Effective decision-making and communication skills
- Strong organizational and analytical skills
- Knowledge of Excel macros
We offer a dynamic and supportive work environment that encourages professional growth and development. Our employees have access to training programs, mentorship opportunities, and networking events that help them advance their careers.
We value diversity, equity, and inclusion and strive to create a workplace where everyone feels valued and respected. We believe that diverse perspectives and experiences drive innovation and excellence.
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