Risk Management Professional

3 days ago


Hong Kong, Central and Western District, Hong Kong SAR China BIBO Limited Full time

BIBO Limited is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with relevant laws and regulations.

Key responsibilities include:

  • Audit Preparation: Prepare audit materials and documents for clients, ensuring timely completion and accuracy.
  • Trading Activity Monitoring: Monitor trading activity for insider dealing, identifying potential risks and taking corrective action as necessary.
  • Surveillance Operations: Carry out day-to-day surveillance operations, analyzing data and trends to inform compliance decisions.
  • Rule Setting: Analyze, maintain and improve rule setting, ensuring that our policies and procedures are up-to-date and effective.
  • Policies and Procedures Development: Develop policies, procedures and SOP enhancements, working closely with the business lines to ensure seamless implementation.
  • Station Audits: Perform Compliance related station audits, identifying areas for improvement and implementing changes as needed.
  • Tax Reporting: Assist in tax reporting (e.g. FATCA/CRS), ensuring compliance with all relevant regulations.
  • Data Entry and Control: Handle data entry and control filling issue, maintaining accurate records and minimizing errors.
  • AML Policies and Procedures: Assist in AML Policies and Procedures drafting, ensuring that our policies are robust and effective.
  • Compliance Reports: Prepare and present compliance monitoring reports, providing actionable insights to stakeholders.
  • Findings Follow-up: Follow up on findings with business lines, ensuring that corrective actions are taken promptly.


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