Risk Management Specialist, Asia-Pacific
1 week ago
The Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.
Key responsibilities include:
- Designing and implementing surveillance strategies and processes
- Leveraging data-driven performance indicators to prioritize work and maintain momentum on key production deliverables
- Staying current on regulatory changes and industry trends to ensure the firm's surveillance coverage remains current and effective
- Identifying and overseeing improvements needed for existing surveillance leveraging technology
This role requires a seasoned professional with 15 years of relevant experience in financial markets, conduct risk, trading data, and data governance.
About YouWe are looking for a motivated and experienced individual who can lead our capital markets regulatory surveillance team in the Asia-Pacific region.
You should have a strong understanding of financial markets, conduct risk, trading data, and data governance, as well as experience managing teams in a multicultural context.
Your track record of leading change and development through innovation will be highly valued.
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