Financial Compliance Expert

Position OverviewThe Compliance Expert Equities position at CLSA is responsible for providing expert advice on compliance matters related to equities trading and market-making activities. This individual will work closely with the Equities Compliance team to develop and implement compliance programs, ensuring adherence to regulatory requirements.Key...

About the RoleWe are seeking a skilled and experienced Global Compliance Expert to join our team at Allianz Global Investors.Job DescriptionThe successful candidate will be responsible for providing expert advice on Anti-Financial Crime Compliance matters, including AML/CFT, ABC, Sanctions, Fraud and FATCA/CRS. They will work collaboratively with team...

Aptitude Asia is a dynamic organization that requires a seasoned professional to lead its compliance operations.Job Description:The Director, Compliance Services will be responsible for managing the day-to-day compliance activities of licensed entities within Aptitude Asia's portfolio, encompassing fund managers, broker-dealers, and payment service...

Job OverviewWe are seeking a highly skilled Financial Analysis Expert to join our team in Management Information Services. As a key member of our team, you will play a crucial role in driving business success through insightful financial analysis and management reporting.About the RoleThe successful candidate will be responsible for:Analysing and...

Ashford Benjamin Ltd is seeking a seasoned Compliance Expert to join our team in the capacity of KYC Manager.About the RoleAs a key member of our compliance team, you will be responsible for overseeing and managing the Know Your Customer (KYC) process for new and existing clients. This involves ensuring adherence to regulatory standards and internal...

Job Description CICC seeks a skilled Financial Operations Expert to join our team. In this role, you will be responsible for overseeing the daily operation of fund products, ensuring timely valuation and execution of trade orders. The ideal candidate will have a minimum of 1-3 years' experience in fund product operation within the Securities Firm/Fund...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

About Your RoleAs a Financial Services Expert, you will be responsible for executing end-to-end audit processes for various fund structures. This includes reviewing and evaluating fund accounting processes, NAV calculations, and financial statements to ensure compliance with regulatory requirements and industry standards.Responsibilities* Execute annual...

In this exciting role, you will play a crucial part in ensuring the highest standards of audit quality within the accounting industry. As an Inspection and Assurance Expert at the Accounting and Financial Reporting Council (AFRC), you will be responsible for conducting thorough inspections of audit working papers to guarantee compliance with professional...

As a Compliance Auditor at the Accounting and Financial Reporting Council (AFRC), you will play a crucial role in assessing the quality of audit working papers to ensure compliance with professional standards.You will conduct on-site inspections of audit firms to evaluate their quality control systems and assess their impact on audit quality.Using your...

This role is a fantastic opportunity to join the Accounting and Financial Reporting Council (AFRC) team as an Inspection and Assurance Expert. As part of our esteemed organization, you will be responsible for inspecting audit working papers to assess compliance with professional standards.About the JobThe ideal candidate will have a solid technical...

At Ambition, we are seeking an experienced Compliance Expert to join our team in the field of Life Insurance.About the RoleThis is a challenging and rewarding opportunity to work with a highly skilled team to ensure compliance with relevant regulatory requirements. As a Compliance Expert, you will be responsible for providing advice and support on AML/CTF...

Job OverviewAshford Benjamin Ltd is seeking an experienced Strategic APAC Regulatory Compliance Expert to lead our Regional Compliance program in accordance with the group standard.Key ResponsibilitiesAct as Regional Compliance Representative, overseeing regulatory compliance, financial crime, market conduct, data protection, and privacy matters.Develop and...

Role SummaryWe are seeking a highly skilled and detail-oriented Detail-Oriented Financial Expert to join our team in Hong Kong. This individual will be responsible for maintaining accurate and efficient financial records, preparing financial statements, and ensuring compliance with Hong Kong accounting standards (HKAS).Key AccountabilitiesMaintain general...

Job Overview">We are seeking a highly skilled Regulatory Compliance Expert to join our team at Harbridge Partners Limited. As a key member of our compliance function, you will play a critical role in ensuring the firm's clients adhere to all relevant anti-money laundering (AML) regulations.">About the Role">The successful candidate will be responsible for...

About the RoleWe are seeking a seasoned Compliance Manager to join our team in Hong Kong.Key Responsibilities:Ensure adherence to regulatory requirements and guidelines in compliance with banking and financial industry ordinances;Collaborate with stakeholders to implement effective compliance strategies and procedures;Support new projects and services...

About Dah Sing Financial GroupAt the forefront of Hong Kong's financial services landscape, Dah Sing Financial Group has been dedicated to delivering a wide range of innovative banking and insurance solutions through its extensive network across Hong Kong, Macau, and Mainland China.Our CultureWe foster an inclusive environment built on mutual respect, trust,...

Company OverviewUnicorn Advisor (HK) Limited is a leading advisory firm that specializes in providing strategic guidance to clients across various industries. Job SummaryWe are seeking an experienced Senior Compliance Expert to join our team. The ideal candidate will have strong expertise in fixed income and commodities trading compliance, with a proven...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business activities align with relevant laws and regulations.

This esteemed banking institution seeks a highly skilled Financial Reporting Expert to lead its financial reporting team. As a key member of the team, you will ensure that financial reports are accurate, compliant, and informative.About Key Responsibilities: Oversee the preparation and review of financial statements and reports in accordance with local and...