Regulatory Compliance Expert

Aptitude Asia is a dynamic organization that requires a seasoned professional to lead its compliance operations.Job Description:The Director, Compliance Services will be responsible for managing the day-to-day compliance activities of licensed entities within Aptitude Asia's portfolio, encompassing fund managers, broker-dealers, and payment service...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

Job Overview">We are seeking a highly skilled Regulatory Compliance Expert to join our team at Harbridge Partners Limited. As a key member of our compliance function, you will play a critical role in ensuring the firm's clients adhere to all relevant anti-money laundering (AML) regulations.">About the Role">The successful candidate will be responsible for...

Job DescriptionThe Bank of China (Hong Kong) Limited is seeking a Compliance Expert to join its team. The ideal candidate will have strong knowledge of regulatory requirements and be able to provide advisory services to business units.Responsibilities:Ensure that all duties are carried out in accordance with policies and internal rules and regulations of the...

Job OverviewAshford Benjamin Ltd is seeking an experienced Strategic APAC Regulatory Compliance Expert to lead our Regional Compliance program in accordance with the group standard.Key ResponsibilitiesAct as Regional Compliance Representative, overseeing regulatory compliance, financial crime, market conduct, data protection, and privacy matters.Develop and...

Company Overview:Allianz Global Investors is a leading active asset management company that fosters a culture of professionalism, fulfillment, and an inclusive working environment.Key Responsibilities:Provide timely advice to the business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud, and FATCA/CRS.Collaborate...

About UsFutu Securities International (Hong Kong) Limited is a reputable financial institution dedicated to providing top-notch services.Job DescriptionCompany OverviewWe are committed to excellence in the securities brokerage and wealth management industry.ResponsibilitiesSupport licensing operations and provide expert advice on regulatory matters.Offer...

Company OverviewLarson Maddox is a leading multi-strategy hedge fund with a strong global presence, renowned for diversified investment approaches and commitment to excellence. Our team of experts works diligently to ensure the highest standards in our operations.Key Responsibilities:We are seeking a skilled Legal Counsel to provide expert guidance on...

Job DescriptionAt Bank of China (Hong Kong) Limited, we are committed to delivering exceptional regulatory compliance services that support our business units in meeting their goals.Key Responsibilities:Advisory ServicesProvide expert advice on regulatory compliance matters related to new products, services, and business propositions to our business...

We are seeking a seasoned Financial Risk Control Product Manager to join our team at Tbwa Chiat/Day Inc. as a key member of our financial systems development team.About the Position:Design and develop financial rules for trading systems, ensuring compliance with regulatory requirements.Manage and optimize financial parameters to minimize risk.Collaborate...

Position OverviewThe Compliance Expert Equities position at CLSA is responsible for providing expert advice on compliance matters related to equities trading and market-making activities. This individual will work closely with the Equities Compliance team to develop and implement compliance programs, ensuring adherence to regulatory requirements.Key...

Ashford Benjamin Ltd is seeking a seasoned Compliance Expert to join our team in the capacity of KYC Manager.About the RoleAs a key member of our compliance team, you will be responsible for overseeing and managing the Know Your Customer (KYC) process for new and existing clients. This involves ensuring adherence to regulatory standards and internal...

Company Overview:Larson Maddox is a leading European Securities Brokerage firm with a strong presence in Hong Kong.Position Overview:We are seeking a dedicated Regulatory Compliance Manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AML activities, and various general compliance tasks....

Company Overview:As a leading financial institution, Wells Fargo is committed to delivering exceptional services to its customers while maintaining the highest standards of regulatory compliance.Job Description:We are seeking an experienced Senior Capital Markets Transaction Reporting Specialist to join our team. The successful candidate will be responsible...

At Ambition, we are seeking an experienced Compliance Expert to join our team in the field of Life Insurance.About the RoleThis is a challenging and rewarding opportunity to work with a highly skilled team to ensure compliance with relevant regulatory requirements. As a Compliance Expert, you will be responsible for providing advice and support on AML/CTF...

About MRA SearchMRA Search is a pioneering recruitment agency specializing in the placement of highly skilled professionals across various industries.Job DescriptionWe are currently seeking a Financial Compliance Expert - APAC to join our esteemed client, a leading trust service provider with a strong presence in APAC.Key Responsibilities:Manage all...

ACCA Careers is seeking a highly skilled Regulatory Compliance Professional to join our team.The successful candidate will be responsible for monitoring bank activities to ensure compliance with state and federal laws, as well as identifying areas of non-compliance and assisting in developing corrective action plans.We require a highly experienced...

About the RoleWe are seeking a skilled and experienced Global Compliance Expert to join our team at Allianz Global Investors.Job DescriptionThe successful candidate will be responsible for providing expert advice on Anti-Financial Crime Compliance matters, including AML/CFT, ABC, Sanctions, Fraud and FATCA/CRS. They will work collaboratively with team...

About Ashford Benjamin LtdAshford Benjamin Ltd is a leading global markets firm seeking an experienced regulatory expert to join our team.

Job Overview:"There are no days off in the world of business compliance. Every day brings a new challenge, and every decision has consequences. But it's this exact complexity that makes being a Business Compliance Manager so thrilling.""In this role, you will be responsible for ensuring that our bank operates within the boundaries of local, mainland and...