Compliance Manager

Compliance Manager / Senior Compliance Manager Location: Hong Kong   Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...

At Prudential plc, we are committed to creating a culture of compliance and risk management that supports our business objectives. We are seeking a highly skilled Compliance Manager to join our team and contribute to the development and implementation of our compliance framework.The role will support the Director, Distribution Compliance and Monitoring in...

Job Title: Manager / Senior Manager, Compliance, Enterprise Asset ManagementAt Sun Life, we are seeking a highly skilled and experienced Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws,...

Assist to supervise licensing related works and offer advice on licensing issues. Provide compliance advice to the different business units in relation to securities brokerage and wealth management business. Review and advise on legal and compliance contracts and documentation. Handle and implement compliance requests with internal stakeholders to enhance...

Job Title: Manager (Compliance)HKMC Annuity Limited is seeking a highly skilled and experienced Compliance Manager to join our team.Job Summary:We are looking for a Compliance Manager to provide compliance review and advisory services, develop and update compliance policies and guidelines, and promote compliance awareness and culture within the Company.Key...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the Company.Key...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the company.Key ResponsibilitiesProvide compliance...

Job Title: Senior Manager, ComplianceAt Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We provide a platform for our employees to excel and make a meaningful impact on the business,...

Job DescriptionAs a key member of the Enterprise Asset Management Compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and in-house policy guidelines. Your primary responsibility will be to perform compliance testing, monitoring, and surveillance to demonstrate and attest compliance with applicable...

Job Title: Compliance ManagerAt Infini Capital Management Limited, we are seeking a highly skilled Compliance Manager to join our team. The successful candidate will be responsible for ensuring that our company's activities are in compliance with all relevant regulations and laws.Key Responsibilities:Develop and implement compliance policies and procedures...

Job Title: Senior Manager, CompliancePrudential plc is committed to being a partner for every life and protector for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We provide a platform for our employees to excel and make a meaningful impact on the business, supporting...

Job Title: Compliance ManagerLarson Maddox is seeking an experienced AML & Compliance Manager to join our dynamic team in Hong Kong. The ideal candidate will have a strong background in compliance and anti-money laundering within the banking sector and a proven track record of effectively managing compliance programs.Key Responsibilities:Develop, implement,...

Job Title: Compliance ManagerHKMC Annuity Limited is seeking a highly skilled Compliance Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Develop and implement compliance policies and procedures to ensure...

Job Title: Compliance ManagerAt Sun Life, we are seeking a highly skilled Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Perform...

Compliance ManagerHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, and we seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive compensation packages.About the RoleWe are currently seeking a high-calibre professional to join our...

Compliance ManagerHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, and we strive to enhance our performance for customers by providing best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive...

Job Title: Head of Compliance & MLROEbury is a leading FinTech firm, recognized for its innovative approach to financial services. We offer a range of products, including FX risk management, trade finance, currency accounts, international payments, and API integration.We are seeking a seasoned professional to lead our Compliance and MLRO function, focusing...

Job Responsibilities Regularly update and maintain compliance policies Compliance housekeeping matters – Maintain accurate records and documentation relating to compliance activities, including PA trading and conflicts Monitor and assess compliance risks associated with the company's activities Conduct compliance training programs for employees to enhance...

Job Summary:The Compliance Manager will be responsible for ensuring that all business operations within The Cigna Group are in compliance with relevant laws and regulations. This includes developing and implementing compliance policies and procedures, conducting risk assessments, and providing training to staff on compliance matters.Key...

Job Title: Head of ComplianceEbury, a leading FinTech firm, is seeking a seasoned professional to lead our Compliance team in Hong Kong and China. As a key member of our organization, you will be responsible for ensuring our business operations comply with local regulations and laws.Key Responsibilities:Provide strategic guidance on Compliance, Anti-Money...