Regulatory Compliance Professional
6 hours ago
Borderless Capital, a leader in the digital asset industry, offers cutting-edge services to institutions, investors, and service providers.
About Us
We have been innovating since 2018 with our proprietary bank-grade platform, providing secure and integrated solutions.
Global Presence
We have expanded our global presence with offices in Hong Kong, Singapore, Dubai, Italy, and Vietnam.
Job Summary
The Regulatory Compliance Officer will oversee the daily activities of the Compliance department and ensure the company's compliance program meets regulatory standards.
Main Responsibilities
- Conduct thorough AML/CFT reviews, analysis, and risk monitoring on accounts and transaction flows.
- Advise business stakeholders on their existing and ongoing compliance obligations in relation to regulatory expectations.
- Collaborate with the VP of Compliance to enhance governance around AML, including new policies, procedures, and process enhancements.
- Develop commercially-orientated compliance advice and procedures for the business.
- Implement and review compliance policies, procedures, and practices.
- Lead and contribute to various compliance-related projects, including system enhancements with the technical development team.
- Maintain accurate regulatory registers and make necessary filings with the relevant authorities.
-
Hong Kong, Central and Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full timeJob DescriptionWe are seeking a seasoned Compliance Professional with Regulatory Expertise to join our team at SUPER Corporate Consultancy Group.About the RoleThis is an exciting opportunity for a highly motivated individual to take on a key role in ensuring compliance with regulatory requirements. As a Compliance Manager, you will be responsible for...
-
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeThe RoleWe are seeking a seasoned Compliance Officer to join our team in Hong Kong. This newly created position will report directly to the Regional Head of Regulatory Compliance and be responsible for providing expert regulatory compliance advice for our capital markets and institutional banking business.Key Responsibilities:Handling regulators' inquiries...
-
Regulatory Compliance Professional
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time**Job Overview**Pure Hong Kong is seeking a highly skilled Regulatory Compliance Professional to join our team in HK. This role will be responsible for providing regulatory compliance advice for our capital markets & institutional banking business.The successful candidate will possess sound knowledge of local regulatory requirements and different financial...
-
Regulatory Compliance Expert
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeThe Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...
-
Regulatory Compliance Professional
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Be Myjob Company Limited Full timeJob DescriptionWe are seeking a seasoned Regulatory Compliance professional to join our team at Be Myjob Company Limited.Responsibilities:Liaise with the Securities and Futures Commission (SFC) regarding license applications, respond to their inquiries, and address various types of application-related concerns.Develop and maintain an ongoing compliance...
-
Regulatory Compliance Specialist
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeCompany Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market operator, connecting people and businesses across Asia. Our mission is to provide world-class trading, clearing, and risk management services.About the Role:The Regulatory Policy & Markets team under Group Compliance manages an internal service to facilitate...
-
Compliance Manager
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full timeJob SummaryWe are seeking a seasoned Compliance Manager to join our team at Futu Securities International (Hong Kong) Limited. As a key member of our compliance function, you will play a vital role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.About the RoleThis is a challenging and rewarding...
-
Director of Technology Regulatory Compliance
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full timeJob Title: Director of Technology Regulatory ComplianceSalary: HK$90K - HK$120K per annumAbout the Role:Company OverviewGlobal Executive Consultants Ltd. is a leading recruitment agency specializing in high-caliber professionals for top-tier organizations. Our clients value our expertise in finding exceptional talent to drive business growth and success.Job...
-
Regulatory Compliance Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Classy Wheeler Limited Full timeWe are Classy Wheeler Limited, a renowned financial services group. To support our continuous growth in the securities and futures division, we are now seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryThis role is responsible for ensuring that company policies, internal control procedures, and manuals are...
-
Regulatory Compliance Manager
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Recruitment Intelligence Consultants Limited Full timeWe are seeking a seasoned Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a high-profile position that requires strong leadership, excellent communication, and interpersonal skills. As a Regulatory Compliance Manager, you will be responsible for overseeing various initiatives and projects...
-
Regulatory Compliance Expert
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full timeProjob21 Ltd. is seeking an experienced Regulatory Compliance Senior Manager to join its team in North Asia.About the RoleThe successful candidate will be responsible for overseeing regulatory affairs and central compliance, ensuring that all business operations are compliant with relevant regulations.Key ResponsibilitiesOversight of Regulatory Affairs and...
-
Compliance Expert, Regulatory Lead
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China AIA Hong Kong and Macau Full timeAIA Hong Kong and Macau is committed to empowering its employees to find their 'better' in the work they do.The company believes in supporting every one of its people to live Healthier, Longer, Better Lives. We are currently seeking a Compliance Expert, Regulatory Lead to join our team.This position will support the Head of Corporate Compliance with the...
-
Regulatory Compliance Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeJob DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...
-
Regulatory Compliance Specialist
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeJob OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...
-
Compliance Manager
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full timeJob DescriptionTo provide compliance review and advisory to ensure the company's regulatory requirements are met. This includes developing and updating compliance policies and guidelines, reviewing policies and procedures developed by the first line of defence, and promoting a compliance culture within the organization.RequirementsUniversity Graduate in...
-
Compliance Officer
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China QHire Ltd Full timeAt QHire Ltd, we are seeking a highly skilled Compliance Associate/AVP to join our team.About the RoleWe are looking for a seasoned compliance professional to support our business operations and ensure that we maintain the highest standards of regulatory compliance.The successful candidate will be responsible for drafting and revising our compliance manual...
-
Regulatory Compliance Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China MRA Search Full timeCompany OverviewMRA Search is a leading recruitment agency with a focus on financial services. Our team of expert recruiters has an in-depth understanding of the industry and its requirements.SalaryThe estimated salary for this position is HKD 600,000 - HKD 800,000 per annum, depending on experience.Job DescriptionKey Responsibilities:To ensure that Markets...
-
Regulatory Compliance Associate
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeJob Overview:We are seeking a highly motivated Regulatory Compliance Associate to join our team at Hong Kong Exchanges and Clearing Limited. This is an exciting opportunity for a qualified individual to work in a dynamic and fast-paced environment, assisting in the processing of listed issuers' matters, monitoring their activities, and providing accounting,...
-
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeJob Title: Regulatory Compliance Expert for Asset ManagementWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin Ltd.Key Responsibilities:Provide regulatory advice to Hong Kong licensed entities and APAC fund businesses, ensuring compliance with relevant regulations and laws.Monitor and analyze regulatory...
-
Compliance Officer for Regulatory Management
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China BNY Full timeRegulatory Oversight Management ProfessionalWe are seeking a highly motivated Compliance Officer to support our Regulatory Oversight Management team at BNY, a leading global financial services company. Our 50,000+ employees bring innovative solutions that benefit businesses, communities, and people everywhere.As an industry leader, we continue to innovate...