Compliance Manager
7 months ago
Prepare annual compliance review plan Conduct compliance reviews and self-assessments Prepare regular management reports on compliance updates and issues Provide recommendations to strengthen the Bank’s control framework and follow up the implementation of recommendations given Communicate regularly with AMLD/CECD on latest regulatory updates, review methodology and issues identified to enable benchmarking and read across within the group Perform ad-hoc tasks assigned
Requirements
University graduate, with minimum 6 years’ working experience in the financial services industry with compliance / audit / risk management / internal control experience Relevant qualification in CAMS, ECF (AML&CFT) Core Level, etc. will be an advantage Sound and all-rounded knowledge with respect to various aspects in assigned responsible business units/AML&CFT Strong understanding of HKMA regulatory and legislative obligations and industry guidance Good presentation and report writing skills
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Business Operations Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full timeExecutive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...
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Luxury Retail Store Director
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full timeAbout Link ComplianceWe are a Luxury Fashion Brand seeking a highly skilled and experienced Store Manager to lead our team in Tokyo, Japan.Estimated Salary: $120,000 - $150,000 per yearAbout the RoleThis is an exciting opportunity for a dynamic leader to drive business growth, deliver results, and create a world-class consumer experience in our luxury...
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Business Support Executive
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full timeAre you an exceptional organizer and administrator seeking a challenging role in Hong Kong? Link Compliance is looking for a highly skilled Business Support Executive to join our team. As a key member of our staff, you will provide top-notch support to our CEO, handling various responsibilities that require discretion, attention to detail, and excellent...
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Luxury Apparel Store Manager
1 month ago
Hong Kong, Hong Kong SAR China Link Compliance Full timeA Luxury Fashion Brand is Hiring a Store Manager in Tokyo Japan. Position is in Tokyo Japan. Relocation Assistance and visa sponsorship will be provided. Job Responsibilities Drive Business and Deliver Results Utilize strategic approaches to develop, monitor, and improve measurable metrics that drive business growth to achieve financial targets.Lead...
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Luxury Fashion Store Executive
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full timeA prestigious fashion brand in Tokyo, Japan, is seeking a skilled store manager to lead their team and drive business growth.As the ideal candidate for this position, you will possess excellent leadership skills, strong communication abilities, and a keen understanding of luxury fashion trends. The salary for this role is estimated to be around...
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PA to CEO
4 weeks ago
Hong Kong, Hong Kong SAR China Link Compliance Full timeOur client is an online entertainment company and they're looking for a PA in Hong Kong to support their CEO's business calendar. Working Location : Hong Kong (Remote) Reporting Line: CEO Job Responsibilities: Handle personal and business-related matters of the CEO and provide secretarial supportResponsible for organizing, scheduling, answer incoming calls...
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Executive Assistant to CEO
1 month ago
Hong Kong, Hong Kong SAR China Link Compliance Full timeOur client is an online gaming company and they're looking for a Executive Assistant in Hong Kong to support their CEO's business calendar. Working Location : Hong Kong (Remote) Reporting Line: CEO Business Travel: 25% ~30% in Asia EAs perform a variety of tasks, including: 1. Managing CEO's Schedule & CalendarExecutive assistants organize all the details...
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Compliance Manager
4 months ago
Hong Kong, Hong Kong SAR China HARBRIDGE PARTNERS Full timeCompliance Manager / Senior Compliance Manager Location: Hong Kong Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...
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Assistant Compliance Manager
4 months ago
Hong Kong, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full timeResponsibilities : Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
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Compliance Manager
7 months ago
Hong Kong, Hong Kong SAR China Rapyd Full timeResponsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives. Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...
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Compliance Manager
6 months ago
Hong Kong, Hong Kong SAR China Infini Capital Management Limited Full timeJob Responsibilities Regularly update and maintain compliance policies Compliance housekeeping matters – Maintain accurate records and documentation relating to compliance activities, including PA trading and conflicts Monitor and assess compliance risks associated with the company's activities Conduct compliance training programs for employees to enhance...
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Compliance Manager
3 weeks ago
Hong Kong, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full timeJob Description Continuously implement the company’s compliance-related work in accordance with the requirements of the Hong Kong Securities and Futures Commission (SFC), identify and assess relevant compliance risks, and ensure that the company’s business complies with local regulatory requirements. Organize and implement the company’s operational...
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Manager, Compliance
6 months ago
Hong Kong, Hong Kong SAR China The Cigna Group Full timeResponsibilities:Coverage includes Cigna’s general insurance business and group-wide initiatives;Comprehensive exposure to compliance support for the development and/or ongoing review of applicable compliance and regulatory requirements, including but not limited to licensing, data protection, anti-money laundering, economic sanctions, anti-bribery,...
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Compliance Manager
5 months ago
Hong Kong, Hong Kong SAR China AXA Group Full timesupport the on-going reinforcement of the Group Conduct Framework and Customer Protection initiatives across the Asian entities, at the same time support the entities in their implementation by providing advice and best practice sharing monitor the Asian entities´ Conduct framework, local Conduct dashboard and other local Conduct reports and review action...
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Compliance Manager
4 months ago
Hong Kong, Hong Kong SAR China Frontier Financial Group Full timeResponsibilities: Develop and implement the compliance framework to ensure company policies and regulations are met Oversee and review all business operations relating to compliance including policies, investments, and procedures Communicate applicable risks, costs, progress, and results to all relevant partners and regulators Design and monitor control...
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Compliance Manager
4 months ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeResponsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...
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Compliance Risk Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Société Générale Assurances Full timeJob Title: Compliance Risk ManagerSociété Générale Assurances is seeking a highly skilled Compliance Risk Manager to join their team in Hong Kong. The estimated salary for this position is $HKD 800,000 - $1,200,000 per annum.About the RoleThe Compliance Risk Manager will be responsible for providing compliance and regulatory advisory guidance, assisting...
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Compliance Manager for Asset Management
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeRole OverviewThe Compliance Manager will be responsible for ensuring that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements and BNPP Group Compliance standards.This includes providing proactive compliance advice to the business, rolling out Group Compliance policies and standards, implementing...
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Compliance Manager for Asset Management
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeKey ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...
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Compliance Risk Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time**Job Title:** Compliance Risk Manager**Location:** Hong KongHARBRIDGE PARTNERS is seeking a highly skilled Compliance Risk Manager to join our team. As a key member of our compliance department, you will play a critical role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.Job Description:The...