Capital Markets Surveillance Leader

About the Team">The Regional Leader for Capital Markets Surveillance will oversee a team of 20+ individuals, comprising onshore and offshore staff in Hong Kong, Japan, and India. The successful candidate will provide leadership and guidance to the team, driving change and development through innovation. Key Qualifications: 15 years of relevant experience...

About the OpportunityThis is a unique opportunity to join SGS Société Générale de Surveillance SA as a Regional Head of Capital Markets Regulatory Surveillance in the Asia-Pacific region. As a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance, you will be responsible for overseeing...

Job DescriptionDesign and implement a comprehensive surveillance strategy, incorporating data-driven performance indicators and effective planning and oversight.Leverage industry trends and best practices to ensure the firm's surveillance coverage remains current and effective.Manage a team of 10 onshore and 9 offshore staff, providing leadership and...

About the PositionThe Regional Head of Capital Markets Regulatory Surveillance is a critical role that requires strong expertise in financial markets, conduct risk, trading data, and data governance. As a senior leader, you will be responsible for developing and implementing compliance surveillance and control strategies across the Asia-Pacific region.Key...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in ensuring the firm's compliance with regulatory requirements across the Asia-Pacific region.This is an exciting opportunity for a seasoned professional to lead a team of 20+ individuals and drive change through innovation, leveraging technology to improve...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership position that oversees the development and implementation of compliance surveillance and control strategies across the Asia-Pacific region. This role requires strong expertise in financial markets, conduct risk, trading data, and data governance.Key...

We're looking for a talented Transaction Monitoring Officer to join our APAC team at Amber Group. As a key player in our financial crime prevention efforts, you'll work closely with our regional HR and Talent Acquisition teams to identify and mitigate potential risks.The ideal candidate will possess a strong understanding of regulatory frameworks, including...

APAC Trading Technology LeadAre you a seasoned trading technology professional looking for a new challenge? Look no further than Capital Markets Recruitment's latest opportunity for a Head of Trading Technology in APAC.We are seeking an experienced leader with 10+ years of experience in trading technology to lead our trading tech teams and collaborate with...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.Key responsibilities include:Designing and...

Trading Technology LeaderClosed-loop communication is critical for any organization to achieve success. At Capital Markets Recruitment, we are looking for a talented individual to join our team as the Head of Trading Technology to spearhead this mission-critical initiative.This position requires an expert with 10+ years of experience in trading technology...

Company Overview:">Hong Kong Exchanges and Clearing Limited is a purpose-driven company that connects, promotes, and progresses its markets and communities for prosperity. We aim to maintain the integrity of our cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants.">About the Role:">We are seeking...

We are seeking an experienced Trading Engineer to join our client, a leading Quantitative Hedge fund, in supporting pre and post-trade lifecycles.This role offers the opportunity to work alongside systematic Portfolio Managers and Traders, collaborating on trade lifecycle processes and contributing to the success of the hedge fund.Key Responsibilities:Manage...

Capital Markets Recruitment: Head of Trading TechnologyWe are seeking an experienced technology leader to join our team as Head of Trading Technology. The ideal candidate will have a strong background in trading technology development and a proven track record of driving innovation.The successful candidate will be responsible for:Driving technology...

We are seeking a Lead Trading Technology Specialist to join our team at Capital Markets Recruitment. As a key member of our quantitative hedge fund, you will lead our trading tech teams across Hong Kong and Singapore, collaborating directly with the CTO to drive technology strategy and innovation.This high-impact role requires a hands-on leadership approach,...

About the JobThe Regional Head of Capital Markets Regulatory Surveillance will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong reputation in the market.This role involves providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India, and collaborating with global...

Capital Markets RecruitmentThis is a high-impact role where you'll collaborate directly with the CTO to drive technology strategy and innovation across APAC. Our client, a well-established quantitative hedge fund, is looking for a leader to guide their trading tech teams in Hong Kong and Singapore.The ideal candidate will have:10+ years of experience in...

At Capital Group, we are seeking a seasoned sales leader to spearhead our financial intermediary (FIT) sales efforts across all client segments in Greater China. This strategic role reports directly to the Head of Client Group, Greater China, and offers the ideal opportunity for a motivated and dynamic professional to drive business growth and success.The...

About the Role">The Head of Asia-Pacific Markets Regulatory Oversight will be responsible for leading the surveillance program across various business lines, ensuring compliance with regulatory requirements and industry best practices. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, and data...

Key ResponsibilitiesDevelop and maintain a thorough understanding of financial markets, conduct risk, trading data, and data governance.Liaise with senior management, business lines, and compliance teams to ensure effective coordination and communication.Contribute to the overall strategy and execution of the Global Capital Markets Compliance management...

Citi is a leading global bank dedicated to serving clients in 160 countries. As a Capital Markets Business Manager, you will play a key role in managing the development and growth of our capital markets products.Key Responsibilities:Lead the development and execution of product strategies across multiple business linesCollaborate with cross-functional teams...