Business Compliance

Job Summary: We are seeking a highly skilled Business Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and internal policies. Key Responsibilities: - Conduct regular reviews of our...

Job Title: Business ComplianceCompany: Larson MaddoxJob Summary:We are seeking a highly skilled Business Compliance professional to join our team at Larson Maddox. The successful candidate will be responsible for monitoring regulatory developments in OTC derivatives markets and assessing their impact on our trading activities.Key Responsibilities:Establish...

Job Summary: We are seeking a highly skilled Business Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for ensuring that our business operations comply with relevant laws, regulations, and internal policies. Key Responsibilities: Develop and implement compliance policies and procedures to...

Job SummaryWe are seeking a highly skilled Business Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant government regulations and the Bank's guidelines and policies.Key ResponsibilitiesReview and...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of...

Job Title: Business ComplianceWe are seeking a highly skilled Business Compliance professional to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for assisting the team in preparing and reviewing the company's risk management policies, anti-money laundering policies, compliance policies, procedures, and work...

Job Title: Business Compliance ManagerAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Business Compliance Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with relevant government regulations and the Bank's guidelines and policies.Key...

BACKGROUND Our client is a top-tier Financial Institution in the APAC Region. Has a team of 3 and is looking for a candidate for OTC Business Compliance experience. JOB RESPONSIBILITY Monitor regulatory developments in OTC derivatives markets and assess their impact on the firm's trading activities Establish and maintain robust compliance frameworks,...

Responsibilities: Carries out duties in accordance with policies and various internal rules and regulations of the Bank Provide advisory services to business units in the interpretation and implementation of compliance requirement Collects rules and regulations of local, mainland and overseas regulatory authorities or legislation departments related to...

Job Title: Compliance Officer, Bancassurance BusinessDBS Bank is seeking a highly skilled Compliance Officer to join our Bancassurance Business team. As a key member of our team, you will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and policies.Key Responsibilities:Provide compliance advice and...

About the RoleDBS Bank is seeking a highly skilled Compliance Officer to join our team in the Bancassurance Business. As a Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesProvide prompt, practical, and consistent compliance...

Job SummaryDBS Bank is seeking a highly skilled Compliance Officer to join our team in the Bancassurance Business. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and policies.Key ResponsibilitiesProvide expert compliance advice and guidance to the...

Key ResponsibilitiesAs a Compliance Risk Manager at Bank of China (Hong Kong) Limited, you will be responsible for providing professional advice on compliance and risk controls relating to relevant end-to-end processes for products and services. This includes performing product risk due diligence before the launch of new products/services, conducting control...

Main Responsibilities:Conduct comprehensive Customer Due Diligence (CDD) reviews, providing guidance as an AML/CFT advisor to marketing personnel and offering consultancy on CDD management.Ensure compliance with internal policies regarding customer due diligence, overseeing operational procedures, and advising staff on customer risk from an AML/CFT...

Job Title: Senior Business Compliance ManagerHang Seng Bank is seeking a high-caliber professional to join our team as a Senior Business Compliance Manager. As a key member of our Compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and guidelines.Key Responsibilities:Lead and...

Job SummaryDBS Bank is seeking a Compliance Officer to join our Bancassurance Business team. The successful candidate will be responsible for providing compliance advice and guidance to the business, ensuring that all regulatory requirements are met.Key ResponsibilitiesProvide compliance advice and guidance to the Bancassurance Business teamEnsure that all...

About Hang Seng BankHang Seng Bank is a leading financial institution in Hong Kong, committed to delivering exceptional service and innovative solutions to its customers. Our people are our greatest asset, and we strive to create a dynamic and inclusive work environment that fosters growth and development.Investments and Wealth SolutionsOur Investments and...

Key Responsibilities: Conduct comprehensive Customer Due Diligence (CDD) reviews, providing guidance as an AML/CFT advisor to marketing personnel and offering consultancy on CDD management; Ensure compliance with internal policies related to customer due diligence, focusing on operational aspects and advising staff on customer risk from an AML/CFT...

Senior Business Compliance ManagerHang Seng Bank is seeking a seasoned professional to join our team as a Senior Business Compliance Manager. This role will be responsible for ensuring compliance with relevant laws, rules, codes, regulations, and guidelines set by regulators and the HSBC Group.Key ResponsibilitiesStay up-to-date with relevant group...

Job SummaryWe are seeking a highly skilled Senior Business Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for assisting in conducting insurance sales risk control checking, alerting and reporting on regulatory irregularities and potential compliance risks.Key ResponsibilitiesConduct Risk...