Manager, Compliance

Executive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...

Our client is an online gaming company and they're looking for a Executive Assistant in Hong Kong to support their CEO's business calendar. Working Location : Hong Kong (Remote) Reporting Line: CEO Business Travel: 25% ~30% in Asia EAs perform a variety of tasks, including:  1. Managing CEO's Schedule & CalendarExecutive assistants organize all the details...

Compliance Manager / Senior Compliance Manager Location: Hong Kong   Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...

At Prudential plc, we are committed to creating a culture of compliance and risk management that supports our business objectives. We are seeking a highly skilled Compliance Manager to join our team and contribute to the development and implementation of our compliance framework.The role will support the Director, Distribution Compliance and Monitoring in...

Job Title: Manager (Compliance)HKMC Annuity Limited is seeking a highly skilled and experienced Compliance Manager to join our team.Job Summary:We are looking for a Compliance Manager to provide compliance review and advisory services, develop and update compliance policies and guidelines, and promote compliance awareness and culture within the Company.Key...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the Company.Key...

Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

Job Title: Head of Compliance & MLROEbury is a leading FinTech firm, recognized for its innovative approach to financial services. We offer a range of products, including FX risk management, trade finance, currency accounts, international payments, and API integration.We are seeking a seasoned professional to lead our Compliance and MLRO function, focusing...

Job Responsibilities Regularly update and maintain compliance policies Compliance housekeeping matters – Maintain accurate records and documentation relating to compliance activities, including PA trading and conflicts Monitor and assess compliance risks associated with the company's activities Conduct compliance training programs for employees to enhance...

Job Descriptions:  To provide compliance review and advisory; To develop and update compliance policies and guidelines; To review policies and procedures developed by the first line of defence to ensure compliance with the regulatory requirements; To promote compliance awareness and culture of the Company, including development and delivery of compliance...

Job Descriptions:  To provide compliance review and advisory; To develop and update compliance policies and guidelines; To review policies and procedures developed by the first line of defence to ensure compliance with the regulatory requirements; To promote compliance awareness and culture of the Company, including development and delivery of compliance...

Job Descriptions:  To provide compliance review and advisory; To develop and update compliance policies and guidelines; To review policies and procedures developed by the first line of defence to ensure compliance with the regulatory requirements; To promote compliance awareness and culture of the Company, including development and delivery of compliance...

About the Role:We are seeking a highly skilled Compliance Manager to join our team at The Cigna Group. As a key member of our compliance team, you will be responsible for ensuring that our business practices and operations comply with relevant laws and regulations.Key Responsibilities:Develop and implement compliance policies and procedures to ensure...

Responsibilities: Provide prompt, sound and consistent compliance advice, especially can handle statutory enquiries from regulators (e.g. SFC / HKEX) independently; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors across...

support the on-going reinforcement of the Group Conduct Framework and Customer Protection initiatives across the Asian entities, at the same time support the entities in their implementation by providing advice and best practice sharing monitor the Asian entities´ Conduct framework, local Conduct dashboard and other local Conduct reports and review action...

Responsibilities: Develop and implement the compliance framework to ensure company policies and regulations are met Oversee and review all business operations relating to compliance including policies, investments, and procedures Communicate applicable risks, costs, progress, and results to all relevant partners and regulators Design and monitor control...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Responsibilities Prepare annual compliance review plan Conduct compliance reviews and self-assessments Prepare regular management reports on compliance updates and issues Provide recommendations to strengthen the Bank’s control framework and follow up the implementation of recommendations given Communicate regularly with AMLD/CECD on latest...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Main Responsibilities:To conduct thorough reviews of customer due diligence, providing expert advice on AML/CFT matters to marketing staff and serving as a consultancy role on CDD handling.The review encompasses adherence to internal policies for customer due diligence, operational aspects of handling CDD, and advising staff on the risk perspective of...