Compliance Professional for Regulatory Excellence

Job Description:Fargo Wealth Group Limited seeks a Compliance Manager to oversee compliance and trading risk management for the Group's licensed entities.Key Responsibilities:Engage with regulators to foster innovation within regulatory limits, ensuring the Group remains compliant with all relevant laws and regulations.Develop and maintain comprehensive...

Job DescriptionWe are seeking a seasoned Compliance Professional with Regulatory Expertise to join our team at SUPER Corporate Consultancy Group.About the RoleThis is an exciting opportunity for a highly motivated individual to take on a key role in ensuring compliance with regulatory requirements. As a Compliance Manager, you will be responsible for...

**Job Overview**Pure Hong Kong is seeking a highly skilled Regulatory Compliance Professional to join our team in HK. This role will be responsible for providing regulatory compliance advice for our capital markets & institutional banking business.The successful candidate will possess sound knowledge of local regulatory requirements and different financial...

The Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...

Job DescriptionWe are seeking a seasoned Regulatory Compliance professional to join our team at Be Myjob Company Limited.Responsibilities:Liaise with the Securities and Futures Commission (SFC) regarding license applications, respond to their inquiries, and address various types of application-related concerns.Develop and maintain an ongoing compliance...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market operator, connecting people and businesses across Asia. Our mission is to provide world-class trading, clearing, and risk management services.About the Role:The Regulatory Policy & Markets team under Group Compliance manages an internal service to facilitate...

Job Title: Director of Technology Regulatory ComplianceSalary: HK$90K - HK$120K per annumAbout the Role:Company OverviewGlobal Executive Consultants Ltd. is a leading recruitment agency specializing in high-caliber professionals for top-tier organizations. Our clients value our expertise in finding exceptional talent to drive business growth and success.Job...

We are seeking a seasoned Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a high-profile position that requires strong leadership, excellent communication, and interpersonal skills. As a Regulatory Compliance Manager, you will be responsible for overseeing various initiatives and projects...

Projob21 Ltd. is seeking an experienced Regulatory Compliance Senior Manager to join its team in North Asia.About the RoleThe successful candidate will be responsible for overseeing regulatory affairs and central compliance, ensuring that all business operations are compliant with relevant regulations.Key ResponsibilitiesOversight of Regulatory Affairs and...

We are Classy Wheeler Limited, a renowned financial services group. To support our continuous growth in the securities and futures division, we are now seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryThis role is responsible for ensuring that company policies, internal control procedures, and manuals are...

Job DescriptionTo provide compliance review and advisory to ensure the company's regulatory requirements are met. This includes developing and updating compliance policies and guidelines, reviewing policies and procedures developed by the first line of defence, and promoting a compliance culture within the organization.RequirementsUniversity Graduate in...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...

Job DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...

AIA Hong Kong and Macau is committed to empowering its employees to find their 'better' in the work they do.The company believes in supporting every one of its people to live Healthier, Longer, Better Lives. We are currently seeking a Compliance Expert, Regulatory Lead to join our team.This position will support the Head of Corporate Compliance with the...

Job SummaryWe are seeking a seasoned Compliance Manager to join our team at Futu Securities International (Hong Kong) Limited. As a key member of our compliance function, you will play a vital role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.About the RoleThis is a challenging and rewarding...

Regulatory Oversight Management ProfessionalWe are seeking a highly motivated Compliance Officer to support our Regulatory Oversight Management team at BNY, a leading global financial services company. Our 50,000+ employees bring innovative solutions that benefit businesses, communities, and people everywhere.As an industry leader, we continue to innovate...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Be Myjob Company Limited.Company OverviewBe Myjob Company Limited is a leading financial institution dedicated to providing exceptional services to our clients. Our company prides itself on its commitment to excellence, innovation, and customer...

We are seeking an experienced Director of Corporate Governance and Regulatory Compliance to join our team at MatchTalent Limited. The ideal candidate will have a strong background in the financial sector and a minimum of 8 years of experience in legal and compliance roles.About the RoleThis is a critical position that requires a proactive individual who can...

Omni Group Asia Ltd. is seeking a highly skilled Compliance Manager to lead our regulatory risk management efforts in Hong Kong. As a key member of our team, you will play a crucial role in ensuring the company's compliance with relevant regulations and frameworks.About the RoleWe are looking for an experienced professional with a strong background in...