Business Compliance

About Link ComplianceWe are a leading online entertainment company based in Hong Kong, and we're seeking an exceptional Executive Assistant to support our CEO's business calendar.

Job DescriptionWe are seeking a highly skilled Executive Assistant to provide exceptional support to our CEO in Hong Kong. The ideal candidate will have at least 2 years of experience as a Personal Assistant or Executive Assistant and possess excellent organizational skills, attention to detail, and time management abilities.The successful candidate will be...

Job Title: Personal Assistant to Senior ExecutiveWe are seeking a highly skilled and organized Personal Assistant to provide exceptional support to our Senior Executive.About Link Compliance:Link Compliance is an online entertainment company based in Hong Kong. We strive to deliver innovative solutions that exceed our clients' expectations.Salary:The...

About PFCC Group LimitedWe are a leading organization in the financial services industry, and we're looking for a highly skilled Compliance Business Expert to join our team.Salary: $120,000 - $180,000 per annumThe ideal candidate will have a strong background in compliance and risk management, with experience in developing and implementing regulatory...

Responsibilities: Carries out duties in accordance with policies and various internal rules and regulations of the Bank Provide advisory services to business units in the interpretation and implementation of compliance requirement Collects rules and regulations of local, mainland and overseas regulatory authorities or legislation departments related to...

Job Summary">This is a rewarding opportunity to join the Bank of China (Hong Kong) Limited team as a Business Compliance Specialist. We are seeking an experienced professional to play a key role in ensuring compliance with regulatory requirements and maintaining a robust risk management framework.">About Us">The Bank of China (Hong Kong) Limited is one of...

Ashford Benjamin is a renowned recruitment agency specializing in compliance hiring for the Hong Kong team of a reputable asset manager. This exciting opportunity enables Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.The role entails providing compliance advisory services to fund businesses, managing...

At J.P. Morgan, we are committed to delivering exceptional client service and innovation. As an Executive Director in our Equities Tech Specialist Sales team, you will have the opportunity to shape the future of our client relationships. Join us in Hong Kong to be part of a dynamic team that values market insight, idea generation and client engagement. J.P....

Business Compliance & Risk Control Manager (AMC-Compliance & AML related) Job No.: 494609Employment Type: Contract, Full timeDepartments: BOCHK Asset Management LtdJob Functions: Asset Management Responsibilities: Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures...

Key Responsibilities: assist to develop and improve compliance and risk framework to align across APAC region with global policies and procedures be the point of contact for APAC to assist in analysis and discussions on topics such as global policy changes proactive in develop, influence and lead initiatives provide clear deliverables and lead progress to...

(Senior) Business Compliance & Risk Control Manager Job No.: 499146Employment Type: Full timeDepartments: Investment ManagementJob Functions: Risk Management, Compliance / Operational Risk Management Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk...

Responsibilities : Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the “Firm”) for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products....

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Compliance Manager / Senior Compliance Manager Location: Hong Kong   Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...

Responsibilities: Review customer profile, KYC documents, customer statistic data and provide review recommendation for periodic review and trigger event review before submission to business Update and follow up customer information, verify customer identity & due diligence documents and provide advice on transaction analysis Monitor Customer review...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Assistant Manager, Equities Compliance Position Description This senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department. Key Areas of...

Main Responsibilities: Monitor day-to-day compliance responsibilities including provide compliance advisory and support to asset management business in Hong Kong. Conduct investment compliance using Bloomberg to ensure compliance with regulatory requirements, including Fund Manager Code of Conduct and UT Code Liaise with the business on regulatory changes...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...