Manager, Business Compliance and Operation Risks Manager

Aquis Search is seeking a highly skilled Compliance Risk Manager to join our team.About the RoleThis exciting opportunity will see you working closely with local business units to develop and implement compliance policies, ensuring seamless operations across the region.Key ResponsibilitiesCompliance Policy Development: Collaborate with stakeholders to design...

Job OverviewChina Re Asset Management (Hong Kong) Company Limited seeks a highly skilled Compliance Risk Manager to join its team.Job DescriptionEnsure the company's compliance-related work is implemented in accordance with the Hong Kong Securities and Futures Commission (SFC) requirements, identifying and assessing relevant compliance risks.Develop and...

Responsibilities: Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc....

Job OverviewCICC is seeking a highly experienced Compliance Officer to join its team in Hong Kong. The successful candidate will be responsible for providing comprehensive compliance coverage to the CICC group of companies, focusing on sales and trading business activities across products.Main ResponsibilitiesProvide expert compliance advisory services to...

Job Description:As a Compliance Risk Manager at Bank of China (Hong Kong) Limited, you will play a critical role in ensuring the bank's operations align with regulatory requirements and industry best practices.About Us:Bank of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of banking services to individuals...

Responsibilities: Design and prepare various routine monitoring and compliance report for Global Markets operational risks. Follow up on various operational incidents and conduct independent assessment and analysis on the cases Write kinds of internal self-assessment and different gap analysis reports on internal control and compliance mechanism Formulate...

About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Job DescriptionThe Senior Compliance Associate (SCA) will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This role will work closely with the APAC Compliance team and support the...

Responsibilities: Drive the Risk & Control Self-Assessment (RCSA) program by providing guidance and challenge the business as appropriate Identify, assess, and report emerging risks. Perform and support scenario exercises, e.g. for Group capital calculation (ICAAP) purposes or test operational resilience, as required Support the coordination of major...

Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk monitoring and control on Southeast Asian institutions. Work with development team and vendor for digitalized project to streamline workflow and conduct data asset management. Prepare MIS reports on...

Company OverviewCiti is a leading global bank that provides financial services to individuals, businesses, and institutions. We are committed to helping our clients achieve their financial goals while promoting economic growth and stability.Job DescriptionWe are seeking an experienced Compliance Risk Specialist to join our Global Operations team. The...

**Job Summary**We are seeking a highly skilled Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring the bank's adherence to regulatory requirements and industry standards.Key Responsibilities:Collaborate with the team to develop and implement risk...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong offering banking, insurance, and other related services through its extensive network of branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that everyone is unique and...

Job DescriptionWe are seeking a Risk Management and Compliance Officer to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers' activities. Responsibilities• Conduct thorough risk monitoring and...

Risk Management Group (RMG) is responsible for the development and maintenance of risk management and internal control frameworks. We provide independent review and challenge to business to ensure that appropriate balance is considered in risk/return decisions. In addition, RMG is responsible for the monitoring and reporting on key risk issues of the Bank....

Job Description:The BC Group is seeking a seasoned Compliance and Audit Manager to oversee all cybersecurity compliance efforts and audits across our global operations. The ideal candidate will have extensive experience in managing external audits, regulatory engagements, and ensuring ongoing compliance with SOC 2 and other applicable regulations.Key...

Job DescriptionThe Business Risk Management Trainee role is a full-time 24-month contract with Societe Generale, providing access to a diverse range of training materials to help you succeed, covering various aspects of businesses, including but not limited to technical skills, leadership development, communication skills, client service, and relationship...

Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment,...

NexusSearch seeks an experienced Compliance Officer to manage AML/CFT compliance activities, plan and deliver high-quality results, provide guidance on regulatory issues, develop training programs, and offer legal review. This role offers a unique opportunity to make a significant impact in the institutional digital asset space.About NexusSearchWe are a...

Company OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong committed to service excellence. Our people are our most valuable asset, and we strive to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive compensation packages.Job DescriptionThe Senior Fraud...

Overview">Citi is a global bank uniquely positioned to navigate the complexities of an increasingly interconnected world. As a leading player in the financial services industry, we strive to deliver seamless and innovative solutions to our clients and customers.">About the Role">We are seeking a highly skilled Senior Compliance Risk Manager to join our team...