Risk Management Specialist, Asia-Pacific

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
About the Role

The Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.

Key responsibilities include:

  • Designing and implementing surveillance strategies and processes
  • Leveraging data-driven performance indicators to prioritize work and maintain momentum on key production deliverables
  • Staying current on regulatory changes and industry trends to ensure the firm's surveillance coverage remains current and effective
  • Identifying and overseeing improvements needed for existing surveillance leveraging technology

This role requires a seasoned professional with 15 years of relevant experience in financial markets, conduct risk, trading data, and data governance.

About You

We are looking for a motivated and experienced individual who can lead our capital markets regulatory surveillance team in the Asia-Pacific region.

You should have a strong understanding of financial markets, conduct risk, trading data, and data governance, as well as experience managing teams in a multicultural context.

Your track record of leading change and development through innovation will be highly valued.



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