Chief Compliance Risk Officer

7 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Fargo Wealth Group Limited Full time
Job Description

Fargo Wealth Group Limited is seeking an experienced Chief Compliance Risk Officer to join our team.

Key Responsibilities
  • Lead the development and maintenance of compliance policies and procedures to meet regulatory requirements, covering reviews, audits, licensing, reporting, inquiries, and AML/KYC support.
  • Develop and implement a risk management framework to identify, assess, and mitigate potential risks to the organization.
  • Deliver compliance training to employees to foster a culture of compliance awareness.
  • Collaborate with internal stakeholders to update internal policies, procedures, and related documentation.
  • Perform ad-hoc projects assigned by management.
Requirements
  • Bachelor's degree or above in law, Finance, or related fields.
  • At least 3 years of experience in compliance, with knowledge of SFC regulations and risk control or legal experience.
  • Strong teamwork, communication, analytical skills, and self-motivated responsibility.
  • Excellent written and verbal communication skills in English and Chinese.
  • Candidates should be able to work effectively in a fast-paced environment and prioritize multiple tasks.


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