Regulatory Compliance Expert

**Job Overview:**Pure Hong Kong seeks a highly skilled Regulatory Compliance Expert to lead our Anti-Money Laundering (AML) efforts.The ideal candidate will possess a deep understanding of AML/CTF regulations and be able to provide expert advice on compliance matters. They will also have excellent communication and interpersonal skills, with the ability to...

Job Description:Fargo Wealth Group Limited seeks a Compliance Manager to oversee compliance and trading risk management for the Group's licensed entities.Key Responsibilities:Engage with regulators to foster innovation within regulatory limits, ensuring the Group remains compliant with all relevant laws and regulations.Develop and maintain comprehensive...

Job OverviewAshford Benjamin Ltd is seeking an experienced Strategic APAC Regulatory Compliance Expert to lead our Regional Compliance program in accordance with the group standard.Key ResponsibilitiesAct as Regional Compliance Representative, overseeing regulatory compliance, financial crime, market conduct, data protection, and privacy matters.Develop and...

Company OverviewRobert Walters Hong Kong is a leading professional recruitment consultancy providing expert career advice to professionals seeking new job opportunities. Our dedicated team of consultants has extensive knowledge of the local job market and are well-placed to assist with your job search.Job DescriptionWe are currently seeking a highly...

Company Overview: Hong Kong Exchanges and Clearing Limited is a purpose-driven company that connects, promotes, and progresses its markets and the communities they support for the prosperity of all.Job Summary: The Regulatory Policy & Markets team under Group Compliance manages an internal end-to-end service to HKEX and its subsidiaries to facilitate...

The RoleWe are seeking a seasoned Compliance Officer to join our team in Hong Kong. This newly created position will report directly to the Regional Head of Regulatory Compliance and be responsible for providing expert regulatory compliance advice for our capital markets and institutional banking business.Key Responsibilities:Handling regulators' inquiries...

Capital Access Limited seeks an experienced legal and compliance professional to lead our daily operations. Reporting directly to the CEO, you will oversee a small team managing various business areas, ensuring the legality and compliance of our operations. You will develop and maintain external relationships with law firms, regulatory bodies, and government...

Borderless Capital, a leader in the digital asset industry, offers cutting-edge services to institutions, investors, and service providers.About UsWe have been innovating since 2018 with our proprietary bank-grade platform, providing secure and integrated solutions.Global PresenceWe have expanded our global presence with offices in Hong Kong, Singapore,...

Unlocking a Healthier, More Sustainable FutureAIA International Limited is at the forefront of creating a healthier, more sustainable future for everyone. We're seeking an experienced Actuarial Governance Expert to join our team and drive regulatory excellence.The successful candidate will play a crucial role in leading the development of regulatory...

Larson Maddox Overview:We are seeking an experienced Regulatory Compliance Leader to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations align with regulatory requirements and internal policies.Key Responsibilities:Develop and enhance the compliance...

Company OverviewUnicorn Advisor (HK) Limited is a leading advisory firm that specializes in providing strategic guidance to clients across various industries. Job SummaryWe are seeking an experienced Senior Compliance Expert to join our team. The ideal candidate will have strong expertise in fixed income and commodities trading compliance, with a proven...

Company OverviewHKMC Annuity Limited is a leading financial institution dedicated to providing innovative solutions for its customers. Our team is passionate about promoting a culture of compliance and excellence in all aspects of our business.

Job Title: Team HeadWe are seeking a highly skilled and experienced professional to lead our client's regulatory and compliance initiatives, focusing on enhancing the bank's risk management framework.The ideal candidate will be responsible for managing projects that ensure compliance with legal and regulatory requirements, working closely with senior...

Company OverviewGough Recruitment is a leading recruitment agency specializing in financial industry roles.Job SummaryWe are seeking a highly motivated Compliance Associate/Senior Associate to join our team. The ideal candidate will have a strong background in compliance and risk management, with experience in the asset management industry.Key...

At Pure Hong Kong, we seek a highly skilled FCC Analyst to join our team. As a key member of our Compliance Team, you will play a vital role in ensuring the integrity and security of our financial operations.Job SummaryThis position involves working closely with internal and external stakeholders to maintain adherence to Anti-Money Laundering regulations....

Interfill Group is an established corporate bank branch in Hong Kong looking for a seasoned finance professional to lead its regulatory reporting team.Job Description:As the Manager of HKMA Regulatory Reporting, you will report directly to the Head of Finance and work closely with a small team to prepare and review HKMA regulatory returns. Your expertise...

About MRA SearchMRA Search is a global recruitment agency providing top talent to the financial industry.Job Description:We are seeking a highly skilled Compliance Officer to join our client's Markets team in Hong Kong. As a Compliance Specialist, you will be responsible for ensuring that our Markets business meets all corporate and regulatory...

Job OverviewWe are seeking a seasoned Senior AML Compliance Expert to lead our Equities/Securities team in Hong Kong.Key Responsibilities:Develop and implement comprehensive AML/CTF policies, procedures, and monitoring programs for relevant business activities.Provide guidance and advisory to senior management and business units on AML/CTF matters.Manage the...

Larson Maddox is seeking a seasoned Investment Banking Compliance Specialist to oversee compliance for the Investment Banking Division.As an essential member of our team, you will work closely with business stakeholders to ensure adherence to regulatory requirements and internal policies.JOB RESPONSIBILITIESDevelop and implement effective compliance...

Company Overview">Pure Hong Kong is one of the leading asset managers in Hong Kong and Asia Pacific, with a strong compliance culture in place.">The Role">As a Compliance Expert, you will be part of the Regional Compliance team, reporting to the Regional Head of Compliance. You will handle all-rounded compliance duties for our Asia business, including...