Regulatory Compliance Specialist

Job DescriptionAt Bank of China (Hong Kong) Limited, we are committed to delivering exceptional regulatory compliance services that support our business units in meeting their goals.Key Responsibilities:Advisory ServicesProvide expert advice on regulatory compliance matters related to new products, services, and business propositions to our business...

Regulatory Compliance Specialist - APAC Investment FundsA reputable asset management company based in Hong Kong is seeking a highly skilled Regulatory Compliance Specialist to join their team.The successful candidate will be responsible for driving strategic compliance initiatives, providing critical compliance advisory services, and managing employee...

As a Regulatory Compliance Specialist at ACCA Careers, you will play a critical role in ensuring that our organization operates within the bounds of relevant laws and regulations.Key Responsibilities:Audit and Risk Assessment ExpertiseCompliance MonitoringIssue Identification and ResolutionStaying Ahead of Regulatory ChangesCompliance...

Job DescriptionAt QHire Ltd, we are seeking a highly skilled Regulatory Affairs Specialist to join our team.About the Role:We are looking for an experienced professional to draft and revise compliance manuals and various other policies to ensure regulatory requirements are met.The successful candidate will provide advice on company-related affairs to ensure...

Company OverviewLarson Maddox is a leading multi-strategy hedge fund with a strong global presence, renowned for diversified investment approaches and commitment to excellence. Our team of experts works diligently to ensure the highest standards in our operations.Key Responsibilities:We are seeking a skilled Legal Counsel to provide expert guidance on...

About UsFutu Securities International (Hong Kong) Limited is a reputable financial institution dedicated to providing top-notch services.Job DescriptionCompany OverviewWe are committed to excellence in the securities brokerage and wealth management industry.ResponsibilitiesSupport licensing operations and provide expert advice on regulatory matters.Offer...

ACCA Careers is seeking a highly skilled Regulatory Compliance Professional to join our team.The successful candidate will be responsible for monitoring bank activities to ensure compliance with state and federal laws, as well as identifying areas of non-compliance and assisting in developing corrective action plans.We require a highly experienced...

Company Overview:As a leading financial institution, Wells Fargo is committed to delivering exceptional services to its customers while maintaining the highest standards of regulatory compliance.Job Description:We are seeking an experienced Senior Capital Markets Transaction Reporting Specialist to join our team. The successful candidate will be responsible...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

Job Overview">We are seeking a highly skilled Regulatory Compliance Expert to join our team at Harbridge Partners Limited. As a key member of our compliance function, you will play a critical role in ensuring the firm's clients adhere to all relevant anti-money laundering (AML) regulations.">About the Role">The successful candidate will be responsible for...

Company Overview:Allianz Global Investors is a leading active asset management company that fosters a culture of professionalism, fulfillment, and an inclusive working environment.Key Responsibilities:Provide timely advice to the business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud, and FATCA/CRS.Collaborate...

As a Compliance Monitoring Officer at ACCA Careers, you will play a critical role in ensuring our organization remains compliant with all relevant laws and regulations. Your primary responsibilities will include conducting audits and risk assessments to identify potential compliance issues, monitoring bank activities to ensure adherence to state and federal...

Job RequirementsThe China Construction Bank (Asia) Corporation Limited is seeking a highly skilled Financial Compliance Specialist to join our team in Hong Kong. As a Financial Compliance Specialist, you will be responsible for carrying out audit projects according to the audit plan, finding internal control defects or risk issues, giving valuable audit...

Aptitude Asia is a dynamic organization that requires a seasoned professional to lead its compliance operations.Job Description:The Director, Compliance Services will be responsible for managing the day-to-day compliance activities of licensed entities within Aptitude Asia's portfolio, encompassing fund managers, broker-dealers, and payment service...

Job OverviewAshford Benjamin Ltd is seeking an experienced Strategic APAC Regulatory Compliance Expert to lead our Regional Compliance program in accordance with the group standard.Key ResponsibilitiesAct as Regional Compliance Representative, overseeing regulatory compliance, financial crime, market conduct, data protection, and privacy matters.Develop and...

Job Overview:"There are no days off in the world of business compliance. Every day brings a new challenge, and every decision has consequences. But it's this exact complexity that makes being a Business Compliance Manager so thrilling.""In this role, you will be responsible for ensuring that our bank operates within the boundaries of local, mainland and...

At Bank of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Risk Specialist to join our team.Job Description:The primary responsibility of this role is to assist the team in preparing and reviewing the company's risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines. Additionally,...

We are seeking a seasoned Financial Risk Control Product Manager to join our team at Tbwa Chiat/Day Inc. as a key member of our financial systems development team.About the Position:Design and develop financial rules for trading systems, ensuring compliance with regulatory requirements.Manage and optimize financial parameters to minimize risk.Collaborate...

Job OverviewWe are seeking an experienced Regulatory Affairs Operations Specialist to join our team. This role will play a key part in supporting the growth and development of biotech startups through regulatory affairs and operational management.About the RoleThe ideal candidate will possess a strong understanding of regulatory frameworks in the life...

Company Overview">Hong Kong Exchanges and Clearing Limited (HKEX) is a pioneering exchange operator in Asia, dedicated to fostering vibrant capital markets. With a strong commitment to innovation and regulation, we strive to create a fair and transparent environment for investors, issuers, and market participants.">Job Description">The Senior Vice President,...