Compliance Professional Lead

21 hours ago

Hong Kong, Central and Western District, Hong Kong SAR China PFCC Group Limited Full time
About PFCC Group Limited

PFCC Group Limited is a leading organization dedicated to delivering exceptional compliance solutions. We strive for excellence in our services and foster a culture of integrity, professionalism, and innovation.

Job Summary

We are seeking a highly skilled Regulatory Compliance Officer to join our team. The successful candidate will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.

Key Responsibilities:
  • Develop, implement, and maintain comprehensive compliance policies and procedures to mitigate risks and ensure adherence to regulations.
  • Conduct thorough gap analysis and assessments to identify areas of improvement and provide recommendations for enhancements.
  • Design and deliver compliance training programs for existing and new employees to ensure they understand their roles and responsibilities in maintaining compliance.
  • Provide expert advice to business stakeholders on regulatory requirements, policies, and codes of conduct, ensuring alignment with industry best practices.
  • Support the administration of personal account dealing and license matters, ensuring seamless operations and compliance with relevant laws and regulations.
  • Review customer due diligence files completed by the operations team to ensure accuracy and completeness, identifying areas for improvement.
  • Lead compliance monitoring, reviews, and testing requirements for financial crime compliance, ensuring the company remains compliant with regulatory expectations.
  • Assist in completing compliance risk assessments, such as key risk indicator assessments, to identify potential vulnerabilities and develop mitigation strategies.
  • Collaborate with colleagues to compile and consolidate regional and global compliance reports, providing insights into compliance performance and areas for improvement.
  • Support compliance-related projects, working closely with cross-functional teams to drive initiatives that enhance compliance and risk management.
  • Coordinate regulatory submissions, enquiries, assessments, and deliverables as required by Hong Kong regulators, ensuring timely and accurate responses.
Requirements:
  • Bachelor's degree from a recognized university, preferably in a related field.
  • At least 3 years of experience in general compliance, regulatory compliance, and/or Anti-Money Laundering (AML), with a strong understanding of HKMA regulations.
  • Fluency in English and Chinese (Cantonese) is preferred, with excellent communication skills and attention to detail.
  • A team player with the ability to work under pressure, prioritize tasks effectively, and meet deadlines.
Benefits:
  • Opportunity to work with a dynamic and growing organization.
  • Chance to develop expertise in compliance and risk management.
  • Collaborative and supportive work environment.

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