Head of Capital Markets Compliance Asia-Pacific

3 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

Job Description:

We are looking for an experienced leader to oversee our capital markets compliance team in the Asia-Pacific region. As Head of Capital Markets Compliance Asia-Pacific, you will be responsible for managing a team of 20+ individuals and overseeing various business lines and compliance teams.

The role involves designing and implementing effective surveillance strategies and processes, staying up-to-date on regulatory changes and industry trends, and analyzing significant risk events and escalations.

Key Responsibilities:

  • Compliance Oversight: Oversee the compliance of business activities with regulations, manage compliance risks, and perform controls
  • Team Leadership: Lead and develop a team of professionals, manage skill sets, and provide coaching as needed
  • Global Collaboration: Collaborate with global colleagues and stakeholders to develop the surveillance program, drive change initiatives, and coordinate responses to regulatory inquiries

About Us:

Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. Our culture is built on four core values: commitment, responsibility, team spirit, and innovation.

Requirements:

  • 15 years of relevant experience in financial markets, conduct risk, trading data, and data governance
  • Seasoned professional with a thorough understanding of regulatory environments and risks in the financial sector
  • Experience in managing teams in a multicultural context and leading change through innovation


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