Capital Markets Regulatory Expert

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Role Summary

This is a high-profile role within the Compliance division, requiring a seasoned professional with extensive experience in financial markets, conduct risk, trading data, and data governance.

Main Responsibilities
  • Contribute to the development of a comprehensive surveillance strategy and its implementation
  • Collaborate with the Global Capital Markets Compliance management team to drive the function's priorities
  • Oversee the improvement of existing surveillance processes leveraging technology
  • Lead a team of professionals in a multicultural context, promoting knowledge sharing and collaboration
Essential Skills
  • Strong analytical and problem-solving skills
  • Effective coordination, communication, presentation, motivating, and public speaking skills
  • Ability to operate in a matrix environment
  • Autonomy, ability to make decisions, rigor, integrity, exemplarity


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job DescriptionThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership role within the Compliance division of SGS Société Générale de Surveillance SA. This position oversees the Asia-Pacific region and is responsible for defining and implementing compliance surveillance and control setups across the perimeter under their...


  • Hong Kong, Central and Western District, Hong Kong SAR China MCG Talent Full time

    Expert Investor Relations and Capital Markets LeadershipAbout the Position:We are looking for an exceptional Director to lead our investor relations and capital markets advisory team in Hong Kong. The ideal candidate will have a proven track record of success in transactions, M&As, and investor relations advisory, ideally within...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    About the RoleThis is an exciting opportunity to join Societe Generale de Surveillance SA as the Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) in the Asia-Pacific region. The successful candidate will be responsible for developing and implementing a compliance surveillance strategy and processes, leveraging data-driven performance...


  • Hong Kong, Central and Western District, Hong Kong SAR China MCG Talent Full time

    Investor Relations and Capital Markets SpecialistWe are seeking a highly skilled professional to fill the role of Director, Investor Relations and Strategic Communications Advisory Firm at MCG Talent. This position requires a seasoned expert with experience in capital markets, investor relations, and strategic communications, who can drive business...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China Agnew O'Brien Full time

    Job OverviewOur client, a leading international law firm in Hong Kong, is seeking a junior US Capital Markets Associate to join its expanding team. With a strong deal flow and involvement in market-leading transactions, the firm offers an excellent platform for ambitious lawyers looking to develop their careers in one of the most sophisticated capital...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job Description: The Regional Head of Capital Markets Regulatory Surveillance will be responsible for leading the team in providing surveillance and compliance services to the Asia-Pacific region. This role involves designing and implementing surveillance strategies, leveraging data-driven performance indicators, and maintaining momentum on key production...


  • Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Job OverviewHARBRIDGE PARTNERS seeks a seasoned Corporate Finance expert to lead our regulatory compliance efforts. As a key member of our team, you will be responsible for executing corporate financing and capital market business strategies.


  • Hong Kong, Central and Western District, Hong Kong SAR China Agnew O'Brien Full time

    Job DescriptionWe are seeking a skilled junior attorney to join our US Capital Markets team as a US Capital Markets Associate. The successful candidate will work on a broad range of capital markets transactions, including IPOs, debt offerings, and equity-linked products. This is an exciting opportunity to develop your career within a top-tier US law...


  • Hong Kong, Central and Western District, Hong Kong SAR China Capital Access Limited Full time

    About UsCapital Access Limited is a reputable securities house seeking an experienced Senior Corporate Counsel and Regulatory Specialist to lead its legal and compliance team.Key ResponsibilitiesManage daily legal and compliance work across various businesses, ensuring the legality and compliance of operations.Maintain external relations with law firms,...

  • Senior IT Manager

    7 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Capital Markets Recruitment Full time

    Career opportunities at Capital Markets Recruitment offer a chance to grow professionally and personally.We are currently seeking a Senior IT Manager - APAC to join our client's team in Hong Kong or Singapore.Responsibilities:Leading the trading technology teamsCollaborating with the CTO to drive technology strategy and innovationDelivering cutting-edge...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job OverviewSociete Generale de Surveillance SA is seeking a seasoned professional to lead our Capital Markets Regulatory Surveillance team in the Asia-Pacific region. The successful candidate will have a deep understanding of financial markets, conduct risk, and trading data.The role involves managing a team of 20+ individuals, overseeing trade and...


  • Hong Kong, Central and Western District, Hong Kong SAR China MCG Talent Full time

    About the RoleWe are looking for a highly skilled Director to oversee all capital markets and investor relations advisory aspects. The successful candidate will engage with clients, provide expert advice, and drive business development efforts.

  • Junior Attorney

    4 hours ago


    Hong Kong, Central and Western District, Hong Kong SAR China Agnew O'Brien Full time

    About the RoleWe are seeking a talented junior attorney to join our dynamic and collaborative US Capital Markets team. As a US Capital Markets Associate, you will work on complex transactions, including IPOs, debt offerings, and equity-linked products. This is an outstanding opportunity to develop your career within a top-tier US law firm.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China Capital Markets Recruitment Full time

    At Capital Markets Recruitment, we are seeking a highly skilled professional to lead our trading technology teams across Hong Kong and Singapore. This is a high-impact role where you will collaborate directly with the Chief Technology Officer (CTO) to drive technology strategy and innovation across the Asia Pacific region.As Director of Trading Systems, you...


  • Hong Kong, Central and Western District, Hong Kong SAR China SenseTime 商汤科技 Full time

    About the Role:We are looking for a skilled Capital Markets Strategist to join our Investor Relations team. In this role, you will be responsible for managing communication between SenseTime and its key financial stakeholders, including shareholders, potential investors, and analysts.Your primary objective will be to provide strategic insights and craft key...


  • Hong Kong, Central and Western District, Hong Kong SAR China Macquarie Bank Limited Full time

    Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...


  • Hong Kong, Central and Western District, Hong Kong SAR China Balfour Capital Group Full time

    Company OverviewBalfour Capital Group is a licensed boutique Investment Banking Firm and Hedge Fund operating in multiple jurisdictions with recognized membership in the Hedge Fund Association.Job DescriptionWe are seeking experienced sales professionals to join our team as Investment Advisors. This role involves acquiring high-net-worth clients, working...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Job DescriptionWe are looking for an experienced Regulatory Affairs Specialist, Asia Pacific Region to join our team at Accuray Asia Ltd.The primary responsibility of this role is to support obtaining medical device pre-market regulatory approvals to ensure market access for Accuray products and services in Asia Pacific.The key areas of focus for this...


  • Hong Kong, Central and Western District, Hong Kong SAR China Capital Markets Recruitment Full time

    Capital Markets Recruitment is seeking a highly experienced Director of Trading Platform to lead their trading tech teams across Hong Kong and Singapore.This is a high-impact role where you'll collaborate directly with the CTO to drive technology strategy and innovation across the APAC region.Ideal candidates will have:10+ years of experience in trading...