Trade Surveillance Consultant

About the RoleThis position involves working closely with various business lines, management, and compliance teams to ensure seamless integration of regulatory requirements into our operations.Main ResponsibilitiesParticipate in monitoring transactions to guarantee compliance with applicable regulations and exchange rules.Review trade surveillance alerts,...

Job DescriptionThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership role within the Compliance division of SGS Société Générale de Surveillance SA. This position oversees the Asia-Pacific region and is responsible for defining and implementing compliance surveillance and control setups across the perimeter under their...

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various capital markets surveillance matters across various activities and asset classes of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with...

Job OverviewThe Trade Surveillance Specialist will play a pivotal role in ensuring the integrity of our capital markets operations, aligning with regulatory requirements and industry standards.Main ResponsibilitiesMonitor transactions to guarantee compliance with applicable regulations and exchange rules.Analyze trade surveillance alerts, conducting thorough...

Key Aspects of the JobThis role offers a unique opportunity to contribute to the evolution of regulatory compliance within our organization, leveraging expertise in trade surveillance and analysis.Main ResponsibilitiesMonitor transactions to guarantee compliance with applicable regulations and exchange rules.Analyze trade surveillance alerts, conducting...

Company OverviewSia Partners is a cutting-edge consulting firm that empowers businesses to thrive in the digital age. With a global presence and expertise spanning multiple sectors, we deliver tailored solutions that drive tangible results.We guide our clients through strategic projects, business transformations, IT & digital strategy, and Data Science...

Job SummaryWe are seeking a Trade Surveillance Consultant with 2-4 years of experience in trade surveillance to join our team in Hong Kong. As part of this project, you will work closely with our client to ensure compliance with market integrity standards.This role offers an exciting opportunity to be involved in challenging strategic projects with leading...

Role Summary: The Senior Compliance Analyst will play a crucial role in monitoring and testing regulatory and corporate compliance obligations across APAC. This will involve partnering with compliance team members and managers to provide consultation and advice on regulatory matters.Additionally, the position will require coordination with EMEA and US...

Responsibilities:Conduct real-time monitoring and surveillance of trading activities to detect and prevent market abuse and regulatory violations. Manage the Control Room operations, including oversight of MNPI, restricted lists, and information barriers. Utilize surveillance tools such as SMARTS, Actimize, and other data analytics tools to monitor and...

Job OverviewThis Regional Head of Capital Markets Regulatory Surveillance position offers a unique opportunity to lead a high-performing team and drive compliance excellence in the Asia-Pacific region.Main Responsibilities:Provide strategic direction and oversight to the Asia-Pacific compliance team, ensuring alignment with global strategy and local...

Job Responsibilities: •  Including: building a compliance system, implementing AML/KYC, market surveillance, policy formulation, regulatory communication, team management, responding to inspections, and investigating violations. •  Monitoring suspicious transaction patterns. •  Designing a customer risk rating model. •  Market behavior...

Head of Trading TechnologyWe are seeking an exceptional leader to drive technology strategy and innovation across the APAC region. As the Head of Trading Technology, you will collaborate directly with the CTO to deliver high-impact projects that shape our trading capabilities.This role requires a hands-on approach, with strong expertise in trading...

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Capital Markets Recruitment Hedge Fund Executive Search | Capital Markets Principal Recruitment Consultant | NYC, LDN & DUB Our client, a major Quantitative Hedge fund, is looking to hire an experienced Trade Support Engineer to work alongside systematic...

Head of Trading Technology - Quant Hedge Fund Our client, a well-established quantitative hedge fund, is looking for a Head of Trading Technology to lead their trading tech teams across Hong Kong and Singapore. This is a high-impact role where you'll collaborate directly with the CTO to drive technology strategy and innovation across the APAC region. Ideal...

We are an established, globally active management consulting company with offices in Switzerland, Germany, Austria, UK, USA, Singapore, Hong Kong, the Philippines, Australia, Indonesia and India. We are a valued partner to many of the world's largest international financial services and insurance firms. We support our clients at all project management stages...

About UsAmber Group is a global leader in digital asset financial services, providing cutting-edge solutions to institutional and high-net-worth investors worldwide.We offer best-in-class liquidity and trading infrastructure across major exchanges, applications, and networks. Our deep liquidity powers the digital asset ecosystem, with over $1 trillion in...

Are you looking to grow your career in trading support within a fast-paced, dynamic financial environment? Our client, a world-leading commodity broker, is seeking a Trading Support Analyst to provide 1st and 2nd level support for front-office, real-time trading, and market data systems.Key Responsibilities:Provide 1st/2nd line support for all trading...

Are you looking to grow your career in trading support within a fast-paced, dynamic financial environment? Our client, a world-leading commodity broker, is seeking a Trading Support Analyst to provide 1st and 2nd level support for front-office, real-time trading, and market data systems. Key Responsibilities: Provide 1st/2nd line support for all trading...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

BIBO Limited is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with relevant laws and regulations.Key responsibilities include:Audit Preparation: Prepare audit materials and documents for clients, ensuring timely...