Capital Markets Surveillance Leader

1 day ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Job Overview

Societe Generale de Surveillance SA is seeking a seasoned professional to lead our Capital Markets Regulatory Surveillance team in the Asia-Pacific region. The successful candidate will have a deep understanding of financial markets, conduct risk, and trading data.

The role involves managing a team of 20+ individuals, overseeing trade and communications surveillance, and staying up-to-date with regulatory changes and industry trends. The ideal candidate will have a strong track record of leading change and development through innovation.

  • Main Responsibilities:
  • Develop and implement a compliance surveillance strategy and processes
  • Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables
  • Keep current on regulatory changes/priorities and industry trends/best practices to ensure effective surveillance coverage
About Us

Societe Generale de Surveillance SA is committed to strengthening bonds with colleagues, communities, and the world in which we live. Our mission is to recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.



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