Capital Markets Surveillance Leader

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will lead a team of 20+ individuals in Hong Kong, Japan, and India. This role requires a seasoned professional with 15 years of relevant experience in managing teams, regulatory surveillance, and data governance.Key Responsibilities:Design and implement surveillance strategy and...

What You'll DoThis role is responsible for designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to maintain momentum on key production deliverables. You will keep current on regulatory changes/priorities and industry trends/best practices to ensure the firm's surveillance coverage remains current and...

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

About the Role: We are seeking a highly experienced and skilled Compliance Leader for our Asia-Pacific Capital Markets team. The successful candidate will be responsible for leading the team in providing surveillance and compliance services to the region.This role involves working closely with global colleagues and stakeholders to develop the surveillance...

Company OverviewSociete Generale de Surveillance SA is a leading global investment bank committed to strengthening bonds with colleagues, communities, and the world in which we operate. We prioritize relationships and are dedicated to enhancing our competitive position through innovative solutions for our clients.Job DescriptionThe Regional Head of Capital...

Job Description: The Regional Head of Capital Markets Regulatory Surveillance will be responsible for leading the team in providing surveillance and compliance services to the Asia-Pacific region. This role involves designing and implementing surveillance strategies, leveraging data-driven performance indicators, and maintaining momentum on key production...

Job Summary: We are looking for a Senior Regional Surveillance Director for APAC to lead our team in providing surveillance and compliance services to the region. The successful candidate will have a strong background in financial markets, conduct risk, trading data, and data governance.This role involves collaborating with senior management, business lines,...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a purpose-driven company that connects, promotes, and progresses its markets and the communities they support for the prosperity of all.We're home to Asia's most dynamic and vibrant capital markets. Our commitment to the long-term development of our business and our markets is articulated in...

About the RoleThis is an exciting opportunity to join Societe Generale de Surveillance SA as the Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) in the Asia-Pacific region. The successful candidate will be responsible for developing and implementing a compliance surveillance strategy and processes, leveraging data-driven performance...

We are seeking a Capital Markets Professional to join our investment team at Homeostasis Capital. In this role, you will be responsible for developing and maintaining relationships with industry partners and stakeholders, and assisting the investment team in decision-making.Key Responsibilities:Develop and maintain relationships with industry partners and...

We are seeking an experienced Commercial Director to join our team at Amicorp Group, a global leader in asset management and corporate services. As a key member of our sales and business development team, you will be responsible for developing new business opportunities and driving revenue growth across Capital Markets, Securitizations, Security Issues...

Capital Markets RecruitmentWe are seeking a Tech Leader for our client, a well-established Quant Hedge Fund, to lead their trading tech teams across Hong Kong and Singapore.This high-impact role involves collaborating directly with the CTO to drive technology strategy and innovation across the APAC region.The ideal candidate will have:10+ years of experience...

Job DescriptionWe are seeking a highly experienced professional to lead our Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) team in the Asia-Pacific region. The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility and adapting it in...

Career opportunities at Capital Markets Recruitment offer a chance to grow professionally and personally.We are currently seeking a Senior IT Manager - APAC to join our client's team in Hong Kong or Singapore.Responsibilities:Leading the trading technology teamsCollaborating with the CTO to drive technology strategy and innovationDelivering cutting-edge...

Partner, VC/PE, Fund-raising, Leading Capital Markets participant, Wharton Capital Markets/Corporate Paralegals As part of our business expansion, we are seeking some highly skilled and motivated Capital Markets and Corporate paralegals to join our law firm in Hong Kong. The ideal candidate will have experience in Hong Kong IPOs, US IPOs, and other...

Head of Trading TechnologyCapital Markets Recruitment is seeking an experienced Head of Trading Technology to lead the trading tech teams across Hong Kong and Singapore. This high-impact role requires collaboration with the CTO to drive technology strategy and innovation in the APAC region.

Join our Asia Equity Capital Markets team and deliver tailored financial solutions to corporate and financial sponsor clients. Working closely with industry coverage teams within Macquarie Capital, you will deliver structured and public capital market solutions for clients across Asia by leveraging our deep local institutional knowledge, global reach and...

Gaw Capital Asset Management (HK) Limited , a member of Gaw Capital Partners, is a real estate asset management company that focuses on real estate markets in Hong Kong. Gaw Capital Partners through funds under its management, and consortium partners have acquired a wide range of retail and commercial portfolio in Hong Kong. The portfolio is comprised of a...

Expert Investor Relations and Capital Markets LeadershipAbout the Position:We are looking for an exceptional Director to lead our investor relations and capital markets advisory team in Hong Kong. The ideal candidate will have a proven track record of success in transactions, M&As, and investor relations advisory, ideally within...

Required Skills and Qualifications2-4 years' experience in an investment bank, ideally with experience of equity capital marketsStrong analytical and quantitative skills with proficiency in financial modelling and valuation techniquesStrong understanding of equity capital markets dynamics, investor behaviour, and issuance processesExceptional verbal and...