Chief Compliance Risk Officer
7 hours ago
Fargo Wealth Group Limited is seeking an experienced Chief Compliance Risk Officer to join our team.
Key Responsibilities- Lead the development and maintenance of compliance policies and procedures to meet regulatory requirements, covering reviews, audits, licensing, reporting, inquiries, and AML/KYC support.
- Develop and implement a risk management framework to identify, assess, and mitigate potential risks to the organization.
- Deliver compliance training to employees to foster a culture of compliance awareness.
- Collaborate with internal stakeholders to update internal policies, procedures, and related documentation.
- Perform ad-hoc projects assigned by management.
- Bachelor's degree or above in law, Finance, or related fields.
- At least 3 years of experience in compliance, with knowledge of SFC regulations and risk control or legal experience.
- Strong teamwork, communication, analytical skills, and self-motivated responsibility.
- Excellent written and verbal communication skills in English and Chinese.
- Candidates should be able to work effectively in a fast-paced environment and prioritize multiple tasks.
-
Chief Risk Officer and Insurance Strategist
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full timeOverviewHang Seng Bank Limited is committed to service excellence, continually enhancing our performance for customers and providing best-in-class products and services.We seek high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive compensation packages.Job SummaryAs Chief Risk Officer, Hang Seng...
-
Chief Information Risk Management Officer
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob DescriptionWe are seeking a seasoned professional to fill the role of Chief Information Risk Management Officer at Bank Of China (Hong Kong) Limited. This critical position plays a vital part in ensuring the bank's IT operations run smoothly, securely, and efficiently.Key ResponsibilitiesRisk Identification and Mitigation: Identify existing and potential...
-
Chief Security Risk Officer
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full timeJob OverviewHKMC Annuity Limited seeks a seasoned Cybersecurity Expert to join its team as a Chief Security Risk Officer. In this role, you will play a crucial part in ensuring the company's IT systems and solutions are secure from potential threats.Key Responsibilities:Security Advisory: Provide professional advice on IT solutions and systems from a risk...
-
Chief Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time**Job Overview**Pure Hong Kong is seeking a highly skilled Chief Compliance Officer to join our team. This role will be responsible for providing compliance advice to the Global Investment Banking Business and overseeing various compliance functions.**Key Responsibilities:**Provide compliance advice to the Global Investment Banking Business on matters such...
-
Chief Information Security Officer
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Meliora Full timeCompany OverviewMeliora is a leading organization in the field of technology risk management, seeking an experienced and skilled individual to fill the role of Chief Information Security Officer - Cyber Risk Expert. Job DescriptionWe are looking for a highly qualified professional with extensive experience in technology risk functions, particularly in 2nd...
-
Chief Compliance Officer for Equities
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeAbout CitiCiti is a global bank that empowers individuals to expand their skills and make a difference. We are committed to supporting growth and development through extensive on-the-job training and exposure to senior leaders.Our Global Legal Affairs and Compliance (GLAC) team provides legal, compliance, investigative, and security services to our firm. We...
-
Chief Risk Evaluator
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob DescriptionCompany Overview:Safe Investment is a leading financial institution dedicated to providing exceptional investment opportunities.Job Summary:We are seeking a highly skilled Chief Risk Evaluator to join our team. As a key member of our investment team, you will be responsible for managing and monitoring all aspects of risk in day-to-day...
-
Compliance Risk Officer for Product Compliance
13 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeOverview:Citi, a global bank with a rich history, offers opportunities for career growth and development. Our team is committed to empowering employees and making a positive impact in the community.Job Description:We are seeking a high-caliber professional to join our team as a Compliance Risk Officer for Product Compliance. As a key member of our team, you...
-
Chief Retail Credit Risk Manager
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Full timeCompany OverviewTalent Axis is a leading company in the retail banking industry, committed to providing exceptional services to our customers.Job DescriptionWe are seeking a highly skilled and experienced Chief Retail Credit Risk Manager to join our team.Key Responsibilities:Supervise and manage the credit risk management function to ensure effective control...
-
Risk Management and Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob DescriptionWe are seeking a Risk Management and Compliance Officer to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers' activities. Responsibilities• Conduct thorough risk monitoring and...
-
Chief IT Infrastructure Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob Description:The Chief IT Infrastructure Officer is responsible for overseeing the Bank's data centre operations, ensuring seamless and efficient delivery of IT services to our customers. Key Responsibilities:Infrastructure Management: Supervise the maintenance and upkeep of data centre infrastructure, including hardware and software components.Vendor...
-
Senior Wealth Compliance Risk Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeCompany OverviewCiti is a global financial services company that empowers individuals and businesses to reach their goals. With a rich history dating back over 200 years, we have established ourselves as one of the world's leading banks.We are committed to innovation, customer satisfaction, and community development. Our team members work together to provide...
-
Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Full timeJob DescriptionTalent Axis is seeking an experienced Chief Credit Card Authorization and Fraud Risk Specialist to lead the development of a fraud detection framework for cards and applications.About the RoleThis senior-level position will oversee credit card authorization and fraud detection processes, exercising delegated credit approval authority to...
-
Compliance Risk Management Professional
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Moody's Full timeAbout Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Job DescriptionThe Senior Compliance Associate (SCA) will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This role will work closely with the APAC Compliance team and support the...
-
Compliance Risk Manager
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China CICC Full timeJob OverviewCICC is seeking a highly experienced Compliance Officer to join its team in Hong Kong. The successful candidate will be responsible for providing comprehensive compliance coverage to the CICC group of companies, focusing on sales and trading business activities across products.Main ResponsibilitiesProvide expert compliance advisory services to...
-
Chief Information Security Officer
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full timeJob Description:OverviewWe are seeking a seasoned Chief Information Security Officer to lead our cybersecurity efforts and ensure the integrity of our systems and data. As a key member of our team, you will be responsible for developing and implementing comprehensive security strategies that protect our organization from emerging threats.Key...
-
Compliance Officer
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob DescriptionAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in line with relevant laws and regulations.About the RoleReview customer profiles, KYC documents, and customer statistic...
-
Chief Business Development Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Options Group (Hong Kong) Full timeCompany OverviewThe Options Group (Hong Kong) is a leading global executive search and consulting firm, providing unparalleled expertise in the insurance industry. We are seeking an exceptional individual to join our team as Chief Business Development Officer - APAC Insurance.About the RoleThis strategic position will sit under the regional office,...
-
Risk and Compliance Specialist
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full timeAbout Allianz Global InvestorsWe are a leading global active asset manager, committed to enhancing our clients' assets through long-term investments. Our goal is to create value for clients every step of the way by being proactive in how we partner with them and anticipate their needs. We build solutions based on capabilities across public and private...
-
Compliance Risk Management Professional
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full timeAbout Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong offering banking, insurance, and other related services through its extensive network of branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that everyone is unique and...