Chief Compliance Officer for Equities

Job OverviewWe are seeking a highly skilled Chief IT Compliance Officer to join our team at Classy Wheeler Limited.The successful candidate will be responsible for conducting IT audits and technical consultancy assignments, participating in financial and operational audits, and developing Computer Assisted Auditing Techniques (CAATs) Programs.About the...

At Citi, we're committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders.Company OverviewCiti's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm.We manage compliance risk, provide...

Larson Maddox is seeking a highly skilled Chief Compliance Officer to lead our compliance team.Salary: $175,000 - $225,000 per year.About the Role:We are looking for an experienced professional to develop, implement, and oversee compliance programs that align with regulatory requirements and internal policies.Key Responsibilities:Compliance Framework...

**Job Overview**Pure Hong Kong is seeking a highly skilled Chief Compliance Officer to join our team. This role will be responsible for providing compliance advice to the Global Investment Banking Business and overseeing various compliance functions.**Key Responsibilities:**Provide compliance advice to the Global Investment Banking Business on matters such...

Job DescriptionAs a key member of our team, the Chief Compliance Officer - APAC will play a critical role in ensuring that our Hong Kong operations are fully compliant with all relevant laws and regulations.About the RoleWe are seeking a seasoned compliance professional with extensive experience in financial services regulation. The successful candidate will...

About the RoleWe are seeking an experienced Chief Compliance Officer to lead our asset management compliance function. The successful candidate will be responsible for ensuring that our business practices align with regulatory requirements and industry standards.Key ResponsibilitiesEvaluate organizational policies and procedures to ensure alignment with...

We are seeking a seasoned Chief Compliance Officer to join our team at Global Executive Consultants Ltd. in Hong Kong.About the RoleAs a key member of our Corporate Finance division, you will be responsible for ensuring compliance with all relevant regulations and laws in the region. Your expertise will help us navigate complex regulatory landscapes and...

This is a senior Compliance role within the Equities Compliance team at CLSA, responsible for providing compliance coverage to the Institutional Equities Business and Equities Derivatives Department.Key ResponsibilitiesContribute to the development of compliance manuals and procedures in response to regulatory or business changes.Support regulatory inquiries...

We are seeking a highly skilled Chief Compliance Officer to join our team at Tbwa Chiat/Day Inc, a leading web3 venture studio based in Hong Kong.Our company is a global team of researchers, engineers, designers, operators, and crypto veterans dedicated to building the next digital economy. We believe in the paradigm-shifting potential of crypto and provide...

We are seeking an exceptional Chief Business Development Officer to join our team at TR at CUHK Company Limited (For Talent Pool only). The successful candidate will have a Bachelor's degree in Business Administration or Biomedical Engineering and 1-2 years of relevant experience.Company OverviewMRC, a synergistic platform for clinicians, engineers, and...

Citi, a leading global bank, is seeking an experienced professional to fill the role of Chief Financial Management Officer. Located in Kowloon, Hong Kong, this position offers an excellent opportunity to join a dynamic team and contribute to the firm's financial management.Company OverviewCiti is a global bank with a long history of innovation and commitment...

Classy Wheeler Limited, an established company in satellite services, is seeking an experienced Chief Legal Officer to support their rapid growth. The ideal candidate will provide general counsel and support to the company, ensuring compliance with applicable laws and regulations.Key ResponsibilitiesPreparing contracts for internal review and approval,...

Job OverviewHong Kong Exchanges and Clearing Limited is seeking a highly skilled Chief Technology Infrastructure Officer to lead its Hosting Services team. The successful candidate will be responsible for delivering reliable, scalable, and secure hosting solutions that meet the needs of HKEX's customers and business objectives.About the RoleThe Chief...

Job Description:The Chief IT Infrastructure Officer is responsible for overseeing the Bank's data centre operations, ensuring seamless and efficient delivery of IT services to our customers. Key Responsibilities:Infrastructure Management: Supervise the maintenance and upkeep of data centre infrastructure, including hardware and software components.Vendor...

Job Title: Chief Compliance StrategistEstimated Salary: $100,000 - $150,000 per yearAbout UsSUPER Corporate Consultancy Group is a leading provider of compliance solutions to financial institutions and asset management companies. Our team of experts is dedicated to ensuring that our clients are in compliance with all relevant regulatory requirements.Job...

Job SummaryWe are seeking a highly skilled Chief Financial Planning Officer to join our team at Bank Of China (Hong Kong) Limited. The ideal candidate will have extensive experience in financial management and analysis, with a strong focus on capital planning, risk management, and regulatory compliance.About the RoleThis is a challenging and rewarding...

Job DescriptionWe are seeking a highly experienced Strategic Business Director to join our team at Projob21 Ltd. in the Asian Private Equity Group.About Our ClientOur client is one of the fastest-growing Asian-based private equity groups, with a strong presence in TMT, industrial, consumer, and financial sectors, boasting over USD 2 billion in committed...

Hang Seng Bank Limited: A Leader in Asset ManagementOverviewHang Seng Bank Limited is a renowned financial institution with a strong presence in Hong Kong. Our commitment to service excellence and investment expertise has earned us a trusted reputation among clients.Job SummaryWe are seeking an exceptional Chief Investment Officer to lead our investment...

Role OverviewLarson Maddox is seeking a seasoned Equities Compliance Specialist to join our team. The ideal candidate will possess a strong background in equities compliance, monitoring, and trade surveillance.

Company Overview">Eames Consulting is a dynamic organization that excels in data management and governance. We are seeking an experienced Chief Data Governance Officer to lead our team and drive strategic initiatives.