Head of Asia-Pacific Markets Regulatory Oversight

7 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

About the Role

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The Head of Asia-Pacific Markets Regulatory Oversight will be responsible for leading the surveillance program across various business lines, ensuring compliance with regulatory requirements and industry best practices. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, and data governance.

  • Key Responsibilities:
  • Design and implement surveillance strategies and processes to ensure effective monitoring and mitigation of risks.
  • Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.
  • Stay current on regulatory changes and industry trends to ensure the firm's surveillance coverage remains current and effective.
  • IDentify and oversee improvements needed for existing surveillance leveraging technology.
  • Collaborate with global colleagues and stakeholders to develop the surveillance program.
  • Manage the risk assessment process for both trade and communications surveillance.


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