Assistant Compliance Manager

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Job SummaryWe are seeking a highly skilled Compliance Risk Manager Assistant to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for assisting the Compliance Risk Manager in formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market...

Job Purpose: • To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking Practice and technology risks etc. • To assist Group Compliance Division in promoting bank wide compliance culture...

Job SummaryWe are seeking a highly skilled Compliance Risk Manager Assistant to join our team at Bank of China (Hong Kong Branch). The successful candidate will be responsible for assisting the Compliance Risk Manager in formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market...

Job Purpose:As a key member of the Group Compliance Division at Dah Sing Bank, you will play a vital role in ensuring the bank's compliance with regulatory requirements and guidelines. Your primary responsibility will be to assist in the development and implementation of compliance policies and procedures, as well as to conduct regular reviews and...

Job Purpose:As a key member of the Group Compliance Division at Dah Sing Bank, you will play a vital role in ensuring the bank's compliance with regulatory requirements and guidelines. Your primary responsibility will be to assist in the development and implementation of compliance policies and procedures, as well as conducting regular reviews and...

Job Purpose:To assist the Group Compliance Division in ensuring the Bank's compliance with regulatory bodies' rules, regulations, and guidelines, including data privacy, deposit protection, Code of Banking Practice, and technology risks.Main Responsibilities:• Review and provide advice on compliance-related documents, workflows, procedures, and...

Responsibilities: Provide advisory services to designated business units regarding regulatory compliance issues Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations Conduct compliance training...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a wide range of banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.We value a culture of caring, teamwork, and progressiveness. We recognize that each...

Assist in day-to-day compliance matters including trade surveillance work Provide compliance advice and support business initiatives Handle regulatory reporting and inquiries with the relevant Exchanges and Regulators Carry out compliance testing for securities brokerage and other related businesses Assist in internal and external audit, inspections and...

Assistant AML Compliance Manager (Transaction Monitoring)Join The Bank of East Asia's Financial Crime Compliance Department and take on the role of Assistant AML Compliance Manager (Transaction Monitoring). As a key member of our team, you will be responsible for reviewing anti-money laundering reports to identify suspected transactions and ensuring the bank...

Job DescriptionAs a key member of the Enterprise Asset Management Compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and in-house policy guidelines. Your primary responsibility will be to perform compliance testing, monitoring, and surveillance to demonstrate and attest compliance with applicable...

Assistant / Compliance Manager (Hong Kong Branch) Job No.: 494223Employment Type: Full timeDepartments: Hong Kong BranchJob Functions: Risk Management Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of...

Responsibilities: Provide prompt, sound and consistent compliance advice, especially can handle statutory enquiries from regulators (e.g. SFC / HKEX) independently; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors across...

Assist to supervise licensing related works and offer advice on licensing issues. Provide compliance advice to the different business units in relation to securities brokerage and wealth management business. Review and advise on legal and compliance contracts and documentation. Handle and implement compliance requests with internal stakeholders to enhance...

Job Title: Compliance ManagerAt Sun Life, we are seeking a highly skilled Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Perform...

Compliance Manager / Senior Compliance Manager Location: Hong Kong   Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...

Responsibilities: - Conducting Customer Due Diligence(CDD)/KYC procedures. - Conduct and improve transaction monitoring process. - Assist risk manager to prepare compliance risk and KYC Management reports. - Assist risk manager to coordinate and manage assigned compliance risk and KYC projects - Assist risk manager to undertake risk assessment on the...

Job Title: Manager / Senior Manager, Compliance, Enterprise Asset ManagementAt Sun Life, we are seeking a highly skilled and experienced Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws,...

Responsibilities:Coverage includes Cigna’s general insurance business and group-wide initiatives;Comprehensive exposure to compliance support for the development and/or ongoing review of applicable compliance and regulatory requirements, including but not limited to licensing, data protection, anti-money laundering, economic sanctions, anti-bribery,...