Trade Surveillance Analyst

Sia Partners is a next-generation consulting firm focused on delivering superior value and tangible results to its clients as they navigate the digital revolution. With over 2,800 consultants in 18 countries, we will generate an annual turnover of USD 420 million for the current fiscal year. Our global footprint and our expertise in more than 30 sectors and...

About the RoleAs a seasoned professional, you will lead our team in providing surveillance services for Capital Markets in the Asia-Pacific region. Your expertise in risk management, regulatory compliance, and market analysis will be essential in ensuring that our firm's activities align with global standards.The role requires strong leadership skills, as...

About the OpportunityThis is a unique opportunity to join SGS Société Générale de Surveillance SA as a Regional Head of Capital Markets Regulatory Surveillance in the Asia-Pacific region. As a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance, you will be responsible for overseeing...

Job DescriptionWe are currently seeking a Trade Surveillance Consultant with 2-4 years of experience in trade surveillance within the financial services sector to work on a 3-month project in Hong Kong.The ideal candidate will possess demonstrated experience in investigating and clearing trade alerts, with a focus on effective resolution. Proficiency in...

Your BackgroundA minimum of 15 years of relevant experience in risk management, regulatory compliance, and market analysis.A thorough understanding of financial markets, conduct risk, trading data, and data governance.Experience in managing teams in a multicultural context and leading change and development through innovation.Previous experience in...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will be responsible for providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India.This role involves designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to prioritize work, and staying...

ResponsibilitiesOverview:The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

We're looking for a talented Transaction Monitoring Officer to join our APAC team at Amber Group. As a key player in our financial crime prevention efforts, you'll work closely with our regional HR and Talent Acquisition teams to identify and mitigate potential risks.The ideal candidate will possess a strong understanding of regulatory frameworks, including...

About the JobThis job involves working on a 3-month project with a leading bank in Hong Kong, focusing on trade surveillance and risk management.As a Trade Surveillance Consultant, you will be responsible for performing trade surveillance activities, reviewing and analyzing trade transactions, and collaborating with team members to improve surveillance...

Northern Trust, a globally recognized financial institution with over 130 years of experience, is seeking an experienced Compliance Analyst to join its APAC Asset Management Compliance team. As a key member of the team, you will be responsible for providing support to compliance programs and activities across APAC and within a global framework.Partnering...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership position that oversees the development and implementation of compliance surveillance and control strategies across the Asia-Pacific region. This role requires strong expertise in financial markets, conduct risk, trading data, and data governance.Key...

About the PositionThe Regional Head of Capital Markets Regulatory Surveillance is a critical role that requires strong expertise in financial markets, conduct risk, trading data, and data governance. As a senior leader, you will be responsible for developing and implementing compliance surveillance and control strategies across the Asia-Pacific region.Key...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.Key responsibilities include:Designing and...

About Northern Trust:Northern Trust is a globally recognized, award-winning financial institution with over 130 years of financial experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Senior Compliance Analyst Role SummaryThe Senior Compliance Analyst will work within an APAC...

About the Role">The Head of Asia-Pacific Markets Regulatory Oversight will be responsible for leading the surveillance program across various business lines, ensuring compliance with regulatory requirements and industry best practices. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, and data...

About Northern Trust:Northern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. The company provides innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to its enduring principles of service, expertise, and...

Key Responsiblities:Review daily and monthly alerts related to post-transaction monitoring and trade surveillance. Investigate transactions that may raise suspicions and take necessary follow-up actions to ensure adherence to internal policies and regulatory requirements. Collaborate with the AML team leader to analyze suspicious transaction reports and...

Our client, a Fintech company that brings experiences from Commercial Banking, Investment Banking, and Traditional Factoring businesses together to build a successful trade financing platform, is urgently seeking an experienced Trade Finance Analyst to join their rapidly growing team.Job DescriptionRisk assessment of Seller, i.e., evaluation of potential...

We offer a unique opportunity to work with a global consulting firm, leveraging your expertise in trade surveillance to drive business growth.As a Trade Surveillance Consultant, you will collaborate with our team to develop innovative solutions, integrating AI and machine learning.Job DescriptionWe seek an experienced professional with 2-4 years of trade...

Trade Support Analyst - Global Hedge Fund –– up to HKD $1.5m total compOur client, a major global hedge fund, has an excellent track record of hiring some of the very best talent on the market, providing varied internal progression opportunities and high compensation packages. They are looking to make a key front office support hire in their Hong Kong...