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Senior Business Compliance Lead

1 month ago

Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time
Company Overview

Hang Seng Bank is a leading financial institution committed to service excellence. Our people are our most important asset, and we strive to provide a dynamic working environment, good career development opportunities, and competitive compensation packages.

Salary

The estimated salary for this role is HKD 720,000 - 1,200,000 per annum, depending on experience.

Job Description

About the Role

We are seeking a high-caliber Senior Business Compliance Manager to join our team in Hang Seng Hong Kong. As a key member of our Investments and Wealth Solutions department, you will be responsible for ensuring compliance with relevant laws, rules, codes, regulations, and guidelines set by regulators and HSBC Group.

Key Responsibilities

  • Keep abreast of relevant group guidelines as well as regulatory requirements and identify their impacts and necessary controls on business processes.
  • Lead and provide business compliance support to Investment business to ensure compliance with relevant laws, rules, codes, regulations, and guidelines set by regulators and HSBC Group.
  • Work with business teams and risk stewards to perform gap analysis on regulatory circulars/surveys and the Group's policy and governance frameworks.
  • Act as the key liaison with different businesses and functions on internal/external audit/regulatory/compliance reviews and articulate the findings and recommendations to management.
  • Propose and implement quality enhancement and control strengthening initiatives in response to review findings, business initiatives, regulatory update, and Group policies update.
  • Ensure appropriate governance and execution plans are in place, and articulate and report the progress update of respective reviews for management and risk oversight.
Required Skills and Qualifications

To succeed in this role, you should have:

  • A university degree in Finance, Business Administration, Economics, or a related discipline.
  • Seasoned professional with 10 years of experience in banking/financial services industry with exposure in risk & compliance roles. Experience in performing gap analysis on regulatory circulars or participating in internal/external audit review would be an advantage.
  • Strong knowledge of investment products such as investment funds, structured products, bonds, investment FX, and cross-border investment schemes/relevant initiatives preferred.
  • Strong project management and planning skills with the ability to multi-task driving projects.
  • Demonstrated track record in the implementation and oversight of policy and governance frameworks, procedures, practices.
  • Strong communication skills both verbal and written, experience of having worked with second-line defense or risk stewards in regulatory, risk, and control areas.
  • Strong leadership skills, demonstrating capability in leading teams to inspire and engage people and effect change to regulatory update.
  • Great sense of ownership and servicing mindset to ensure efficient and effective business risk and compliance process.
Benefits

Hang Seng offers a comprehensive range of benefits to its employees, including competitive compensation packages, dynamic working environment, and good career development opportunities.

Others

Please visit our website to receive the latest information about our career opportunities in Hang Seng Hong Kong.