Regional Surveillance Head

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

About the OpportunityThis is a unique opportunity to join SGS Société Générale de Surveillance SA as a Regional Head of Capital Markets Regulatory Surveillance in the Asia-Pacific region. As a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance, you will be responsible for overseeing...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership position that oversees the development and implementation of compliance surveillance and control strategies across the Asia-Pacific region. This role requires strong expertise in financial markets, conduct risk, trading data, and data governance.Key...

OverviewThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in evolving the firm's regulatory compliance landscape. This senior position requires a seasoned professional with a deep understanding of financial markets, conduct risk, trading data, and data governance.

About the Team">The Regional Leader for Capital Markets Surveillance will oversee a team of 20+ individuals, comprising onshore and offshore staff in Hong Kong, Japan, and India. The successful candidate will provide leadership and guidance to the team, driving change and development through innovation. Key Qualifications: 15 years of relevant experience...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will be responsible for providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India.This role involves designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to prioritize work, and staying...

About the Role">The Head of Asia-Pacific Markets Regulatory Oversight will be responsible for leading the surveillance program across various business lines, ensuring compliance with regulatory requirements and industry best practices. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, and data...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will provide strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India. This role is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility.Key responsibilities include:Designing and...

Job Summary">Job Title: Regional Head of Capital Markets Regulatory Surveillance, Asia-Pacific">We are seeking an experienced professional to lead our team in the Asia-Pacific region. The successful candidate will be responsible for providing strategic guidance on regulatory risk management and overseeing the implementation of effective surveillance...

About the JobThe Regional Head of Capital Markets Regulatory Surveillance will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong reputation in the market.This role involves providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India, and collaborating with global...

About the PositionThe Regional Head of Capital Markets Regulatory Surveillance is a critical role that requires strong expertise in financial markets, conduct risk, trading data, and data governance. As a senior leader, you will be responsible for developing and implementing compliance surveillance and control strategies across the Asia-Pacific region.Key...

ResponsibilitiesDesign and implement a comprehensive surveillance strategy to ensure the firm's compliance with regulatory requirements.Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.Stay current on regulatory changes and industry trends to ensure the firm's surveillance coverage remains...

Job Description">">Company Overview: As a leading financial institution, SGS Société Générale de Surveillance SA is committed to upholding the highest standards of corporate governance and compliance. Our mission is to provide innovative solutions that meet the evolving needs of our clients.">Job Title: Regional Head of Capital Markets Regulatory...

We're looking for a talented Transaction Monitoring Officer to join our APAC team at Amber Group. As a key player in our financial crime prevention efforts, you'll work closely with our regional HR and Talent Acquisition teams to identify and mitigate potential risks.The ideal candidate will possess a strong understanding of regulatory frameworks, including...

Moody's Investors Service is seeking a highly skilled professional to fill the role of Regional Compliance Head in the APAC region.This position will be responsible for executing the Compliance Program in APAC and reporting directly to the Chief Compliance Officer (CCO) at Moody's Corporation.We are looking for an individual with extensive experience in...

Job Overview:Societe Generale's Compliance division is responsible for ensuring the Bank's activities comply with regulations and laws. The Regional Head of Capital Markets Regulatory Surveillance will play a critical role in this effort, leading a team of professionals to design and implement compliance surveillance and control setups.About the Role:This is...

About the PositionThe Regional Head of Corporate Finance will be responsible for leading the origination and execution of the Corporate Finance International strategic plan in North Asia. This role involves building upon and strengthening effective relationships with Sponsors and internal/external stakeholders, driving the origination of transactions,...

Job Description">Overview: We are seeking an experienced professional to lead our team in the Asia-Pacific region. The successful candidate will be responsible for providing strategic guidance on regulatory risk management and overseeing the implementation of effective surveillance processes.">Responsibilities:">Key Accountabilities:">Regulatory Risk...

Job Description:Societe Generale seeks a seasoned professional to lead its Capital Markets Regulatory Surveillance team in the Asia-Pacific region.About the Role:The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility, adapting it in line with Group...

Responsibilities:  Reporting to the APAC Head, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including:Being the primary liaison to the SFC exchanges and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance...