VP of Compliance Governance

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

Citi is seeking a highly skilled Compliance Risk Manager to join our Testing team. As a Compliance Risk Manager, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your duties will include performing risk assessments of Citi's compliance risks, performing independent testing activities to assess the design and effectiveness of key controls, and reporting and escalating control issues and any violations of laws or breaches of policy.

In this role, you will work closely with senior leaders and business process owners to develop and implement compliance testing programs. You will analyze and document report findings, and have preliminary discussions with corresponding control/process owners. Additionally, you will assist with the development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.

Our ideal candidate will have 6-10 years of experience in compliance, risk management, or a related field. They will have a solid understanding of Global Markets business activities and products, preferably Rates and Markets Treasury. They will also have experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. Strong interpersonal and communication skills are essential for this role, as well as the ability to work collaboratively and independently.



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