Assistant Compliance Manager

Job Title: Personal Assistant to Senior ExecutiveWe are seeking a highly skilled and organized Personal Assistant to provide exceptional support to our Senior Executive.About Link Compliance:Link Compliance is an online entertainment company based in Hong Kong. We strive to deliver innovative solutions that exceed our clients' expectations.Salary:The...

About Link ComplianceWe are a leading online entertainment company based in Hong Kong, and we're seeking an exceptional Executive Assistant to support our CEO's business calendar.

Job DescriptionWe are seeking a highly skilled Executive Assistant to provide exceptional support to our CEO in Hong Kong. The ideal candidate will have at least 2 years of experience as a Personal Assistant or Executive Assistant and possess excellent organizational skills, attention to detail, and time management abilities.The successful candidate will be...

Responsibilities : Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...

Assistant Manager, Equities Compliance Position Description This senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department. Key Areas of...

Responsibilities: - Conducting Customer Due Diligence(CDD)/KYC procedures. - Conduct and improve transaction monitoring process. - Assist risk manager to prepare compliance risk and KYC Management reports. - Assist risk manager to coordinate and manage assigned compliance risk and KYC projects - Assist risk manager to undertake risk assessment on the...

Responsibilities: Execute customer due diligence (CDD) and Know Your Customer (KYC) operational tasks. Perform and improve transaction monitoring processes. Assist in preparing compliance risk and KYC management reports. Support the Risk Manager in coordinating and managing compliance risk and KYC operations. Conduct risk assessments on new banking products...

Job Description: This position provides you with the opportunity to provide administrative support to our Legal Department. Job Responsibilities: Handle internal staff’s compliance matters Provide secretarial and administrative support, such as document processing, filing, data checking and verification Draft simple correspondence and documents Assist in...

Assistant Manager/ Manager, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089 Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our...

Compliance Manager / Senior Compliance Manager Location: Hong Kong   Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...

  Assistant Compliance Manager (FCC Regtech & Transformation Section) - Financial Crime Compliance (Job ID 3687) Responsibilities   Responsible for the maintenance of effective and efficient AML/CFT systems, covering the transaction monitoring and name screening for the Bank Perform regular review of the related systems to identify enhancement...

Job Description Continuously implement the company’s compliance-related work in accordance with the requirements of the Hong Kong Securities and Futures Commission (SFC), identify and assess relevant compliance risks, and ensure that the company’s business complies with local regulatory requirements. Organize and implement the company’s operational...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Compliance Manager (Asset Management) Our client is a fast-growing emerging asset management company with strong absolute and risk-adjusted performance. We are now seeking a talented individual to join them as a Compliance Manager for their Investment Services team. Position Responsibilities Directly report to the COO and CCO. Conduct daily compliance...

Job Responsibilities: Provide compliance advice and review AML/CTF issues Coordinate and liaise with relevant departments to resolve day-to-day compliance issues in relation to AML/CTF Coordinate and liaise with relevant departments on the sanctions and terrorist screening on the staffs, counterparties or suppliers Review and update AML/CTF compliance...

Job Description:The Bank of China is seeking a Compliance and Risk Management Expert to join our Asset Management team. This role will be responsible for assisting the team in preparing and reviewing risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines.Responsibilities:Assisting in the development and...

Job Title:Compliance Risk Manager ProfessionalAbout the Role:This Compliance Risk Manager Professional position is an exciting opportunity to join Bank of China (Hong Kong Branch) and contribute to ensuring compliance with regulatory requirements. The role involves executing customer due diligence, performing transaction monitoring processes, and assisting...

    Assistant AML Compliance Manager (Transaction Monitoring) - Financial Crime Compliance Department (Job ID 3777)   Responsibilities   Review anti-money laundering reports to identify suspected transactions and initiate follow up action to ensure the bank comply with related regulations Involve in preparing suspicious transaction reports to the...

Job Description:About UsQHire Ltd is a leading financial services company that requires a skilled compliance specialist to join our team.Job SummaryWe are seeking an experienced Compliance Associate/AVP who will be responsible for ensuring the company's compliance with regulatory requirements. The successful candidate will have a minimum of 3 years'...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking and insurance services through our extensive network of over 70 branches across the region. Our core values are built around caring, teamwork, and progressiveness.Job Purpose:The successful candidate will play a key role in ensuring that our...