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Assistant Compliance Manager

1 week ago

Hong Kong, Hong Kong SAR China The Bank of East Asia Full time

 

Assistant Compliance Manager (FCC Regtech & Transformation Section) - Financial Crime Compliance (Job ID 3687)


Responsibilities

 

  • Responsible for the maintenance of effective and efficient AML/CFT systems, covering the transaction monitoring and name screening for the Bank
  • Perform regular review of the related systems to identify enhancement opportunities as well as execution of the project tasks for system implementation.
  • Review and comment on the Bank's manuals, policies and guidelines from an AML/CFT perspective
  • Assist in Fintech/ Regtech related analysis and enhancement tasks for AML compliance area
  • Develop and promote risk-based tools/monitoring systems and maintain the AML/CFT related database for the Bank
  • Perform quality assurance checking to ensure databases are being timely updated for ongoing screening and monitoring
  • Partner with relevant stakeholders on key compliance initiatives to develop and transform initiatives into feasible solutions and executable roadmaps for implementation
  • Liaise with system vendors and relevant project stakeholders in AML/CFT related systems enhancements and upgrade including design and execute the User Acceptance Test plan
  • Communicate and coordinate with relevant departments on AML/CFT transaction monitoring and name screening systems related tasks
  • Prepare management reports to facilitate senior management oversight and provide requested information for regulators
  • Handle ad hoc projects/ tasks as assigned

 

Requirements

 

  • Bachelor degree holder, preferably Business or equivalent qualification
  • Relevant HKIB qualification (e.g. AAMLP) under the ECF on AML/CFT and/or Fintech would be an advantage
  • Minimum 3 years’ working experience in financial services industry, preferably from the banking industry in handling anti-money laundering compliance
  • Experienced in project management, system UAT would be a plus
  • A team player with good communication skills
  • Proficient in MS Office, knowledge in data visualization tools (e.g. Tableau) would be an advantage
  • Good command in both written and spoken English and Chinese

 

 

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=3687&PostingSeq=1 or by clicking the "Apply Now" button below. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Information Collection (Employees) Statement and Privacy Policy Statement. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year.