Regulatory Assurance Analyst

6 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Macquarie Bank Limited Full time

Join our Compliance Regulatory Assurance team, who are responsible for conducting risk-based reviews to ensure that controls are effectively designed and operating efficiently to mitigate regulatory risks and provide senior management with assurance regarding the robustness of our regulatory controls. In collaboration with other regional Regulatory Assurance teams, the scope of our reviews may include any of Macquarie's business groups, entities, or geographic locations in Asia.

At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

You will be involved in comprehensive assurance reviews, covering all phases from planning and scoping to execution, documentation, and reporting. You will play a crucial role in identifying and analysing issues and their root causes. Additionally, you will effectively communicate the review outcomes to various stakeholders, including compliance and business teams.

What you offer
  • An analytical and investigative mindset with the ability to identify and propose viable solutions
  • Excellent verbal and written communications skills, essential for developing relationships across various stakeholder groups
  • Ability to adhere to strict deadlines while maintaining accuracy and quality of work
  • A great team player who can collaborate effectively with others, while also being able to work independently
  • 3 years of compliance assurance or audit experience from an audit firm, financial services organisation or a financial regulator will be an advantage.

We love hearing from anyone inspired to build a better future with us. If you're excited about the role or working at Macquarie, we encourage you to apply.

About the Risk Management Group

In our Risk Management Group, you will be part of an independent and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.

Our commitment to diversity, equity and inclusion

We are committed to providing a working environment that embraces diversity, equity, and inclusion. We encourage people from all backgrounds to apply for a role regardless of their identity, including gender, race, ethnicity, cultural identity, nationality, age, sexual orientation, gender identity, intersex status, marital or family status, neurodiversity, religion or belief, disabilities, or socio-economic background.

If you require adjustments to your working arrangements or the recruitment process, please let us know when applying.

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