Senior Regulatory Compliance Professional

Borderless Capital, a leader in the digital asset industry, offers cutting-edge services to institutions, investors, and service providers.About UsWe have been innovating since 2018 with our proprietary bank-grade platform, providing secure and integrated solutions.Global PresenceWe have expanded our global presence with offices in Hong Kong, Singapore,...

Larson Maddox Overview:We are seeking an experienced Regulatory Compliance Leader to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations align with regulatory requirements and internal policies.Key Responsibilities:Develop and enhance the compliance...

Regulatory Compliance Specialist - APAC Investment FundsA reputable asset management company based in Hong Kong is seeking a highly skilled Regulatory Compliance Specialist to join their team.The successful candidate will be responsible for driving strategic compliance initiatives, providing critical compliance advisory services, and managing employee...

Company Overview">Hong Kong Exchanges and Clearing Limited (HKEX) is a pioneering exchange operator in Asia, dedicated to fostering vibrant capital markets. With a strong commitment to innovation and regulation, we strive to create a fair and transparent environment for investors, issuers, and market participants.">Job Description">The Senior Vice President,...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

Company Overview:Allianz Global Investors is a leading active asset management company that fosters a culture of professionalism, fulfillment, and an inclusive working environment.Key Responsibilities:Provide timely advice to the business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud, and FATCA/CRS.Collaborate...

Aptitude Asia is a dynamic organization that requires a seasoned professional to lead its compliance operations.Job Description:The Director, Compliance Services will be responsible for managing the day-to-day compliance activities of licensed entities within Aptitude Asia's portfolio, encompassing fund managers, broker-dealers, and payment service...

About CitiCiti is a leading global financial services company with a long history of innovation and customer service. At Citi, we pride ourselves on being at the forefront of banking and financial services, providing a wide range of products and services to our clients across the globe.Our MissionWe strive to make a positive impact on the communities we...

Job DescriptionAt Bank of China (Hong Kong) Limited, we are committed to delivering exceptional regulatory compliance services that support our business units in meeting their goals.Key Responsibilities:Advisory ServicesProvide expert advice on regulatory compliance matters related to new products, services, and business propositions to our business...

Company Overview: Hong Kong Exchanges and Clearing Limited is a purpose-driven company that connects, promotes, and progresses its markets and the communities they support for the prosperity of all.Job Summary: The Regulatory Policy & Markets team under Group Compliance manages an internal end-to-end service to HKEX and its subsidiaries to facilitate...

As a Compliance Monitoring Officer at ACCA Careers, you will play a critical role in ensuring our organization remains compliant with all relevant laws and regulations. Your primary responsibilities will include conducting audits and risk assessments to identify potential compliance issues, monitoring bank activities to ensure adherence to state and federal...

Company OverviewRobert Walters Hong Kong is a leading professional recruitment consultancy providing expert career advice to professionals seeking new job opportunities. Our dedicated team of consultants has extensive knowledge of the local job market and are well-placed to assist with your job search.Job DescriptionWe are currently seeking a highly...

As a Regulatory Compliance Specialist at ACCA Careers, you will play a critical role in ensuring that our organization operates within the bounds of relevant laws and regulations.Key Responsibilities:Audit and Risk Assessment ExpertiseCompliance MonitoringIssue Identification and ResolutionStaying Ahead of Regulatory ChangesCompliance...

Job Overview">We are seeking a highly skilled Regulatory Compliance Expert to join our team at Harbridge Partners Limited. As a key member of our compliance function, you will play a critical role in ensuring the firm's clients adhere to all relevant anti-money laundering (AML) regulations.">About the Role">The successful candidate will be responsible for...

About PFCC Group LimitedPFCC Group Limited is a leading organization dedicated to delivering exceptional compliance solutions. We strive for excellence in our services and foster a culture of integrity, professionalism, and innovation.Job SummaryWe are seeking a highly skilled Regulatory Compliance Officer to join our team. The successful candidate will play...

Job Description">">About the Role: Links International is seeking a highly skilled and detail-oriented individual to join our team as an Assistant Manager for Regulatory Affairs & BioMed Tech Startup Management.">">Key Responsibilities:">">Support the development and execution of biotech programs, ensuring smooth operational processes.">Establish connections...

Job Description:Fargo Wealth Group Limited seeks a Compliance Manager to oversee compliance and trading risk management for the Group's licensed entities.Key Responsibilities:Engage with regulators to foster innovation within regulatory limits, ensuring the Group remains compliant with all relevant laws and regulations.Develop and maintain comprehensive...

Job OverviewAshford Benjamin Ltd is seeking an experienced Strategic APAC Regulatory Compliance Expert to lead our Regional Compliance program in accordance with the group standard.Key ResponsibilitiesAct as Regional Compliance Representative, overseeing regulatory compliance, financial crime, market conduct, data protection, and privacy matters.Develop and...

About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Job DescriptionThe Senior Compliance Associate (SCA) will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This role will work closely with the APAC Compliance team and support the...

**Job Overview:**Pure Hong Kong seeks a highly skilled Regulatory Compliance Expert to lead our Anti-Money Laundering (AML) efforts.The ideal candidate will possess a deep understanding of AML/CTF regulations and be able to provide expert advice on compliance matters. They will also have excellent communication and interpersonal skills, with the ability to...