Private Side Compliance Specialist

About the RoleWe are seeking a highly skilled Risk Management Specialist to join our team at Ashford Benjamin Ltd. As a key member of our Private Side Compliance team, you will play a critical role in ensuring that our investment banking and capital market businesses operate within a robust compliance framework.Key ResponsibilitiesAdvisory and SupportYou...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

The Company Our client is a top tier private bank, with strong presences in Asia, with a long history and established compliance team and culture in HK.  As a part of their growing HK Compliance Team, they are now looking for a smart, stable and driven compliance professional to specialize in their private banking business.  This person will assist the...

About Pure Hong KongPure Hong Kong is a top-tier private bank with a strong presence in Asia.Our Client's Growing TeamWe are currently seeking a smart and driven compliance professional to join our growing HK Compliance Team. As part of this team, you will be responsible for assisting the Head of Compliance in handling regulatory and central compliance...

About Allianz Global InvestorsWe are a leading global active asset manager, committed to enhancing our clients' assets through long-term investments. Our goal is to create value for clients every step of the way by being proactive in how we partner with them and anticipate their needs. We build solutions based on capabilities across public and private...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

The Team: The OEMS Product Support Organization provides client facing support to assist clients with the Enfusion OEMS module for their daily trading operations. The OEMS Product Support Organization consists of three verticals – Product Specialists, FIX Operations, and Trade Compliance. The Role: The OEMS, Product Specialist acts as a liaison between our...

Job DescriptionWe are seeking a highly skilled AML and Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As an AML and Compliance Specialist, you will play a critical role in ensuring the bank's compliance with anti-money laundering and combating the financing of terrorism (AML/CFT) regulations.Responsibilities:Implement and...

Company OverviewFusion Worldwide is a global open-market distributor of electronic components and finished products.Established in 2001, we have expanded our presence across four continents with 22 locations worldwide.Job DescriptionAs a Senior Compliance Specialist/Compliance Manager, you will be responsible for developing, implementing, and managing the...

First Line of Defence Focus on Risk, Compliance and Control Our client is an international private bank with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit a high calibre candidate to join them. You will: Strengthen risk management governance in the first line of...

Role OverviewLarson Maddox is seeking a seasoned Equities Compliance Specialist to join our team. The ideal candidate will possess a strong background in equities compliance, monitoring, and trade surveillance.

About PFCC Group LimitedPFCC Group Limited is a leading provider of financial services.Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team. The successful candidate will be responsible for managing watchlists and restricted lists, reviewing research prior to publication, and handling research clearance and maintaining...

Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Assess product...

At SAFE Investment, we are seeking a highly organized and detail-oriented Compliance Support Specialist to join our Legal Department.Job Description:This is an exceptional opportunity to provide administrative support and contribute to the success of our team.Handle internal staff's compliance matters with diligence and precisionProvide comprehensive...

About the RoleWe are seeking a highly skilled and experienced Senior AML Compliance Specialist to join our Corporate Banking team at Bank of China. As an essential member of our compliance function, you will play a critical role in ensuring the effective implementation of our Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT) policies.

Job DescriptionThe Role:• Support all fund tax reporting and compliance matters for our international investment fund range, particularly in the US, Hong Kong, Singapore, China, and other jurisdictions.• Review tax deliverables for direct and indirect tax provided by a variety of external service providers.• Manage tax queries and audits from local tax...

About the RoleFusion Bank Limited is seeking a skilled IT Audit Specialist to join our team. As an IT Audit Specialist, you will be responsible for performing risk assessments, leading audit activities, and providing recommendations to enhance compliance and risk management.Responsibilities:Conduct risk assessments to identify potential threats and...

Supply Chain Governance & Compliance Specialist At Tag, we bring big ideas to life. As a leading creative production and sourcing partner, we work with some of the world’s biggest brands and agencies, delivering content at scale to create campaigns that are more impactful, more effective and more efficient. We believe that the combination of different...

Business Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to each...

Job Description:At Bank of China (Hong Kong) Limited, we are seeking a highly skilled Accounting and Compliance Specialist to join our team.Job Summary:We are looking for an experienced professional with a strong background in accounting and company secretarial services to manage the statutory records of our subsidiaries. The successful candidate will be...