Senior Business Compliance Lead

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time
Company Overview

Hang Seng Bank is a leading financial institution committed to service excellence. Our people are our most important asset, and we strive to provide a dynamic working environment, good career development opportunities, and competitive compensation packages.

Salary

The estimated salary for this role is HKD 720,000 - 1,200,000 per annum, depending on experience.

Job Description

About the Role

We are seeking a high-caliber Senior Business Compliance Manager to join our team in Hang Seng Hong Kong. As a key member of our Investments and Wealth Solutions department, you will be responsible for ensuring compliance with relevant laws, rules, codes, regulations, and guidelines set by regulators and HSBC Group.

Key Responsibilities

  • Keep abreast of relevant group guidelines as well as regulatory requirements and identify their impacts and necessary controls on business processes.
  • Lead and provide business compliance support to Investment business to ensure compliance with relevant laws, rules, codes, regulations, and guidelines set by regulators and HSBC Group.
  • Work with business teams and risk stewards to perform gap analysis on regulatory circulars/surveys and the Group's policy and governance frameworks.
  • Act as the key liaison with different businesses and functions on internal/external audit/regulatory/compliance reviews and articulate the findings and recommendations to management.
  • Propose and implement quality enhancement and control strengthening initiatives in response to review findings, business initiatives, regulatory update, and Group policies update.
  • Ensure appropriate governance and execution plans are in place, and articulate and report the progress update of respective reviews for management and risk oversight.
Required Skills and Qualifications

To succeed in this role, you should have:

  • A university degree in Finance, Business Administration, Economics, or a related discipline.
  • Seasoned professional with 10 years of experience in banking/financial services industry with exposure in risk & compliance roles. Experience in performing gap analysis on regulatory circulars or participating in internal/external audit review would be an advantage.
  • Strong knowledge of investment products such as investment funds, structured products, bonds, investment FX, and cross-border investment schemes/relevant initiatives preferred.
  • Strong project management and planning skills with the ability to multi-task driving projects.
  • Demonstrated track record in the implementation and oversight of policy and governance frameworks, procedures, practices.
  • Strong communication skills both verbal and written, experience of having worked with second-line defense or risk stewards in regulatory, risk, and control areas.
  • Strong leadership skills, demonstrating capability in leading teams to inspire and engage people and effect change to regulatory update.
  • Great sense of ownership and servicing mindset to ensure efficient and effective business risk and compliance process.
Benefits

Hang Seng offers a comprehensive range of benefits to its employees, including competitive compensation packages, dynamic working environment, and good career development opportunities.

Others

Please visit our website to receive the latest information about our career opportunities in Hang Seng Hong Kong.



  • Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full time

    Executive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...


  • Hong Kong, Central and Western District, Hong Kong SAR China Rapyd Full time

    About Rapyd ">Rapyd is a leading fintech company that provides innovative payment solutions to businesses worldwide.We are seeking an experienced Compliance Programme Lead to join our team, reporting directly to the Head of Regulatory Affairs. This role offers a unique opportunity to shape and implement our compliance programme, ensuring alignment with...


  • Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

    Senior Business Compliance ManagerHang Seng Bank is seeking a seasoned professional to join our team as a Senior Business Compliance Manager. This role will be responsible for ensuring compliance with relevant laws, rules, codes, regulations, and guidelines set by regulators and the HSBC Group.Key ResponsibilitiesStay up-to-date with relevant group...


  • Hong Kong, Central and Western District, Hong Kong SAR China AIA Full time

    About the RoleThe Governance system, process and data role is involved in leading Core HR processes and ensuring adherence to established frameworks for effective risk management.As a key member of the AIA team, you will be responsible for leading the HR Governance framework and processes for AIA Group, ensuring compliance of HR policies and procedures...


  • Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full time

    Are you an exceptional organizer and administrator seeking a challenging role in Hong Kong? Link Compliance is looking for a highly skilled Business Support Executive to join our team. As a key member of our staff, you will provide top-notch support to our CEO, handling various responsibilities that require discretion, attention to detail, and excellent...

