Leading Expert in Legal and Regulatory Affairs
4 hours ago
Capital Access Limited seeks an experienced legal and compliance professional to lead our daily operations. Reporting directly to the CEO, you will oversee a small team managing various business areas, ensuring the legality and compliance of our operations. You will develop and maintain external relationships with law firms, regulatory bodies, and government departments, both onshore and offshore.
We are looking for a seasoned expert with a minimum of 10 years of experience in legal and compliance functions at reputable securities houses. Your extensive knowledge of securities laws and regulations, particularly those applicable to licensed corporations, is essential. Experience working in Chinese securities houses is highly valued.
You will collaborate closely with China HQ on compliance-related matters and projects. Additionally, you will perform other tasks assigned by senior management or HQ as needed. This role requires fluency in both written and spoken English and Chinese, with Mandarin proficiency being a must.
This is a unique opportunity to join Capital Access Limited and contribute your expertise to our success. If you have the skills and qualifications we're looking for, please contact us for more information.
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