Capital Markets Compliance Professional

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Key Aspects of the Job

This role offers a unique opportunity to contribute to the evolution of regulatory compliance within our organization, leveraging expertise in trade surveillance and analysis.

Main Responsibilities
  • Monitor transactions to guarantee compliance with applicable regulations and exchange rules.
  • Analyze trade surveillance alerts, conducting thorough investigations and collaborating with stakeholders to address potential issues.
  • Develop and implement effective surveillance scenarios, testing and refining them to meet evolving market needs.
Qualifications and Requirements
  • A Bachelor's Degree or equivalent is required.
  • Strong analytical, problem-solving, and organizational skills, with proficiency in trade surveillance processes and software being highly valued.
  • Demonstrated knowledge of applicable regulations and market rules related to Capital Markets.


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