Market Surveillance Analyst

About the OpportunityThis is a unique opportunity to join SGS Société Générale de Surveillance SA as a Regional Head of Capital Markets Regulatory Surveillance in the Asia-Pacific region. As a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance, you will be responsible for overseeing...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will be responsible for providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India.This role involves designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to prioritize work, and staying...

About the Team">The Regional Leader for Capital Markets Surveillance will oversee a team of 20+ individuals, comprising onshore and offshore staff in Hong Kong, Japan, and India. The successful candidate will provide leadership and guidance to the team, driving change and development through innovation. Key Qualifications: 15 years of relevant experience...

Job Summary:Societe Generale's Compliance division is seeking a Regional Head of Capital Markets Regulatory Surveillance to lead its team in the Asia-Pacific region.About the Role:The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility, adapting it in...

About Our Market Surveillance & Monitoring DepartmentOur team is primarily responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. We also cooperate with Hong Kong and Mainland regulators on their investigation of cross-boundary market misconduct...

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

Job DescriptionDesign and implement a comprehensive surveillance strategy, incorporating data-driven performance indicators and effective planning and oversight.Leverage industry trends and best practices to ensure the firm's surveillance coverage remains current and effective.Manage a team of 10 onshore and 9 offshore staff, providing leadership and...

About the Role">The Head of Asia-Pacific Markets Regulatory Oversight will be responsible for leading the surveillance program across various business lines, ensuring compliance with regulatory requirements and industry best practices. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, and data...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership position that oversees the development and implementation of compliance surveillance and control strategies across the Asia-Pacific region. This role requires strong expertise in financial markets, conduct risk, trading data, and data governance.Key...

Job Description:Societe Generale seeks a seasoned professional to lead its Capital Markets Regulatory Surveillance team in the Asia-Pacific region.About the Role:The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility, adapting it in line with Group...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in ensuring the firm's compliance with regulatory requirements across the Asia-Pacific region.This is an exciting opportunity for a seasoned professional to lead a team of 20+ individuals and drive change through innovation, leveraging technology to improve...

OverviewThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in evolving the firm's regulatory compliance landscape. This senior position requires a seasoned professional with a deep understanding of financial markets, conduct risk, trading data, and data governance.

Company Overview:">Hong Kong Exchanges and Clearing Limited is a purpose-driven company that connects, promotes, and progresses its markets and communities for prosperity. We aim to maintain the integrity of our cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants.">About the Role:">We are seeking...

Company OverviewThe Asian Banker is home to Asia's most dynamic and vibrant capital markets. Our company connects capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.About UsWe are a purpose-driven organization. Our commitment to...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.Key responsibilities include:Designing and...

About the PositionThe Regional Head of Capital Markets Regulatory Surveillance is a critical role that requires strong expertise in financial markets, conduct risk, trading data, and data governance. As a senior leader, you will be responsible for developing and implementing compliance surveillance and control strategies across the Asia-Pacific region.Key...

Job Description">Overview: We are seeking an experienced professional to lead our team in the Asia-Pacific region. The successful candidate will be responsible for providing strategic guidance on regulatory risk management and overseeing the implementation of effective surveillance processes.">Responsibilities:">Key Accountabilities:">Regulatory Risk...

About the RoleWe are seeking a highly motivated and detail-oriented Market Risk Analyst Trainee to join our team. The successful candidate will be responsible for working on various projects related to market risk certification, monitoring, and trading desk activity.ResponsibilitiesAssist in the development of reports using Power BI and Excel to monitor...

About the JobThe Regional Head of Capital Markets Regulatory Surveillance will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong reputation in the market.This role involves providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India, and collaborating with global...

ResponsibilitiesDesign and implement a comprehensive surveillance strategy to ensure the firm's compliance with regulatory requirements.Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.Stay current on regulatory changes and industry trends to ensure the firm's surveillance coverage remains...