Equities Compliance Opportunity Transformation Specialist

Company OverviewHARBRIDGE PARTNERS is a leading financial services firm with a strong presence in the Asia Pacific region.We are seeking an experienced Regional Equities Compliance Specialist to join our team in Hong Kong.SalaryThe estimated salary for this role is HKD 750,000 - HKD 1,000,000 per annum, depending on experience.Job DescriptionThis is a senior...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team in Hong Kong, providing compliance coverage to the CICC group of companies for its Equities, FICC, and Wealth Management business activities.This is an excellent opportunity for a professional with strong financial services compliance or regulatory legal background to take on a...

HARBRIDGE PARTNERS, a leading recruitment agency in Hong Kong, is seeking an experienced AML Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the compliance of our clients' equities and securities businesses with relevant regulations.**Job Summary:**We are looking for a highly skilled AML Compliance Specialist...

Citi's Independent Compliance Risk Management (ICRM) is a crucial control function that ensures compliance with laws and regulations. We are seeking a highly motivated and experienced professional to join our team as Senior Compliance Risk Management Specialist, Equities Asia. This role requires a strong working knowledge of financial institutions and...

Cloud Transformation Expert WantedWe are seeking an experienced Cloud Transformation Specialist to join our team at Amazon Web Services. As a key member of our Enterprise Support team, you will play a critical role in driving customer success and adoption of our cloud services.About the RoleThis is an exceptional opportunity for a highly skilled and...

This is a senior Compliance role within the Equities Compliance team at CLSA, responsible for providing compliance coverage to the Institutional Equities Business and Equities Derivatives Department.Key ResponsibilitiesContribute to the development of compliance manuals and procedures in response to regulatory or business changes.Support regulatory inquiries...

At Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to join our team in the APAC region. The successful candidate will play a crucial role in ensuring our business operations comply with relevant regulations and exchange rules.Key ResponsibilitiesProvide expert advice on equities, fixed income, and electronic trading compliance...

About Eclipse TradingEclipse Trading is a leading proprietary derivatives trading firm with over 100 employees across four office locations in Asia. Founded in 2007, our company excels in equity derivatives and trades delta one, ETFs, commodity derivatives, and cryptocurrency products.Job DescriptionWe are seeking an experienced Compliance Operations...

Job OverviewWe are seeking a highly skilled Digital Transformation Specialist to join our team at Classy Wheeler Limited. This is an exciting opportunity to be part of a dynamic organization that values innovation and excellence.As a Digital Transformation Specialist, you will play a key role in driving the digital transformation of our business, focusing on...

Job DescriptionWe are seeking a highly skilled Advanced Equity Derivatives Specialist to join our team at CICC in Hong Kong. In this role, you will be responsible for pricing and hedging vanilla options and exotic structures linked to equities and indices in the Hong Kong, US, and Japan markets.You will develop and enhance quant models and trading systems to...

OverviewDBS Bank (Hong Kong) Limited seeks an Operational Specialist for Equity Trading to join its team. This role plays a crucial part in supporting end-to-end processing of equity trade booking, matching, reconciliation, and settlement processes.About the RoleThis position requires a Diploma or University degree in Finance, Business Administration,...

At Citi, we're committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders.Company OverviewCiti's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm.We manage compliance risk, provide...

About Ashford Benjamin LtdAshford Benjamin Ltd is a leading financial services company that values expertise and integrity in compliance matters.Job DescriptionWe are seeking a highly experienced Compliance Professional to join our team. As Global Markets Compliance Specialist, you will be responsible for providing critical compliance advice on equities,...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

We are seeking a highly motivated and experienced Equity Capital Markets Specialist to join our team at ICBC International Holdings Limited.About the RoleThis is an exciting opportunity for an individual with a strong background in investment banking to contribute to the growth and success of our company. As an Equity Capital Markets Specialist, you will be...

Job Title:Fund Accounting Specialist for Global Private Equity Projob21 Ltd. is seeking a highly skilled Fund Accounting Specialist to join our team in a key role within our Global Private Equity business. This exciting opportunity will see you work closely with senior management and investment professionals to deliver exceptional fund administration...

Job OverviewLarson Maddox is a Regional Investment Bank seeking a seasoned Vice President of Equities Compliance to lead its cash equities and derivatives compliance program.About the RoleThe ideal candidate will have at least 5 years of experience in compliance within the financial services sector, with a strong understanding of relevant regulations and...

AIA International Limited: Drive Digital TransformationAs a Senior IT Transformation Specialist at AIA International Limited, you will play a crucial role in driving strategic and tactical initiatives under TDA Transformation. This position is responsible for identifying and initiating transformation programs that focus on improving our TDA operating...

About We+ AsiaWe+ Asia is a leading investment bank with a strong presence in Hong Kong, offering a dynamic and challenging work environment for professionals seeking to advance their careers.Job Title: Software Development Specialist in Equity TradingEstimated Salary: $120,000 - $180,000 per annumAbout the RoleThis exciting opportunity is for a highly...

Job DescriptionAptitude Asia is seeking a skilled Trade Capture Specialist to join our team in the APAC region.The ideal candidate will have 3-5 years of experience in trade capture, trading assistant, or middle-office roles and strong familiarity with equity markets in the APAC region.We are looking for a self-motivated individual with excellent...