Deputy / Assistant Compliance Manager (Compliance Division)

Deputy Audit Manager / Assistant Audit Manager (Compliance and Risk Management)Job Summary:We are seeking a highly skilled Deputy Audit Manager or Assistant Audit Manager to join our team at Bank of China. As a key member of our Group Audit department, you will be responsible for conducting internal audit engagements related to Compliance and Anti-Money...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China.Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent, but...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Job Purpose: • To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking Practice and technology risks etc. • To assist Group Compliance Division in promoting bank wide compliance culture...

Responsibilities: Assist in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review Ensure that the Bank’s operations meet with the relevant legal and regulatory requirements as well as industry guidelines and practices Provide compliance advice to business and support units ...

Responsibilities: Assist in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review Ensure that the Bank’s operations meet with the relevant legal and regulatory requirements as well as industry guidelines and practices Provide compliance advice to business and support units ...

Main Responsibilities:To conduct thorough reviews of customer due diligence processes, ensuring adherence to internal policies and regulations, and providing expert advice on AML/CFT matters to marketing staff.To advise on account opening procedures and assist in streamlining the process, ensuring seamless customer onboarding.To collaborate with other...

Responsibilities Prepare annual compliance review plan Conduct compliance reviews and self-assessments Prepare regular management reports on compliance updates and issues Provide recommendations to strengthen the Bank’s control framework and follow up the implementation of recommendations given Communicate regularly with AMLD/CECD on latest...

Key Responsibilities: Oversee compliance efforts across Cigna's insurance operations and corporate initiatives; Provide extensive support for the formulation and ongoing evaluation of relevant compliance and regulatory standards, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

Key Responsibilities: Oversee compliance for Cigna's general insurance operations and enterprise-wide initiatives; Provide extensive support for the formulation and ongoing evaluation of relevant compliance and regulatory obligations, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

Key Responsibilities: Oversee compliance for Cigna's general insurance operations and group-wide projects; Provide extensive support for the formulation and continuous evaluation of relevant compliance and regulatory standards, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

Responsibilities:Coverage includes Cigna’s general insurance business and group-wide initiatives;Comprehensive exposure to compliance support for the development and/or ongoing review of applicable compliance and regulatory requirements, including but not limited to licensing, data protection, anti-money laundering, economic sanctions, anti-bribery,...

Responsibilities : Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...

Main Responsibilities - Assist the Division Head in formulating, developing and implementing strategies to meet revenue and asset and liability targets set by the Bank and to maximise the Bank's profitability and minimize credit losses; - Perform relationship management support by engaging clients at strategic level to enhance business relationship and...

Responsibilities: To provide professional advice on compliance and risk controls relating to relevant end to end processes for products and services. To perform the product risk due diligence before launch of the new product/service. To perform control assurance work and suggest improvement requirements. To support various functions within the team and...

Main Responsibilities: To conduct selected CDD review, checking, acting as AML/CFT advisor for marketing staff and provide consultancy role on CDD handling; The review includes but is not limited to the adherence to the internal policies for customer due diligence, the operational aspect of handling CDD, and to advise staff on the risk perspective of...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a range of banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.We value a culture of caring, teamwork, and progressiveness. We recognize that every...