Regulatory Compliance Officer

About UsFutu Securities International (Hong Kong) Limited is a reputable financial institution dedicated to providing top-notch services.Job DescriptionCompany OverviewWe are committed to excellence in the securities brokerage and wealth management industry.ResponsibilitiesSupport licensing operations and provide expert advice on regulatory matters.Offer...

Company Overview:Allianz Global Investors is a leading active asset management company that fosters a culture of professionalism, fulfillment, and an inclusive working environment.Key Responsibilities:Provide timely advice to the business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud, and FATCA/CRS.Collaborate...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

Job Overview">We are seeking a highly skilled Regulatory Compliance Expert to join our team at Harbridge Partners Limited. As a key member of our compliance function, you will play a critical role in ensuring the firm's clients adhere to all relevant anti-money laundering (AML) regulations.">About the Role">The successful candidate will be responsible for...

Company Overview:Larson Maddox is a leading European Securities Brokerage firm with a strong presence in Hong Kong.Position Overview:We are seeking a dedicated Regulatory Compliance Manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AML activities, and various general compliance tasks....

Job DescriptionAt Bank of China (Hong Kong) Limited, we are committed to delivering exceptional regulatory compliance services that support our business units in meeting their goals.Key Responsibilities:Advisory ServicesProvide expert advice on regulatory compliance matters related to new products, services, and business propositions to our business...

ACCA Careers is seeking a highly skilled Regulatory Compliance Professional to join our team.The successful candidate will be responsible for monitoring bank activities to ensure compliance with state and federal laws, as well as identifying areas of non-compliance and assisting in developing corrective action plans.We require a highly experienced...

Job Overview:"There are no days off in the world of business compliance. Every day brings a new challenge, and every decision has consequences. But it's this exact complexity that makes being a Business Compliance Manager so thrilling.""In this role, you will be responsible for ensuring that our bank operates within the boundaries of local, mainland and...

Company Overview">Hong Kong Exchanges and Clearing Limited (HKEX) is a pioneering exchange operator in Asia, dedicated to fostering vibrant capital markets. With a strong commitment to innovation and regulation, we strive to create a fair and transparent environment for investors, issuers, and market participants.">Job Description">The Senior Vice President,...

Senior Compliance OfficerWe are looking for a highly skilled professional to fill the role of Senior Compliance Officer at Citibank (Switzerland) AG.About the PositionAs a Senior Compliance Officer, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and internal policies.Your primary responsibilities will include...

Aptitude Asia is a dynamic organization that requires a seasoned professional to lead its compliance operations.Job Description:The Director, Compliance Services will be responsible for managing the day-to-day compliance activities of licensed entities within Aptitude Asia's portfolio, encompassing fund managers, broker-dealers, and payment service...

Job OverviewAshford Benjamin Ltd is seeking an experienced Strategic APAC Regulatory Compliance Expert to lead our Regional Compliance program in accordance with the group standard.Key ResponsibilitiesAct as Regional Compliance Representative, overseeing regulatory compliance, financial crime, market conduct, data protection, and privacy matters.Develop and...

Company OverviewLarson Maddox is a leading multi-strategy hedge fund with a strong global presence, renowned for diversified investment approaches and commitment to excellence. Our team of experts works diligently to ensure the highest standards in our operations.Key Responsibilities:We are seeking a skilled Legal Counsel to provide expert guidance on...

As a Regulatory Compliance Specialist at ACCA Careers, you will play a critical role in ensuring that our organization operates within the bounds of relevant laws and regulations.Key Responsibilities:Audit and Risk Assessment ExpertiseCompliance MonitoringIssue Identification and ResolutionStaying Ahead of Regulatory ChangesCompliance...

As a Compliance Monitoring Officer at ACCA Careers, you will play a critical role in ensuring our organization remains compliant with all relevant laws and regulations. Your primary responsibilities will include conducting audits and risk assessments to identify potential compliance issues, monitoring bank activities to ensure adherence to state and federal...

Regulatory Compliance Specialist - APAC Investment FundsA reputable asset management company based in Hong Kong is seeking a highly skilled Regulatory Compliance Specialist to join their team.The successful candidate will be responsible for driving strategic compliance initiatives, providing critical compliance advisory services, and managing employee...

If you are a highly motivated and organized professional looking for a challenging role, we encourage you to apply for the position of Compliance Oversight Officer at ACCA Careers.As a key member of our team, you will conduct regular audits and risk assessments to ensure compliance with state and federal laws. Your exceptional analytical skills and attention...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business activities align with relevant laws and regulations.

Job Description">">About the Role: Links International is seeking a highly skilled and detail-oriented individual to join our team as an Assistant Manager for Regulatory Affairs & BioMed Tech Startup Management.">">Key Responsibilities:">">Support the development and execution of biotech programs, ensuring smooth operational processes.">Establish connections...

Company Overview:As a leading financial institution, Wells Fargo is committed to delivering exceptional services to its customers while maintaining the highest standards of regulatory compliance.Job Description:We are seeking an experienced Senior Capital Markets Transaction Reporting Specialist to join our team. The successful candidate will be responsible...