Compliance Expert for Asset Management

About the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...

Job OverviewAptitude Asia seeks an experienced Compliance Lead to oversee day-to-day compliance operations for our asset management portfolio. The successful candidate will provide expert guidance on complex regulatory matters, manage compliance projects, and serve as a subject matter expert on regulations governing Hong Kong's financial institutions.Key...

Job Title: Regulatory Compliance Expert for Asset ManagementWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin Ltd.Key Responsibilities:Provide regulatory advice to Hong Kong licensed entities and APAC fund businesses, ensuring compliance with relevant regulations and laws.Monitor and analyze regulatory...

Job SummaryWe are seeking an experienced Asset Management Compliance Expert to join our Regional Compliance team at Pure Hong Kong.

Job Description:A leading financial institution, Ashford Benjamin Ltd, is seeking a seasoned Compliance Specialist to join their Asset Management team. In this pivotal role, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong control framework.Key Responsibilities:Regulatory Oversight:...

About UsNorthern Trust is a leading global financial institution with over 130 years of experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by upholding our core values of service, expertise, and integrity.Our StoryWe have been in continuous operation since 1889 and have...

We are seeking an experienced Financial Development Expert to join our Investment Professional Development Team at Point72 Asset Management, L.P.Job OverviewThis role involves developing and implementing targeted development programs for investment professionals across our long/short equities teams. The ideal candidate will have a strong passion for the...

About The Edge PartnershipThe Edge Partnership is a leading financial services firm dedicated to providing expert advice and guidance to asset management companies.Job SummaryWe are seeking a highly experienced Senior Asset Management Compliance Lead to join our team in Hong Kong. This is an exciting opportunity for a seasoned professional to take on a...

We are seeking a seasoned Compliance Associate/Senior Associate to join our team at Gough Recruitment.Job SummaryThe ideal candidate will have a strong understanding of Hong Kong's financial regulations and laws, including the Securities and Futures Ordinance (SFO).A Bachelor Degree with major in Law, Accounting, Finance or related discipline is required....

Are you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...

About ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...

Global Executive Consultants Ltd.Job Summary:We are seeking a seasoned Compliance Officer to join our team in the Asset Management division. The successful candidate will be responsible for maintaining and developing compliance programs, conducting AML/CFT sanctions-related tasks, providing compliance advice to the business, and ensuring adherence to...

Job OverviewChina Re Asset Management (Hong Kong) Company Limited seeks a highly skilled Compliance Risk Manager to join its team.Job DescriptionEnsure the company's compliance-related work is implemented in accordance with the Hong Kong Securities and Futures Commission (SFC) requirements, identifying and assessing relevant compliance risks.Develop and...

Job DescriptionWe are seeking a highly skilled Risk Management Expert to join our team at AIA International Limited.About the RoleThis is a key position responsible for providing comprehensive risk oversight, challenge and analytical insights for both the assets and liabilities on the Company's balance sheet and the investment portfolio. The successful...

Job Description:The Bank of China is seeking a Compliance and Risk Management Expert to join our Asset Management team. This role will be responsible for assisting the team in preparing and reviewing risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines.Responsibilities:Assisting in the development and...

About Aptitude AsiaAptitude Asia is a leading provider of regulatory compliance services to the financial industry.Job Title: Compliance Expert for Financial InstitutionsSalary: HK$120,000 - HK$180,000 per annumJob OverviewThe Associate Director, Compliance Services will be responsible for managing day-to-day compliance operations for a diverse portfolio of...

Job SummaryWe are seeking an experienced Chief Operating Officer to join our team at China Universal Asset Management (Hong Kong) Co. Ltd.The successful candidate will be responsible for leading daily operations functions, including subscription, redemption, dividend distribution, trade settlement, fees payment, reconciliation, and NAV calculation.You will...

About The RoleGlobal Asset Manager is seeking an investment compliance professional to join their regional investment compliance team. This key position involves pre and post trade compliance monitoring as well as rule building.The successful candidate will have at least 5-8 years of relevant experience gained within the asset management compliance space....

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at China Re Asset Management (Hong Kong) Company Limited. As a key member of our compliance department, you will be responsible for ensuring the company's business operations align with local regulatory requirements in Hong Kong.Main Responsibilities:Develop and implement...

Job Title: Compliance Manager - Regulatory Affairs ExpertAbout Us:SUPER Corporate Consultancy Group is a leading professional services firm, committed to delivering exceptional results and building long-lasting relationships with our clients.Job Summary:We are seeking an experienced Compliance Manager - Regulatory Affairs Expert to join our team. As a key...