Regional Director of Market Surveillance

3 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

Job Overview:

We are seeking a seasoned professional to lead our capital markets compliance team in the Asia-Pacific region. As Regional Head of Capital Markets Regulatory Surveillance, you will be responsible for defining and implementing a compliance surveillance and control setup that aligns with Group norms and Compliance global strategy.

The role involves providing leadership within the region while ensuring global consistency, managing a team of 20+ individuals, and overseeing various business lines and compliance teams.

Key Responsibilities:

  • Surveillance Strategy: Design and implement effective surveillance strategies and processes
  • Regulatory Knowledge: Stay up-to-date on regulatory changes, industry trends, and best practices to ensure the firm's surveillance coverage remains current and effective
  • Team Management: Lead and develop a team of professionals, manage skill sets, and provide coaching as needed
  • Risk Assessment: Analyze significant risk events and escalations to identify and report risks, making recommendations for mitigation
  • Stakeholder Management: Collaborate with global colleagues and stakeholders to develop the surveillance program, drive change initiatives, and coordinate responses to regulatory inquiries

About Us:

Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. Our culture is built on four core values: commitment, responsibility, team spirit, and innovation.

Requirements:

  • 15 years of relevant experience in financial markets, conduct risk, trading data, and data governance
  • Seasoned professional with a thorough understanding of regulatory environments and risks in the financial sector
  • Experience in managing teams in a multicultural context and leading change through innovation


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