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Business Compliance Manager

1 week ago

Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time
Responsibilities:
  • Carries out duties in accordance with policies and various internal rules and regulations of the Bank
  • Provide advisory services to business units in the interpretation and implementation of compliance requirement
  • Collects rules and regulations of local, mainland and overseas regulatory authorities or legislation departments related to financial institution businesses; reviews existing policies and guidelines of the Bank / Department and takes follow-up actions when appropriate
  • Reviewing the in-house compliance policies and work procedures with reference to the statutory requirements of different regulatory authorities
  • Coordinate audit and regulatory examinations
  • Finishes assigned work tasks, enhances the communication among superiors and subordinates and timely reports work progress to superiors
Requirements:
  • Degree or above with major in Finance, Accounting, Business Administration, Law or related disciplines
  • 5 years' relevant experiences is preferred
  • Good knowledge of the general banking operations and its legal and regulatory context
  • Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule
  • Good communication and presentation skills with excellent command of Chinese and English (both spoken and written)
  • Proficient in computer applications (MS Word, Excel, PowerPoint, etc)
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