  • Compliance Group Lead

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time

    About FWD GroupFWD Group is a pan-Asian life insurance business with a strong presence across 10 markets, boasting over 13 million customers.The company was established in 2013 and is focused on revolutionizing the way people perceive insurance. FWD's customer-centric and digitally enabled approach aims to deliver innovative propositions, easy-to-understand...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    OverviewPrudential plc, a leading insurance and financial services company, is seeking a Senior Manager, Compliance to join its team. With a strong focus on compliance and risk management, this role will play a critical part in ensuring the organization's activities align with regulatory requirements and industry standards.About the RoleThe Senior Manager,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Larson Maddox Seeks Experienced Compliance DirectorWe are a forward-thinking financial services firm seeking an accomplished Compliance Director to spearhead our compliance initiatives.Job Description:Develop and refine our compliance framework, ensuring seamless alignment with regulatory requirements and internal policies.Oversight of the compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China Globe Business Media Group Full time

    Unlock the Power of Insightful StorytellingWe are seeking a talented Senior Business Intelligence Journalist to join our team at Globe Business Media Group. As a key member of our editorial team, you will play a critical role in producing high-quality, engaging content that informs and educates our audience.About the RoleThis is an exciting opportunity for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Bank Full time

    At Dah Sing Bank, we are seeking an exceptional Senior Business Development Lead to spearhead our project management initiatives.We offer a highly competitive salary of HK$120,000 - HK$180,000 per annum, commensurate with experience and qualifications.About the RoleThis is a challenging and rewarding opportunity for a seasoned professional to lead and manage...


  • Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full time

    About Link ComplianceWe are a Luxury Fashion Brand seeking a highly skilled and experienced Store Manager to lead our team in Tokyo, Japan.Estimated Salary: $120,000 - $150,000 per yearAbout the RoleThis is an exciting opportunity for a dynamic leader to drive business growth, deliver results, and create a world-class consumer experience in our luxury...


  • Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    **Job Title:** Business Manager**Job Summary:** Larson Maddox is seeking a skilled Business Manager to lead the Private Bank Support team and oversee business risk management.Develop and implement risk management frameworks to ensure client satisfaction and optimal team performance.Collaborate with cross-functional teams to identify and mitigate potential...


  • Hong Kong, Central and Western District, Hong Kong SAR China 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong Full time

    At 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong, we are seeking a seasoned professional to fill the role of CAO - Head of Markets Compliance, Hong Kong - Director. This position is responsible for leading our Compliance Programme within Hong Kong Markets and ensuring timely escalation of material matters that impact Markets Hong Kong.The ideal...


  • Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    Compliance Assurance Senior PrincipalFoster a culture of ethics and compliance at AIA International Limited by leading and designing assurance programs that enhance the second line of defense's independent oversight of business activities in Hong Kong and Macau. Collaborate with Compliance functional leads to identify and mitigate regulatory, market, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Star Anise Limited Full time

    Job Title: Lead Regulatory Compliance and Dispute SpecialistWe are seeking a 4+ PQE Senior Associate with expertise in regulatory compliance and dispute management to join our team at Star Anise Limited.About the RoleThis role involves leading regulatory investigations and managing complex legal cases, particularly those related to China. As a Senior...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

    Key Responsibilities:As a Senior Compliance Manager at Pure Hong Kong, you will be responsible for developing, implementing, and managing compliance programs specific to merchant acquiring operations. This includes monitoring and assessing merchant acquiring activities for compliance with regulatory guidelines and internal policies.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

    Job SummaryWe are seeking a highly experienced Senior Compliance Manager to join our team at Pure Hong Kong. In this role, you will be responsible for developing and implementing compliance programs specific to merchant acquiring operations.About the RoleDevelop and implement effective compliance programs to mitigate risks in merchant acquiring...


  • Hong Kong, Central and Western District, Hong Kong SAR China Recruitment Intelligence Consultants Limited Full time

    Job SummaryWe are seeking an experienced Senior Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a fantastic opportunity for a highly motivated and experienced professional to lead and manage initiatives to ensure compliance with legal and regulatory requirements in the Asia Pacific region....


  • Hong Kong, Central and Western District, Hong Kong SAR China Pinpoint Asia Full time

    Job Title: Senior Compliance Risk ManagerAbout the Role:We are seeking an experienced Senior Compliance Risk Manager to lead and manage regional legal, compliance, and risk projects from initiation to completion. The successful candidate will ensure timelines, budgets, and quality standards are met.Key Responsibilities:Project Leadership: Lead regional...


  • Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    Job SummaryWe are seeking a seasoned Senior Compliance Officer to join our team at Global Executive Consultants Ltd. The successful candidate will be responsible for maintaining and developing the compliance program/policies in line with regulatory requirements.This role offers a unique opportunity to work with a leading Financial Institution, providing...