Regulatory Compliance Professional

Job Overview:"There are no days off in the world of business compliance. Every day brings a new challenge, and every decision has consequences. But it's this exact complexity that makes being a Business Compliance Manager so thrilling.""In this role, you will be responsible for ensuring that our bank operates within the boundaries of local, mainland and...

Company Overview:Larson Maddox is a leading European Securities Brokerage firm with a strong presence in Hong Kong.Position Overview:We are seeking a dedicated Regulatory Compliance Manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AML activities, and various general compliance tasks....

About UsFutu Securities International (Hong Kong) Limited is a reputable financial institution dedicated to providing top-notch services.Job DescriptionCompany OverviewWe are committed to excellence in the securities brokerage and wealth management industry.ResponsibilitiesSupport licensing operations and provide expert advice on regulatory matters.Offer...

Company Overview:Allianz Global Investors is a leading active asset management company that fosters a culture of professionalism, fulfillment, and an inclusive working environment.Key Responsibilities:Provide timely advice to the business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud, and FATCA/CRS.Collaborate...

Aptitude Asia is a dynamic organization that requires a seasoned professional to lead its compliance operations.Job Description:The Director, Compliance Services will be responsible for managing the day-to-day compliance activities of licensed entities within Aptitude Asia's portfolio, encompassing fund managers, broker-dealers, and payment service...

Job DescriptionAt Bank of China (Hong Kong) Limited, we are committed to delivering exceptional regulatory compliance services that support our business units in meeting their goals.Key Responsibilities:Advisory ServicesProvide expert advice on regulatory compliance matters related to new products, services, and business propositions to our business...

Regulatory Compliance Specialist - APAC Investment FundsA reputable asset management company based in Hong Kong is seeking a highly skilled Regulatory Compliance Specialist to join their team.The successful candidate will be responsible for driving strategic compliance initiatives, providing critical compliance advisory services, and managing employee...

Company Overview">Hong Kong Exchanges and Clearing Limited (HKEX) is a pioneering exchange operator in Asia, dedicated to fostering vibrant capital markets. With a strong commitment to innovation and regulation, we strive to create a fair and transparent environment for investors, issuers, and market participants.">Job Description">The Senior Vice President,...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

As a Regulatory Compliance Specialist at ACCA Careers, you will play a critical role in ensuring that our organization operates within the bounds of relevant laws and regulations.Key Responsibilities:Audit and Risk Assessment ExpertiseCompliance MonitoringIssue Identification and ResolutionStaying Ahead of Regulatory ChangesCompliance...

Job Overview">We are seeking a highly skilled Regulatory Compliance Expert to join our team at Harbridge Partners Limited. As a key member of our compliance function, you will play a critical role in ensuring the firm's clients adhere to all relevant anti-money laundering (AML) regulations.">About the Role">The successful candidate will be responsible for...

Job Description">">About the Role: Links International is seeking a highly skilled and detail-oriented individual to join our team as an Assistant Manager for Regulatory Affairs & BioMed Tech Startup Management.">">Key Responsibilities:">">Support the development and execution of biotech programs, ensuring smooth operational processes.">Establish connections...

Job OverviewAshford Benjamin Ltd is seeking an experienced Strategic APAC Regulatory Compliance Expert to lead our Regional Compliance program in accordance with the group standard.Key ResponsibilitiesAct as Regional Compliance Representative, overseeing regulatory compliance, financial crime, market conduct, data protection, and privacy matters.Develop and...

Job DescriptionThe Risk and Compliance Professional plays a vital role in ensuring the Bank of China (Hong Kong) Limited operates within regulatory requirements, minimizing risks, and maximizing control. Reporting directly to the management team, you will be responsible for reviewing business operations, identifying potential compliance/operational risks,...

Company OverviewLarson Maddox is a leading multi-strategy hedge fund with a strong global presence, renowned for diversified investment approaches and commitment to excellence. Our team of experts works diligently to ensure the highest standards in our operations.Key Responsibilities:We are seeking a skilled Legal Counsel to provide expert guidance on...

About the RoleThe Senior Compliance position within the Equities Compliance team at CLSA requires a professional with a strong background in compliance and regulation. This individual will contribute to the development and maintenance of compliance policies and procedures, ensuring adherence to regulatory requirements.ResponsibilitiesSupport the Head of...

We are seeking a seasoned Financial Risk Control Product Manager to join our team at Tbwa Chiat/Day Inc. as a key member of our financial systems development team.About the Position:Design and develop financial rules for trading systems, ensuring compliance with regulatory requirements.Manage and optimize financial parameters to minimize risk.Collaborate...

Job DescriptionThe Bank of China (Hong Kong) Limited is seeking a Compliance Expert to join its team. The ideal candidate will have strong knowledge of regulatory requirements and be able to provide advisory services to business units.Responsibilities:Ensure that all duties are carried out in accordance with policies and internal rules and regulations of the...

As a Compliance Monitoring Officer at ACCA Careers, you will play a critical role in ensuring our organization remains compliant with all relevant laws and regulations. Your primary responsibilities will include conducting audits and risk assessments to identify potential compliance issues, monitoring bank activities to ensure adherence to state and federal...

Job DescriptionAt Bank of China (Hong Kong) Limited, we are seeking a seasoned Strategic Compliance Professional to join our team. As a key member of our compliance function, you will play a vital role in ensuring the bank's investment and insurance products/services comply with relevant laws and regulations.Responsibilities:Provide expert advisory services...