Trade Surveillance Expert

About the RoleThis position involves working closely with various business lines, management, and compliance teams to ensure seamless integration of regulatory requirements into our operations.Main ResponsibilitiesParticipate in monitoring transactions to guarantee compliance with applicable regulations and exchange rules.Review trade surveillance alerts,...

Sia Partners is a next-generation consulting firm focused on delivering superior value and tangible results to its clients as they navigate the digital revolution. With over 2,800 consultants in 18 countries, we will generate an annual turnover of USD 420 million for the current fiscal year. Our global footprint and our expertise in more than 30 sectors and...

Job Overview:We are seeking an experienced Compliance Surveillance Leader to join our team in the Asia-Pacific region. The ideal candidate will have 15 years of relevant experience, a thorough understanding of financial markets, conduct risk, trading data, and data governance, and a proven track record of leading change and development through innovation.The...

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various capital markets surveillance matters across various activities and asset classes of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with...

Job Overview:We are seeking a seasoned professional to lead our capital markets compliance team in the Asia-Pacific region. As Regional Head of Capital Markets Regulatory Surveillance, you will be responsible for defining and implementing a compliance surveillance and control setup that aligns with Group norms and Compliance global strategy.The role involves...

Job Description:Societe Generale, a leading global financial institution, is seeking an experienced Financial Markets Regulatory Expert to lead its Capital Markets Surveillance team in the Asia-Pacific region. This is a unique opportunity for a seasoned professional to evolve at the forefront of regulatory developments and drive change within a top-tier...

Job OverviewThe Trade Surveillance Specialist will play a pivotal role in ensuring the integrity of our capital markets operations, aligning with regulatory requirements and industry standards.Main ResponsibilitiesMonitor transactions to guarantee compliance with applicable regulations and exchange rules.Analyze trade surveillance alerts, conducting thorough...

Key Aspects of the JobThis role offers a unique opportunity to contribute to the evolution of regulatory compliance within our organization, leveraging expertise in trade surveillance and analysis.Main ResponsibilitiesMonitor transactions to guarantee compliance with applicable regulations and exchange rules.Analyze trade surveillance alerts, conducting...

Job Summary:Societe Generale is seeking a skilled Capital Markets Risk Manager to lead its Capital Markets Surveillance team in the Asia-Pacific region. The successful candidate will have a strong background in financial markets, conduct risk, and trading data, and a proven track record of managing teams and driving change.The Regional Head of Capital...

Risk Management Expert WantedLote and Partners seeks an experienced Portfolio Manager/Trader to join our team. As a leader in the trading of industrial raw materials, we require an expert who can manage risk and optimize revenue streams.Job ResponsibilitiesThe ideal candidate will be responsible for:Developing and implementing trading strategies to achieve...

Tachyon Talent Solutions Limited is a leading provider of specialized talent solutions. We are currently seeking a skilled Risk and Compliance Expert to join our team.Job DescriptionThe successful candidate will be responsible for reviewing daily and monthly alerts related to post-transaction monitoring and trade surveillance. They will investigate...

We are looking for a talented Trading Operations Expert to join our team at CLSA in Hong Kong. As a key member of our Trading Support team, you will be responsible for ensuring the efficient operation of our trading systems.Job Description:Support daily trading operations, including early morning exchange connectivity checks and system management.Manage...

Senior Quantitative Futures TraderWe are seeking an experienced Senior Quantitative Futures Trader to join our team at Algo Capital Group. As a key member of our trading team, you will be responsible for developing and implementing profitable trading strategies using advanced mathematical models.Main ResponsibilitiesDevelop and implement complex trading...

Company Overview:ConnectedGroup, a leading investment and commodity trading company, is seeking a Trade Finance Expert to join their team. With a significant presence in APAC, the company operates globally.Responsibilities:Structure diverse financing options for clients, including trade loans, pre-shipment and post-shipment financing, and working capital...

Trading Operations and Risk Management ExpertWe are looking for a skilled Trading Operations and Risk Management Expert to join our treasury team. In this role, you will be responsible for monitoring real-time risk, profit and loss, and system health status of trading portfolios. You will also be covering trading hedging, reporting, and supporting...

About the Role:The Hong Kong Trade Development Council's Exhibition Services Department is seeking an experienced Graphic Designer to join our team. As a key member of our department, you will play a crucial role in creating engaging visual content for trade fairs, exhibitions, seminars, and other events.Responsibilities:Conceptualize and develop creative...

Job Requirements:We are seeking a Metals Trading Expert to execute client orders and trading strategies in SGE, Comex, and LBMA markets. This individual will assist in the new product on-boarding process and complete tasks assigned by their direct leader.This role requires a strong understanding of the precious metals business, including knowledge of...

Job Summary:Tata Consultancy Services is seeking a Network and Trading Application Expert to join our team. As a Network and Trading Application Expert, you will be responsible for overseeing the functionality and maintenance of CCTV systems to enhance security within the office, and manage c.500 on-prem Palo Alto firewall rules and connectivity between APAC...

Société Générale is seeking a skilled Structured Solutions Expert to join our Cross-Asset Structuring team in Hong Kong. As a member of our team, you will be responsible for designing and implementing cross-asset expertise, delivering integrated multi-asset market solutions to investors.You will work closely with the APAC sales team to provide product...

Job Summary:We are seeking a highly skilled professional to join our capital markets compliance team as Senior Manager Regulatory Oversight. The successful candidate will have a deep understanding of regulatory environments and risks in the financial sector and experience in managing teams in a multicultural context.The role involves designing and...