Compliance Officer for Capital Markets Risk Management
2 days ago
The Trade Surveillance Specialist will play a pivotal role in ensuring the integrity of our capital markets operations, aligning with regulatory requirements and industry standards.
Main Responsibilities- Monitor transactions to guarantee compliance with applicable regulations and exchange rules.
- Analyze trade surveillance alerts, conducting thorough investigations and collaborating with stakeholders to address potential issues.
- Develop and implement effective surveillance scenarios, testing and refining them to meet evolving market needs.
- Pursue quality assurance and reasonability testing of surveillance controls to maintain high standards.
- Contribute to management metrics and reports, providing actionable insights on key performance indicators.
- A Bachelor's Degree or equivalent is required.
- Strong analytical, problem-solving, and organizational skills, with proficiency in trade surveillance processes and software being highly valued.
- Demonstrated knowledge of applicable regulations and market rules related to Capital Markets.
-
Compliance Risk Management Specialist
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China CSC Global Financial Markets Full timeAbout CSC Global Financial MarketsCSC Global Financial Markets is a leading provider of financial services, committed to delivering innovative solutions to our clients. We are seeking an experienced Compliance Risk Management Specialist to join our team.Job SummaryThe Compliance Risk Management Specialist will be responsible for ensuring that all aspects of...
-
Risk Manager
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Tower Research Capital Full timeTower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks a Risk Manager, with a strong background in algorithmic trading to join the global Risk and Trading Supervision team in Hong Kong. Responsibilities Providing risk oversight for the APAC trading activities of the firm by focusing on electronic trading risk and market...
-
Senior Compliance Risk Manager
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob OverviewThis Regional Head of Capital Markets Regulatory Surveillance position offers a unique opportunity to lead a high-performing team and drive compliance excellence in the Asia-Pacific region.Main Responsibilities:Provide strategic direction and oversight to the Asia-Pacific compliance team, ensuring alignment with global strategy and local...
-
Risk Management and Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time**Job Overview**Bank Of China (Hong Kong) Limited is seeking a highly skilled Risk Management and Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in designing and implementing various routine monitoring and compliance reports for Global Markets operational risks.**Key Responsibilities**We are looking for...
-
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeResponsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various capital markets surveillance matters across various activities and asset classes of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with...
-
Head of Compliance Risk Management
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob OverviewThe Regional Head of Capital Markets Surveillance role provides a unique opportunity to grasp the intricacies of a top-tier investment bank and contribute to evolving regulatory developments.This position involves constant interaction with senior management, business lines, and compliance teams. It is suitable for candidates with an appetite for...
-
Capital Markets Compliance Professional
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeKey Aspects of the JobThis role offers a unique opportunity to contribute to the evolution of regulatory compliance within our organization, leveraging expertise in trade surveillance and analysis.Main ResponsibilitiesMonitor transactions to guarantee compliance with applicable regulations and exchange rules.Analyze trade surveillance alerts, conducting...
-
Capital Markets Operations Director
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Infini Capital Full timeSenior Operations Analyst Job DetailsInfini Capital is seeking an experienced Senior Operations Analyst to join our team in a full-time capacity.About the RoleThe successful candidate will be responsible for providing exceptional operational support to our Portfolio Managers, ensuring seamless execution of trades and meeting regulatory requirements.Key...
-
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob DescriptionThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership role within the Compliance division of SGS Société Générale de Surveillance SA. This position oversees the Asia-Pacific region and is responsible for defining and implementing compliance surveillance and control setups across the perimeter under their...
-
Capital Markets Regulatory Expert
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeRole SummaryThis is a high-profile role within the Compliance division, requiring a seasoned professional with extensive experience in financial markets, conduct risk, trading data, and data governance.Main ResponsibilitiesContribute to the development of a comprehensive surveillance strategy and its implementationCollaborate with the Global Capital Markets...
-
Risk Management Professional
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Polymer Capital Full timeRole SummaryWe are seeking a Quantitative Analyst to join our team at Polymer Capital Management. The successful candidate will focus on developing and maintaining a risk management system with global macro strategies.About the RoleThe primary responsibility of this role is to build and maintain tools and processes for firmwide risk management. This includes...
-
Quantitative Analyst, Risk
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Polymer Capital Full timeCompany Introduction Polymer Capital Management is a market-neutral, multi-manager investment platform based in and focused on Asia. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with...
-
Quantitative Risk Modeler
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Polymer Capital Full timeCompany OverviewPolymer Capital Management is a market-neutral investment platform focused on Asia. We combine institutional support with knowledge of local financial markets to discover and develop investment talent.Job DescriptionThis role focuses on developing and maintaining a risk management system with global macro strategies. Collaborate with the team...
-
Electronic Trading Risk Manager
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Tower Research Capital Full timeTower Research Capital, a leading high-frequency proprietary trading firm, seeks a seasoned Electronic Trading Risk Manager to join its global Risk and Trading Supervision team in Hong Kong.Role DescriptionThis role requires a strong background in algorithmic trading and quantitative risk management. The successful candidate will be responsible for providing...
-
Capital Markets Analyst
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Infini Capital Full timeAbout the RoleWe are looking for a highly skilled Capital Markets Analyst - Event Driven Strategy to join our investment analysis team. The successful candidate will have a strong background in event-driven strategies and excellent analytical skills.As a key member of our team, you will be responsible for providing timely and relevant insights on potential...
-
Director of Trading Systems
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Capital Markets Recruitment Full timeAt Capital Markets Recruitment, we are seeking a highly skilled professional to lead our trading technology teams across Hong Kong and Singapore. This is a high-impact role where you will collaborate directly with the Chief Technology Officer (CTO) to drive technology strategy and innovation across the Asia Pacific region.As Director of Trading Systems, you...
-
Capital Markets Strategist
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SenseTime 商汤科技 Full timeAbout the Role:We are looking for a skilled Capital Markets Strategist to join our Investor Relations team. In this role, you will be responsible for managing communication between SenseTime and its key financial stakeholders, including shareholders, potential investors, and analysts.Your primary objective will be to provide strategic insights and craft key...
-
Risk Management Expert
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China BOCI-Prudential Asset Management Limited Full timeBOCI-Prudential Asset Management Limited is looking for a Risk Management Expert with a focus on Compliance to join its team. The successful candidate will be responsible for reviewing and assisting in the research of regulatory changes and requirements, as well as co-ordinating with various departments on risk and compliance projects.The ideal candidate...
-
Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeJob OverviewCiti, a leading global bank with a rich history spanning over 200 years, is seeking a highly skilled Compliance Officer to join our Independent Compliance Risk Management Department. As a key member of our team, you will play a critical role in ensuring the compliance risk management framework maintains risk levels within the firm's risk appetite...
-
Portfolio Manager
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Infini Capital Full timeInfini Capital Management is a Multi-Strategy Hedge Fund based in Hong Kong and we have offices in Abu Dhabi. We are a global investment house aiming to generate consistency by capitalizing on the considerable opportunities in global markets, combining the region's best investment talent with strict risk management tailored for the Asian investment...