Senior Manager Regulatory Oversight

About the Role:The Hong Kong Institute of Certified Public Accountants (HKICPA) is a leading professional organization in Hong Kong, and we are seeking a senior professional to fill the role of Deputy Director, Governance and Regulatory Affairs.The successful candidate will have a strong background in governance and regulatory affairs, with experience in...

About AIA International LimitedWe believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, and the life they live. Our aim is to support even more people - including our own - to live Healthier, Longer, Better Lives.The RoleThis role plays a critical part in providing comprehensive risk oversight,...

It's never been a more exciting time to join Vistra. At Vistra, our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve progress without friction. But progress only...

About the RoleJoin our Regulatory Affairs team in Hong Kong as a Regulatory Affairs Specialist. You will play a critical role in ensuring that our company remains compliant with regulatory requirements and internal policies.Review and analyze new regulatory developments and maintain oversight of developments impacting business activities.Develop and maintain...

Select how often (in days) to receive an alert:It's never been a more exciting time to join Vistra.At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve...

Risk Oversight in Crypto TradingIn this role, you will be responsible for overseeing the development and implementation of risk management strategies for our crypto trading products. You will work closely with cross-functional teams to identify and prioritize risks, and develop mitigation strategies to minimize potential losses.About the TeamYou will be part...

Some careers shine brighter than others If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Securities Services provides robust and...

About the PositionThis is an exciting opportunity to join our team as an Investment Risk Oversight Specialist. In this role, you will play a critical part in our investment risk management process, supporting the identification, quantification, and monitoring of investment risks.You will be responsible for following up on risk limit breaches, communicating...

Job OverviewThe Hong Kong Institute of Certified Public Accountants (HKICPA) is seeking a highly experienced professional to lead its governance and regulatory affairs. Reporting to the Director, you will be responsible for developing and implementing policies that ensure effective implementation of the Institute's governance framework.You will work closely...

About Our ClientWe are a leading provider of regulatory reporting services to the investment banking and wealth management industry.Our client is seeking a highly experienced Senior Project Manager to lead and manage critical projects focused on automating regulatory reporting processes.The successful candidate will be responsible for ensuring compliance...

Moodys Investors Service seeks a highly experienced Senior Regulatory Advisor to lead our APAC Compliance efforts. The ideal candidate will have more than 20 years of experience in one of the following fields:Compliance professional with a demonstrated record of excellenceLicensed attorney or foreign attorney practicing in an APAC jurisdictionSenior risk...

Job SummaryThis role presents an opportunity to join a dynamic team driving Regional Risk Oversight in Global Markets. As a key player, you will be responsible for overseeing regional risk reporting, managing governance and business operations, and collaborating with cross-functional teams to ensure the region's risk profile is accurately reflected.Key...

We are seeking an experienced Regulatory Reporting Automation Project Manager to lead and manage the end-to-end automation of regulatory reporting processes, ensuring adherence to timelines, budgets, and quality standards. This role is crucial in driving efficiency through automation while ensuring compliance with CFTC, BAFT, and OTC regulations.Key...

About Projob21 Ltd.We are a leading pure play international private bank and asset management group hiring over 5000 employees across the globe.Job Summary:We are seeking a highly experienced KYC Compliance AVP to join our team in the Global Private Bank department.Key Responsibilities:Conducting KYC due diligence and account opening approval...

About Dah Sing Financial Group The Dah Sing Financial Group is a leading financial services provider in Hong Kong, offering a wide range of banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. We pride ourselves on our caring culture, teamwork, and progressiveness. We believe...

Job SummaryWe are seeking a highly skilled Senior Control Manager to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers activities.Key Responsibilities:Risk Monitoring and Control: Conduct regular...

Company OverviewThe Professional Body Hong Kong, a leading regulatory organization, seeks an experienced professional to join its team as Senior Regulatory Affairs Specialist. In this role, you will be responsible for reviewing, revising, and establishing regulations and policies that align with the organization's goals and objectives.Job DescriptionDevelop...

Join our Compliance Regulatory Assurance team, who are responsible for conducting risk-based reviews to ensure that controls are effectively designed and operating efficiently to mitigate regulatory risks and provide senior management with assurance regarding the robustness of our regulatory controls. In collaboration with other regional Regulatory Assurance...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

About the RoleWe are seeking a highly experienced Senior Project Manager to lead and manage critical projects focused on automating regulatory reporting processes for our client in investment banking and wealth management.This role is crucial in ensuring compliance with CFTC, BAFT, and OTC regulations while driving efficiency through automation.Key...