Compliance Manager

Client Overview Our client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia. Job Description Report directly to the Head of Compliance. Handle all compliance-related matters, including...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

Key ResponsibilitiesResponsible for day-to-day AML-CFT risk assessment, client onboarding, payment channels onboarding, ongoing monitoring, AML/CFT-related transactions monitoring, record keeping and local staff training.Support AML-CFT operational processes in Singapore and Hong Kong, including the writing and review of operational policies and standard...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

At Howden, we're seeking a seasoned Compliance Manager to spearhead our Risk and Compliance function. As a key member of our team, you'll be responsible for ensuring adherence to local laws, statutes, and regulations while balancing business needs.This role requires a deep understanding of local regulatory requirements for insurance broking and financial...

Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

Job Responsibilities: Provide compliance advisory, focusing on financial crime compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Facilitate the establishment and maintenance of a robust compliance governance framework and nurture a culture of compliance within the Group. Develop and deliver compliance...

Job Summary:As a Compliance Manager at ConnectedGroup, you will play a pivotal role in enhancing compliance initiatives across regional and local levels. This exciting opportunity demands a seasoned professional with expertise in developing and implementing compliance policies and procedures.About the Role:Design and implement comprehensive compliance...

Developing Compliance InitiativesConnectedGroup is looking for a Compliance Manager to drive the development and implementation of compliance policies and procedures. This role requires strong knowledge of regulatory requirements and the ability to lead cross-functional teams to achieve compliance objectives.Key ResponsibilitiesDevelop and implement...

We are seeking a highly skilled Senior Compliance Analyst/Compliance Officer to join our team in Hong Kong. The successful candidate will be responsible for providing critical support on all FTIA and other group companies' compliance, MLRO, and governance activities.About the RoleThe role serves as the main point of contact for a regulator and serves as...

Job DescriptionThe Chief Compliance Officer will be responsible for leading the compliance department to enhance the bank's financial crime compliance procedures and adherence to regulatory frameworks. The role involves formulating and implementing the bank's overall compliance strategy, advising senior management on laws, rules, and standards, and ensuring...

Retail Technology Asia is a cloud-based digital retail service company headquartered in Hong Kong. We are seeking a Compliance and Security Manager to join our Cyber Security team and govern our cybersecurity compliance.The successful candidate will be responsible for managing team and vendor resources for Governance, Risk, and Compliance functions. They...

Compliance ManagerJob Summary:We are seeking a seasoned Compliance Manager to join our team at the Bank of China.This is a full-time position in the Legal and Compliance department, reporting to the Head of Compliance.The successful candidate will be responsible for formulating annual compliance review plans, conducting regular compliance reviews, and...

Vistra is committed to removing the friction that comes from the complexity of global business and helping our clients achieve their goals without barriers.We are currently seeking a Regulatory Monitoring Manager to join our team in Hong Kong, where this contract position will play a crucial role in shaping the future of our Global Incorporations...

About Us:Our MissionWe at Allianz Global Investors are committed to enhancing the investment experience for our clients, whatever their location or goals. Our goal is to create value for our clients every step of the way by being proactive in partnering with them and anticipating their needs, and building solutions based on capabilities across public and...

iCapital is expanding its presence in the APAC region and seeks a highly skilled Compliance Officer to join its team. This individual will play a pivotal role in ensuring the company's compliance with regulatory requirements and will contribute to the development of a comprehensive compliance strategy.This dynamic and challenging role offers a unique...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

Job OverviewThe Bank of China is seeking an experienced Audit and Compliance Manager to lead our internal audit team. In this role, you will be responsible for assessing the effectiveness of internal controls and providing recommendations for improvement.Key Responsibilities:Lead internal audit engagements to assess compliance with regulations, standards,...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

iCapital is a leading fintech platform powering the world's alternative investment marketplace. Our financial technology has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have transformed the industry by providing a...